EX-99.H25 13 d460067dex99h25.htm FORM OF TWELFTH AMENDMENT TO SECURITIES LENDING AGENCY AGMT Form of Twelfth Amendment to Securities Lending Agency Agmt

Exhibit H(25)

Form of

TWELFTH AMENDMENT TO THE SECOND AMENDED AND RESTATED

SECURITIES LENDING AGENCY AGREEMENT

BETWEEN

MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS,

MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II

ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A

AND

STATE STREET BANK AND TRUST COMPANY

This Twelfth Amendment (this “Amendment”) dated _____________, 2018 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A, which may be amended from time to time, (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.

Reference is made to a Second Amended and Restated Securities Lending Agency Agreement effective as of July 31, 2012, between the Funds and the Bank, as amended, and as in effect on the date immediately prior to giving effect to this Amendment (the “Agreement”).

WHEREAS, each Fund and the Bank desire to amend the Agreement as set forth below.

NOW THEREFORE, for value received, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties mutually agree to amend the Agreement in the following respect:

1.        Definitions. All terms used herein and not otherwise defined shall have the meanings set forth in the Agreement.

2.        Amendments.

Schedule A (Schedule of Funds) to the Agreement is hereby amended by deleting it in its entirety and replacing it with the revised Schedule A attached to this Amendment.

3.        Representations and Warranties. Each party hereto represents and warrants that (a) it has the power to execute and deliver this Amendment, to enter into the transactions contemplated hereby, and to perform its obligations hereunder; (b) it has taken all necessary action to authorize such execution, delivery, and performance; (c) this Amendment constitutes a legal, valid and binding obligation enforceable against it; and (d) the execution, delivery, and performance by it of this Amendment will at all times comply with all applicable laws and regulations.

4.        Miscellaneous. Except to the extent specifically amended by this Amendment, the provisions of the Agreement shall remain unmodified and in full force and effect. This Amendment shall be construed in accordance with the laws of The Commonwealth of Massachusetts.

5.        Effective Date. This Amendment is effective as of January 10, 2018.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective corporate officers, thereunto duly authorized.

 

MASSMUTUAL SELECT FUNDS

 

By:                                                                          

Name: Renee Hitchcock

Title:  CFO and Treasurer

   

STATE STREET BANK AND TRUST COMPANY

 

By:                                                                          

Name:

Title:

MASSMUTUAL PREMIER FUNDS

 

By:                                                                          

Name: Renee Hitchcock

Title:  CFO and Treasurer

   

MML SERIES INVESTMENT FUND

 

By:                                                                          

Name: Renee Hitchcock

Title:  CFO and Treasurer

   

MML SERIES INVESTMENT FUND II

 

By:                                                                          

Name: Renee Hitchcock

Title:  CFO and Treasurer

   

 

2

Schedule A

This Schedule is attached to and made part of the Second Amended and Restated Securities Lending Agency Agreement dated the 31st day of July, 2012 between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A and STATE STREET BANK AND TRUST COMPANY, as amended.

MASSMUTUAL SELECT FUNDS

 

Fund Series Name

   

Tax Identification No.    

   

Tax Year End    

  MassMutual RetireSMARTSM 2010 Fund

   

  03-0532456

   

  30-Sep

  MassMutual RetireSMARTSM 2015 Fund

   

  27-1933828

   

  30-Sep

  MassMutual RetireSMARTSM 2020 Fund

   

  03-0532467

   

  30-Sep

  MassMutual RetireSMARTSM 2025 Fund

   

  27-1933753

   

  30-Sep

  MassMutual RetireSMARTSM 2030 Fund

   

  03-0532468

   

  30-Sep

  MassMutual RetireSMARTSM 2035 Fund

   

  27-1933389

   

  30-Sep

  MassMutual RetireSMARTSM 2040 Fund

   

  03-0532471

   

  30-Sep

  MassMutual RetireSMARTSM 2045 Fund

   

  27-1932769

   

  30-Sep

  MassMutual RetireSMARTSM 2050 Fund

   

  26-1345332

   

  30-Sep

  MassMutual RetireSMARTSM 2055 Fund

   

  46-3289207

   

  30-Sep

  MassMutual RetireSMARTSM2060 Fund

   

  47-5326235

   

    30-Sep

  MassMutual RetireSMARTSM Conservative Fund

   

  45-1618155

   

  30-Sep

  MassMutual RetireSMARTSM Growth Fund

   

  45-1618222

   

