0000899243-16-014041.txt : 20160223 0000899243-16-014041.hdr.sgml : 20160223 20160223125942 ACCESSION NUMBER: 0000899243-16-014041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTMAN CHEMICAL CO CENTRAL INDEX KEY: 0000915389 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 621539359 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 511 STREET 2: 200 SOUTH WILCOX DRIVE CITY: KINGSPORT STATE: TN ZIP: 37660 BUSINESS PHONE: 4232292000 MAIL ADDRESS: STREET 1: P O BOX 511 B-54D CITY: KINGSPORT STATE: TN ZIP: 37662 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Costa Mark J CENTRAL INDEX KEY: 0001364708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12626 FILM NUMBER: 161447639 MAIL ADDRESS: STREET 1: 200 SOUTH WILCOX DRIVE STREET 2: P.O. BOX 431 CITY: KINGSPORT STATE: TN ZIP: 37660 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-19 0 0000915389 EASTMAN CHEMICAL CO EMN 0001364708 Costa Mark J 200 SOUTH WILCOX KINGSPORT TN 37660 1 1 0 0 Chief Executive Officer Common Stock 2016-02-19 4 A 0 8356 0.00 A 162726 D Common Stock 2016-02-19 4 F 0 2286 62.40 D 160440 D Common Stock 2016-02-19 4 M 0 53132 30.46 A 213572 D Common Stock 2016-02-19 4 S 0 53132 62.78 D 160440 D Common Stock 2016-02-22 4 M 0 2868 30.46 A 163308 D Common Stock 2016-02-22 4 S 0 2868 63.66 D 160440 D Common Stock 2341 I By ESOP Employee Stock Option (right to buy) 30.46 2016-02-19 4 M 0 56000 0.00 D 2009-10-31 2016-10-30 Common Stock 56000 0 D Payout under performance shares awarded at beginning of three-year (2013-2015) performance period. Shares of common stock withheld in payment of tax liability incident to payout under performance shares. Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $62.50 to $63.03. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $63.52 to $63.74. The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock. Brian L. Henry, by Power of Attorney 2016-02-23