-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C0NRuEnIv8ckVrLhRTgvou6Lme3pIO61uP2oSl3HDKzZJFDkXFlFwmVvsLTyu1vx x16Pw8B5rKer6W8A6g1feQ== 0000950138-97-000185.txt : 19970611 0000950138-97-000185.hdr.sgml : 19970611 ACCESSION NUMBER: 0000950138-97-000185 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970507 FILED AS OF DATE: 19970610 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BROOKS FIBER PROPERTIES INC CENTRAL INDEX KEY: 0000915509 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 431656187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28036 FILM NUMBER: 97621397 BUSINESS ADDRESS: STREET 1: 425 WOODS MILL RD S STE 300 CITY: TOWN & COUNTY STATE: MO ZIP: 63017 MAIL ADDRESS: STREET 1: 425 WOODS MILL ROAD SOUTH SUITE 300 CITY: TOWN & COUNTRY STATE: MO ZIP: 63017 COMPANY DATA: COMPANY CONFORMED NAME: SHAPLEIGH JOHN C CENTRAL INDEX KEY: 0001028634 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 440 SOUTH PRICE ROAD CITY: LADUE STATE: MO ZIP: 63124 MAIL ADDRESS: STREET 1: 2101 HICKORY DRIVE CITY: CHESTERFIELD STATE: MO ZIP: 63005 4 1 FORM 4 - -------- FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION - -------- Washington, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject to Section 16. Form 4 or 5 obligations may continue. See Instruction 1(b) ================================================================================ 1. Name and Address of Reporting Person Shapleigh John C. ----------------------------------------------------------------------------- (Last) (First) (Middle) 440 Price Road ----------------------------------------------------------------------------- (Street) Ladue MO 63124 ----------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Brooks Fiber Properties, Inc. Nasdaq symbol "BFPT" 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year May 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) Executive Vice President-Regulatory and Corporate Development ------------------------------------------------------------------------- [ ] Other (specify below) ------------------------------------------------------------------------- 7. Individual or Joint/Group Filing [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ Table 1 - Non Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Transaction Date 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature of (Instr. 3) (Month/Day/Year) Code (A) or Disposed of (D) Securities Form: Indirect (Instr. 8) (Instr. 3, 4 and 5) Beneficially Direct Beneficial Owned at (D) or Ownership End of Month Indirect (instr. 4) (Instr. 3 (I) and 4) (Instr. 4) - -------------------- ------------------- -------------- ------------------------- --------------- ------------- -------------- Code V Amount (A) Price or (D) ------ ------ -------- --- ---------- Common Stock 5/7/97 S 500 D $24.50 161,411 D Common Stock 5/7/97 S 10,500 D $24.25 161,411 D Common Stock 5/7/97 S 16,500 D $23.875 161,411 D ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Response) FORM 4 (continued) Table II C Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. - ---------- -------- -------- -------- ---------- ------------ -------------- ------ ---------- --------- ---------- Title and Ownership Number of Date Exer- Amount of Form of Derivative cisable and Underlying Number of Deriv- Securities Expiration Securities Price Derivative ative Conver- Trans- Acquired (A) Date (Month/ (Instr. 3 of Securities Security: sion or Trans- action or Disposed Day/Year) and 4) Deriv- Benefi- Direct Exercise action Code of (D) -------------- -------------- ative cially (D) or Nature of Title of Price of Date (Instr. (Instr. 3, Date Amount Secur- Owned at Indirect Indirect Derivative Deriv- (Month/ 8) 4 and 5) Exer- Expir- or Num- ity End of (I) Beneficial Security ative Day/ -------- ---------- cis- ation ber of (Instr. Month (Instr. Ownership (Instr. 3) Security Year) Code V (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4) - ---------- -------- -------- ---- --- ---- ---- ------- ----- ----- ------ ------ ---------- -------- ----------
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). John C. Shapleigh June 9, 1997 - ------------------------------------ ------------------------------------------ **Signature of Reporting Person Date Note. File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 SEC 1474 (3/91)
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