0001294671-17-000095.txt : 20171026
0001294671-17-000095.hdr.sgml : 20171026
20171026164907
ACCESSION NUMBER: 0001294671-17-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171026
FILED AS OF DATE: 20171026
DATE AS OF CHANGE: 20171026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Paine Andrew J III
CENTRAL INDEX KEY: 0001669883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11302
FILM NUMBER: 171156822
MAIL ADDRESS:
STREET 1: 127 PUBLIC SQUARE
CITY: CLEVELAND
STATE: OH
ZIP: 44114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEYCORP /NEW/
CENTRAL INDEX KEY: 0000091576
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 346542451
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 127 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44114-1306
BUSINESS PHONE: 2166896300
MAIL ADDRESS:
STREET 1: 127 PUBLIC SQ
CITY: CLEVELAND
STATE: OH
ZIP: 44114-1306
FORMER COMPANY:
FORMER CONFORMED NAME: SOCIETY CORP
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-10-26
0000091576
KEYCORP /NEW/
KEY
0001669883
Paine Andrew J III
C/O KEYCORP
127 PUBLIC SQUARE
CLEVELAND
OH
44114
0
1
0
0
Co-Head Corporate Bank
Common Shares
2017-10-24
4
M
0
25000
11.16
A
110052
D
Common Shares
2017-10-24
4
F
0
19817
18.55
D
90235
D
Common Shares
2017-10-24
4
M
0
20000
6.12
A
110235
D
Common Shares
2017-10-24
4
F
0
13025
18.55
D
97210
D
Common Shares
2017-10-24
4
M
0
34696
9.26
A
131906
D
Common Shares
2017-10-24
4
S
0
46854
18.56
D
85052
D
Common Shares
29230
I
By spouse
Common Shares
17918
I
401(k) Plan
Common Shares
445
I
By Paine Investments LP
Option to Buy
11.16
2017-10-24
4
M
0
25000
0
D
2018-07-25
Common Shares
25000
0
D
Option to Buy
6.12
2017-10-24
4
M
0
20000
0
D
2011-03-31
2019-06-12
Common Shares
20000
0
D
Option to Buy
9.26
2017-10-24
4
M
0
34696
0
D
2021-03-04
Common Shares
34696
0
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.52 to $18.59.
The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Reported as of July 27, 2017.
This option vested in three equal annual installments ending on July 25, 2011.
This option, which was issued on June 12, 2009 in connection with KeyCorp's participation in the U.S. Treasury's Troubled Assets Relief Program ("TARP"), was fully vested on the date of grant, but not exercisable until KeyCorp's repayment of its TARP obligations (which occurred on the date shown).
This option vested in four equal annual installments ending on March 4, 2015.
Carrie A. Benedict POA for Andrew J. Paine III
2017-10-26