0001294671-17-000095.txt : 20171026 0001294671-17-000095.hdr.sgml : 20171026 20171026164907 ACCESSION NUMBER: 0001294671-17-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171026 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paine Andrew J III CENTRAL INDEX KEY: 0001669883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11302 FILM NUMBER: 171156822 MAIL ADDRESS: STREET 1: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEYCORP /NEW/ CENTRAL INDEX KEY: 0000091576 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 346542451 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 BUSINESS PHONE: 2166896300 MAIL ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 FORMER COMPANY: FORMER CONFORMED NAME: SOCIETY CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-10-26 0000091576 KEYCORP /NEW/ KEY 0001669883 Paine Andrew J III C/O KEYCORP 127 PUBLIC SQUARE CLEVELAND OH 44114 0 1 0 0 Co-Head Corporate Bank Common Shares 2017-10-24 4 M 0 25000 11.16 A 110052 D Common Shares 2017-10-24 4 F 0 19817 18.55 D 90235 D Common Shares 2017-10-24 4 M 0 20000 6.12 A 110235 D Common Shares 2017-10-24 4 F 0 13025 18.55 D 97210 D Common Shares 2017-10-24 4 M 0 34696 9.26 A 131906 D Common Shares 2017-10-24 4 S 0 46854 18.56 D 85052 D Common Shares 29230 I By spouse Common Shares 17918 I 401(k) Plan Common Shares 445 I By Paine Investments LP Option to Buy 11.16 2017-10-24 4 M 0 25000 0 D 2018-07-25 Common Shares 25000 0 D Option to Buy 6.12 2017-10-24 4 M 0 20000 0 D 2011-03-31 2019-06-12 Common Shares 20000 0 D Option to Buy 9.26 2017-10-24 4 M 0 34696 0 D 2021-03-04 Common Shares 34696 0 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.52 to $18.59. The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Reported as of July 27, 2017. This option vested in three equal annual installments ending on July 25, 2011. This option, which was issued on June 12, 2009 in connection with KeyCorp's participation in the U.S. Treasury's Troubled Assets Relief Program ("TARP"), was fully vested on the date of grant, but not exercisable until KeyCorp's repayment of its TARP obligations (which occurred on the date shown). This option vested in four equal annual installments ending on March 4, 2015. Carrie A. Benedict POA for Andrew J. Paine III 2017-10-26