  30-Sep

  MassMutual RetireSMARTSM In Retirement Fund

   

  03-0532464

   

  30-Sep

  MassMutual RetireSMARTSM Moderate Fund

   

  45-1618262

   

  30-Sep

  MassMutual RetireSMARTSM Moderate Growth Fund

   

  45-1618046

   

  30-Sep

  MassMutual Select BlackRock Global Allocation Fund

   

  27-1028263

   

  30-Sep

  MassMutual Select Blue Chip Growth Fund

   

  04-3556992

   

  30-Sep

  MassMutual Select Diversified Value Fund

   

  01-0821120

   

  30-Sep

  MassMutual Select Equity Opportunities Fund

   

  04-3512590

   

  30-Sep

  MassMutual Select Fundamental Growth Fund

   

  04-3512593

   

  30-Sep

  MassMutual Select Fundamental Value Fund

   

  04-3584138

   

  30-Sep

  MassMutual Select Growth Opportunities Fund

   

  04-3512589

   

  30-Sep

  MassMutual Select Large Cap Value Fund

   

  04-3513019

   

  30-Sep

  MassMutual Select Mid Cap Growth Fund

   

  04-3512596

   

  30-Sep

  MassMutual Select Mid-Cap Value Fund

   

  42-1710935

   

  30-Sep

  MassMutual Select Overseas Fund

   

  04-3557000

   

  30-Sep

  MassMutual Select Small Cap Growth Equity Fund

   

  04-3464205

   

  30-Sep

  MassMutual Select Small Cap Value Equity Fund

   

  02-0769954

   

  30-Sep

  MassMutual Select Small Company Value Fund

   

  04-3584140

   

  30-Sep

  MassMutual Select Strategic Bond Fund

   

  26-0099965

   

  30-Sep

  MassMutual Select Total Return Bond Fund

   

  27-377446

   

  30-Sep

  MM MSCI EAFE® International Index Fund

   

  45-5357167

   

  30-Sep

  MM Russell 2000® Small Cap Index Fund

   

  45-5366542

   

  30-Sep

  MM S&P 500® Index Fund

   

  04-3410047

   

  30-Sep

  MM S&P® Mid Cap Index Fund

   

  45-5349772

   

  30-Sep

  MM Select Bond and Income Asset Fund

   

  81-3678464

   

  30-Sep

  MM Select Equity Asset Fund

   

  81-3687454

   

  30-Sep

  MassMutual Select T. Rowe Price Bond Asset Fund

   

  82-3301781

   

  30-Sep

  MassMutual Select T. Rowe Price Emerging Markets Bond Fund

        82-3289468          30-Sep  

  MassMutual Select T. Rowe Price International Equity Fund

        82-3309453          30-Sep  

  MassMutual Select T. Rowe Price Large Cap Blend Fund

        82-3553535          30-Sep  

  MassMutual Select T. Rowe Price Limited Duration Inflation

          

  Focused Bond Fund

        82-3598589          30-Sep  

  MassMutual Select T. Rowe Price Real Assets Fund

        82-3369498          30-Sep  

  MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund

        82-3569301          30-Sep  

  MassMutual Select T. Rowe Price U.S. Treasury Long-Term Fund

        82-3584058          30-Sep  

  MassMutual Select T. Rowe Price Retirement Balanced Fund

        82-3533944          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2005 Fund

        82-3347422          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2010 Fund

        82-3355639          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2015 Fund

        82-3382389          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2020 Fund

        82-3396442          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2025 Fund

        82-3417420          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2030 Fund

        82-3430358          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2035 Fund

        82-3439837          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2040 Fund

        82-3451779          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2045 Fund

        82-3472295          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2050 Fund

        82-3481715          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2055 Fund

        82-3502011          30-Sep  

  MassMutual Select T. Rowe Price Retirement 2060 Fund

        82-3525148          30-Sep  

  MASSMUTUAL PREMIER FUNDS

 

Fund Series Name

   

Tax Identification No.    

