EX-99.28.D.14 12 fp0034853_ex9928d14.htm

Exhibit (d)(14)

 

FINANCIAL INVESTORS TRUST

AMENDMENT TO SUB-ADVISORY AGREEMENT

 

RiverFront Funds

 

This Amendment, dated as of August 3, 2018 (this “Amendment”), is to the Sub-Advisory Agreement dated May 31, 2018 (the “Agreement”) by and among ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation, Financial Investors Trust (the “Trust”), a Delaware statutory trust, on behalf of the funds listed in Appendix A to the Agreement, each a series of the Trust, and RiverFront Investment Group, LLC (the “Sub-Adviser”), a Delaware limited liability company.

 

WHEREAS, the Investment Adviser, the Trust and the Sub-Adviser wish to amend the Agreement in certain respects as more fully set forth below.

 

NOW, THEREFORE, in consideration of the premises and mutual covenants hereinafter contained, the parties hereto agree as follows:

 

1. Effective as of the date of this Amendment, Appendix A of the Agreement is hereby deleted in its entirety and replaced with the Appendix A attached hereto and incorporated by reference herein.

 

2. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.

 

IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the day and year first above written.

 

ALPS ADVISORS, INC.   RIVERFRONT INVESTMENT GROUP, LLC  
               
By: /s/ Edmund J. Burke   By: Karrie Southall  
  Name: Edmund J. Burke     Name: Karrie Southall  
  Title: President     Title: COO  
               
FINANCIAL INVESTORS TRUST          
               
By: /s/ Edmund J. Burke          
  Name: Edmund J. Burke          
  Title: President          

 

 

 

Exhibit (d)(14) 

 

Appendix A

 

Fund Name Effective Date
RiverFront Asset Allocation Aggressive May 31, 2018
RiverFront Asset Allocation Growth August 3, 2018
RiverFront Asset Allocation Growth & Income August 3, 2018
RiverFront Asset Allocation Moderate August 3, 2018
RiverFront Asset Allocation Income & Growth August 3, 2018