EX-99 10 selectsamson.htm Unassociated Document
 
 

 

         
 
Fund Name
MassMutual Select BlackRock Global Allocation
   
 
Series Number
(Series 42)
   
 
Name of Affiliate member of underwriting or selling syndicate
Jefferies & Company, Inc.
   
         
 
(A) if part of an issue registered under the Securities Act of 1933 that is being offered to the public,
   
 
(B) part of an issue of governmental securities, as defined in section 2(a)(16) of the Investment Company Act of 1940,
   
 
(C) if Eligible Municipal Securities,
     
 
(D) if Securities sold in an Eligible Foreign Offering,
     
 
(E) if Securities sold in an Eligible Rule 144A Offering
Yes
   
         
 
Issuer/Name of Security
Samson Investment Co.
   
 
Description of Security
Corporate Note
   
         
 
Date Purchased
2/3/2012
   
         
 
Underwriter(s) from whom purchased
J.P. Morgan Securities
   
         
 
Syndicate Member(s)
J.P. Morgan
   
   
BofA Merrill Lynch
   
   
Wells Fargo Securities
   
   
BMO Capital Markets
   
   
Barclays Capital
   
   
Citigroup
   
   
Credit Suisse Securities
   
   
Mizuho Securities
   
   
RBC Capital Markets
   
   
Jefferies
   
   
KKR
   
   
BBVA
   
   
Capital One Southcoast
   
   
Mitsubishi UFJ Securities
   
   
UBS Investment Bank
   
   
SMBC Nikko Capital Markets
   
   
TD Securities
   
   
Comerica Securities
   
         
         
 
Aggregate Principal amount or Number of Shares
$306,000
   
 
Aggregate Purchase Price
$306,000
   
 
Aggregate principal amount of such class of securities being offered
$2,250,000,000
   
         
 
Purchase Price per Unit
$100.00
   
         
 
Date First Offered:
2/3/2012
   
 
Price paid by each other purchaser in the offering or in any concurrent offering prior to close of first full business day on which sales are made.
$100.00
   
 
Commission, spread or profit (%)
3%
   
         
 
The advisor/sub advisor certifies that the following information contained herein is complete and accurate and the following conditions have been satisfied:
 
The purchase price did not exceed the price paid by each other purchaser in the offering or in any concurrent offering prior to close of first full business day on which sales are made.
 
The underwriting was a Firm Commitment Underwriting:
     
 
The commission, spread, or profit was reasonable and fair in relation to that being received by others for underwriting similar securities during the same period
 
For securities that are not municipal securities - The issuer has been in continuous operation for not less than three years, including the operations of any predecessors.
 
For municipal securities only - The issue of securities has received an investment grade rating from a NRSRO  or, if the issuer or entity supplying the revenues from which the issue is to be paid has been in operation less than three years (including the
 
The amount of such securities purchased by all of the investment companies advised by the advisor and the relevant sub-advisor(s) to the Fund purchasing such securities did not exceed 25% of  (X) or (Y).
 
No Affiliated Underwriter was a direct or indirect participant in the sale.
   
 
Each transaction specified in this report has been effected in compliance with SEC Rule 10f-3.