EX-99.(H)(60) 58 d401601dex99h60.htm TRANSFER AGENCY ANNUAL ACCOUNT FEE WAIVER LETTER AGREEMENT Transfer Agency Annual Account Fee Waiver Letter Agreement

Exhibit (h)(60)

ALPS FUND SERVICES, INC.

1290 Broadway, Suite 1100

Denver, CO 80203

June 12, 2012

Mr. Edmund J. Burke

Chairman

Financial Investors Trust

1290 Broadway, Suite 1100

Denver, CO 80203

 

Re:

ALPS/Red Rocks Listed Private Equity Fund (the “Fund”),

a Series of Financial Investors Trust (the “Trust”)

Dear Mr. Burke:

This letter confirms the agreement between ALPS Fund Services, Inc. (“ALPS”) and the Trust that ALPS’s Annual Open Account Fee, Annual Inactive Account Fee and Annual Closed Account Fee, as set forth in Schedule B (Fee Schedule) of the Transfer Agency and Service Agreement between ALPS Fund Services, Inc. and the Trust, dated October 1, 2007, as amended, with respect to the Fund (the “Agreement”), shall be reduced as follows for the period May 1, 2012 through August 31, 2015:

Annual Open Account Fee:

 

Open Accounts

   Fee Per Account  

ALL

   $ 5.00   

Annual Inactive Account Fee: $0 per inactive account (an inactive account is an account with a zero balance that has had activity in the last 18 months)

Annual Closed Account Fee: $0 per closed account (a closed account is an account with a zero balance that has not had activity in the last 18 months)

The parties agree that the other provisions of the Agreement and of Schedule B (Fee Schedule) are not affected by this waiver and remain in full force and effect.

 

ALPS FUND SERVICES, INC.

By:

 

/s/ Jeremy O. May

Name:

 

Jeremy O. May

Title:

 

President

Your signature below acknowledges acceptance of this letter agreement:

 

FINANCIAL INVESTORS TRUST

By:

 

/s/ Edmund J. Burke

Name:

 

Edmund J. Burke

Title:

 

President