   

Tax Year End    

     

  MassMutual Premier Balanced Fund

   

  04-3212054

   

  30-Sep

  MassMutual Premier Core Bond Fund

   

  04-3277549

   

  30-Sep

  MassMutual Premier Disciplined Growth Fund

   

  04-3539084

   

  30-Sep

  MassMutual Premier Disciplined Value Fund

   

  04-3539083

   

  30-Sep

  MassMutual Premier Diversified Bond Fund

   

  04-3464165

   

  30-Sep

  MassMutual Premier Global Fund

   

  51-0529334

   

  30-Sep

  MassMutual Premier High Yield Fund

   

  04-3520009

   

  30-Sep

  MassMutual Premier Inflation-Protected and Income Fund

   

  03-0532475

   

  30-Sep

  MassMutual Premier International Equity Fund

   

  04-3212044

   

  30-Sep

  MassMutual Premier Main Street Fund

   

  51-0529328

   

  30-Sep

  MassMutual Premier Short-Duration Bond Fund

   

  04-3212057

   

  30-Sep

  MassMutual Premier Small Cap Opportunities Fund

   

  04-3424705

   

  30-Sep

  MassMutual Premier Strategic Emerging Markets Fund

   

  26-3229251

   

  30-Sep

  MassMutual Premier Value Fund

   

  04-3277550

   

  30-Sep

  MassMutual Premier U.S. Government Money Market

   

  04-3212059

   

  30-Sep

  Fund

          
           

  MML SERIES INVESTMENT FUND

 

Fund Series Name

   

Tax Identification No.    

   

Tax Year End    

  MML Aggressive Allocation Fund

   

  75-3248604

   

  31-Dec

  MML American Funds Core Allocation Fund

   

  26-2998142

   

  31-Dec

  MML American Funds® Growth Fund

   

  26-2997971

   

  31-Dec

  MML American Funds® International Fund

   

  26-2998059

   

  31-Dec

  MML Balanced Allocation Fund

   

  75-3248595

   

  31-Dec

  MML Blue Chip Growth Fund

   

  05-0633800

   

  31-Dec

  MML Conservative Allocation Fund

   

  75-3248590

   

  31-Dec

  MML Equity Income Fund

   

  03-0584493

   

  31-Dec

  MML Equity Index Fund

   

  04-3365021

   

  31-Dec

  MML Focused Equity Fund

   

  45-3612851

   

  31-Dec

  MML Foreign Fund

   

  05-0633812

   

  31-Dec

  MML Fundamental Growth Fund

   

  45-3612938

   

  31-Dec

  MML Fundamental Value Fund

   

  27-2959469

   

  31-Dec

  MML Global Fund

   

  05-0633810

   

  31-Dec

  MML Growth & Income Fund

   

  05-0633799

   

  31-Dec

  MML Growth Allocation Fund

   

  75-3248602

   

  31-Dec

  MML Income & Growth Fund

   

  05-0633797

   

  31-Dec

  MML International Equity Fund

   

  04-2990390

   

  31-Dec

  MML Large Cap Growth Fund

   

  05-0633801

   

  31-Dec

  MML Managed Volatility Fund

   

  04-3513013

   

  31-Dec

  MML Mid Cap Growth Fund

   

  05-0633806

   

  31-Dec

  MML Mid Cap Value Fund

   

  05-0633805

   

  31-Dec

  MML Moderate Allocation Fund

   

  75-3248601

   

  31-Dec

  MML Small Cap Growth Equity Fund

   

  04-3464208

   

  31-Dec

  MML Small Company Value Fund

   

  26-4101700

   

  31-Dec

  MML Small/Mid Cap Value Fund

   

  05-0633808

   

  31-Dec

  MML Total Return Bond Fund

   

  27-2959552

   

  31-Dec

  MML SERIES INVESTMENT FUND II

 

Fund Series Name

   

Tax Identification No.    

   

Tax Year End    

  MML Asset Momentum Fund

   

  47-3517233

   

  31-Dec

  MML Blend Fund

   

  04-2808313

   

  31-Dec

  MML Dynamic Bond Fund

   

  47-3529636

   

  31-Dec

  MML Equity Fund

   

  04-2476032

   

  31-Dec

  MML Equity Rotation Fund

   

  47-3544629

   

  31-Dec

  MML High Yield Fund

   

  27-1932691

   

  31-Dec

  MML Inflation-Protected and Income Fund

   

  11-3646937

   

  31-Dec

  MML Managed Bond Fund

   

  04-2741778

   

  31-Dec

  MML Short-Duration Bond Fund

   

  27-1932589

   

  31-Dec

  MML Small Cap Equity Fund

   

  04-3420558

   

  31-Dec

  MML Special Situations Fund

   

  47-3559064

   

  31-Dec

  MML Strategic Emerging Markets Fund

   

  26-2997645

   

  31-Dec

  MML U.S. Government Money Market Fund

   

  04-2741780

   

  31-Dec