0000899243-21-008876.txt : 20210302 0000899243-21-008876.hdr.sgml : 20210302 20210302121143 ACCESSION NUMBER: 0000899243-21-008876 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LICH BRAD A CENTRAL INDEX KEY: 0001595845 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12626 FILM NUMBER: 21702111 MAIL ADDRESS: STREET 1: 200 SOUTH WILCOX DRIVE CITY: KINGSPORT STATE: TN ZIP: 37660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN CHEMICAL CO CENTRAL INDEX KEY: 0000915389 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 621539359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 511 STREET 2: 200 SOUTH WILCOX DRIVE CITY: KINGSPORT STATE: TN ZIP: 37660 BUSINESS PHONE: 4232292000 MAIL ADDRESS: STREET 1: P O BOX 511 B-54D CITY: KINGSPORT STATE: TN ZIP: 37662 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-26 0 0000915389 EASTMAN CHEMICAL CO EMN 0001595845 LICH BRAD A 200 SOUTH WILCOX KINGSPORT TN 37660 0 1 0 0 EVP & CCO Employee Stock Option (right to buy) 109.26 2021-02-26 4 A 0 33373 0.00 A 2022-02-26 2031-02-25 Common Stock 33373 33373 D Restricted Stock Units 2021-03-01 4 A 0 17883 0.00 A Common Stock 17883 17883 D One-third of the option becomes exercisable on February 26, 2022, Februrary 26, 2023 and February 26, 2024, respectfully. Each restricted stock unit represents a contingent right to recieve one share of issuer common stock. The restricted stock units will vest and payout in unrestricted shares of Company common stock as to 1/3 of the underlying shares on March 1, 2022 and as to 2/3 of the underlying shares on March 1, 2024, subject to Mr. Lich's continued employment and his satisfactory performance, as determined in the sole discretion of the Compensation and Management Development Committee of the Board of Directors, in leadership of specified areas of corporate and business performance and senior management leadership development and succession planning. Brian L. Henry, by Power of Attorney 2021-03-02