0001294671-17-000029.txt : 20170223 0001294671-17-000029.hdr.sgml : 20170223 20170223164036 ACCESSION NUMBER: 0001294671-17-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEYCORP /NEW/ CENTRAL INDEX KEY: 0000091576 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 346542451 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 BUSINESS PHONE: 2166896300 MAIL ADDRESS: STREET 1: 127 PUBLIC SQ CITY: CLEVELAND STATE: OH ZIP: 44114-1306 FORMER COMPANY: FORMER CONFORMED NAME: SOCIETY CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burke Edward J. CENTRAL INDEX KEY: 0001609500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11302 FILM NUMBER: 17633112 MAIL ADDRESS: STREET 1: 127 PUBLIC SQUARE CITY: CLEVELAND STATE: OH ZIP: 44114 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-21 0000091576 KEYCORP /NEW/ KEY 0001609500 Burke Edward J. C/O KEYCORP 127 PUBLIC SQUARE CLEVELAND OH 44114 0 1 0 0 Co-Pres., Key Community Bank Common Shares 2017-02-21 4 M 0 56038 11.16 A 231468 D Common Shares 2017-02-21 4 F 0 43922 19.09 D 187546 D Common Shares 2017-02-21 4 M 0 48000 6.12 A 235546 D Common Shares 2017-02-21 4 S 0 48000 19.03 D 187546 D Common Shares 2017-02-21 4 M 0 26449 8.42 A 213995 D Common Shares 2017-02-21 4 F 0 18763 19.07 D 195232 D Common Shares 2017-02-21 4 M 0 23357 8.59 A 218589 D Common Shares 2017-02-21 4 F 0 16686 19.04 D 201903 D Common Shares 2017-02-21 4 M 0 45130 7.98 A 247033 D Common Shares 2017-02-21 4 F 0 31491 19.03 D 215542 D Common Shares 2017-02-21 4 M 0 13732 9.33 A 229274 D Common Shares 2017-02-21 4 F 0 10091 19.02 D 219183 D Common Shares 2017-02-21 4 M 0 10694 12.92 A 229877 D Common Shares 2017-02-21 4 F 0 8895 19.09 D 220982 D Common Shares 2017-02-21 4 M 0 12267 10.49 A 233249 D Common Shares 2017-02-21 4 F 0 9389 19.10 D 223860 D Common Shares 2017-02-21 4 S 0 113430 19.04 D 110430 D Common Shares 6612 I 401(k) Plan Option to Buy 11.16 2017-02-21 4 M 0 56038 0 D 2018-07-25 Common Shares 56038 8962 D Option to Buy 6.12 2017-02-21 4 M 0 48000 0 D 2011-03-31 2019-06-12 Common Shares 48000 0 D Option to Buy 8.42 2017-02-21 4 M 0 26449 0 D 2020-07-27 Common Shares 26449 23752 D Option to Buy 8.59 2017-02-21 4 M 0 23357 0 D 2021-05-19 Common Shares 23357 23282 D Option to Buy 7.98 2017-02-21 4 M 0 45130 0 D 2022-03-02 Common Shares 45130 12531 D Option to Buy 9.33 2017-02-21 4 M 0 13732 0 D 2023-03-01 Common Shares 13732 4577 D Option to Buy 12.92 2017-02-21 4 M 0 10694 0 D 2024-02-17 Common Shares 10694 3564 D Option to Buy 10.49 2017-02-21 4 M 0 12267 0 D 2026-02-15 Common Shares 12267 36798 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.02 to $19.07. The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.09. Reported as of February 9, 2017. This option vested in three equal annual installments ending on July 25, 2011. This option, which was issued on June 12, 2009 in connection with KeyCorp's participation in the U.S. Treasury's Troubled Assets Relief Program ("TARP"), was fully vested on the date of grant, but not exercisable until KeyCorp's repayment of its TARP obligations (which occurred on the date shown). This option vested in three equal annual installments ending on July 27, 2013. This option vested in four equal annual installments ending on May 19, 2015. This option vested in four equal annual installments ending on March 2, 2016. This option vests in four equal annual installments ending on March 1, 2017. This option vests in four equal annual installments ending on February 17, 2018. This option vests in four equal annual installments ending on February 17, 2020. Carrie A. Benedict POA for Edward J. Burke 2017-02-23