EX-99.(28)(E)(6) 9 d419723dex9928e6.htm 4TH AMENDMENT TO AMENDED & RESTATED DISTRIBUTION AGRMNT EFFECTIVE JUNE 4, 2012 <![CDATA[4th Amendment to Amended & Restated Distribution Agrmnt effective June 4, 2012]]>

EX-28.e.6

FOURTH AMENDMENT TO

BRIDGEWAY FUNDS, INC.

AMENDED AND RESTATED DISTRIBUTION AGREEMENT

This Fourth Amendment (the “Amendment”) to the Amended and Restated Distribution Agreement (the “Agreement”) dated as of November 12, 2010, as amended, by and between Bridgeway Funds, Inc. (“Bridgeway”), and Foreside Fund Services, LLC (“Foreside”) is effective as of June 4, 2012 (the “Effective Date”).

WHEREAS, Bridgeway and Foreside desire to amend Schedule I of the Agreement to remove the Bridgeway Aggressive Investors 2 Fund and the Bridgeway Micro-Cap Limited Fund; and

WHEREAS, Section 8.1 of the Agreement requires that all amendments to the Agreement be in writing and executed by both parties;

NOW THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:

 

  I. Capitalized terms not otherwise defined herein shall have the meanings set forth

in the Agreement.

 

  II. Schedule I to the Agreement is hereby amended and restated as provided on Appendix A attached hereto.

 

  III. All other terms and conditions of the Agreement remain in effect and are hereby incorporated herein by reference.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed in their names and on their behalf by and through their duly authorized officers, as of the date set forth above.

 

BRIDGEWAY FUNDS, INC.
By:  

/s/ Michael D. Mulcahy

Name:   Michael D. Mulcahy
Title:   President
FORESIDE FUND SERVICES, LLC
By:  

/s/ Mark A. Fairbanks

Name:   Mark A. Fairbanks
Title:   President

 

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APPENDIX A

SCHEDULE I

Funds and Classes of the Client

 

Funds

  

Class(es)

 

Bridgeway Ultra-Small Company Fund

     Class N   

Bridgeway Ultra-Small Company Market Fund

     Class N   

Bridgeway Aggressive Investors 1 Fund

     Class N   

Bridgeway Small-Cap Growth Fund

     Class N   

Bridgeway Small-Cap Value Fund

     Class N   

Bridgeway Large-Cap Growth Fund

     Class N   

Bridgeway Blue Chip 35 Index Fund

     Class N   

Bridgeway Managed Volatility Fund

     Class N   

Bridgeway Small-Cap Momentum Fund

     Class N   

Bridgeway Omni Tax-Managed Small-Cap Value Fund (formerly known as Bridgeway Omni Small- Cap Value Fund)

     Class N   

Bridgeway Omni Small-Cap Value Fund

     Class N   

 

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