0000915325-12-000011.txt : 20120612
0000915325-12-000011.hdr.sgml : 20120612
20120612125026
ACCESSION NUMBER: 0000915325-12-000011
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120612
DATE AS OF CHANGE: 20120612
EFFECTIVENESS DATE: 20120612
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BADGLEY PHELPS & BELL INC
CENTRAL INDEX KEY: 0000915325
IRS NUMBER: 910789795
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04032
FILM NUMBER: 12902405
BUSINESS ADDRESS:
STREET 1: 1420 FIFTH AVE
STREET 2: SUITE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 2066236172
MAIL ADDRESS:
STREET 1: 1420 FIFTH AVENUE
STREET 2: STE 3200
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR/A
1
bpb13f-4q11.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FROM 13F COVER PAGE
Report for the calendar year or Quarter Ended: 12/31/2011
Check here if Amendment [x]; Amendment Number:1
This Amendment (Check only one.): [x] is a restatement.
[ ] adds new holding entries.
Institutional Investment Manager Filing this Report:
Name: Badgley Phelps Investment Managers
Address: 1420 5th Avenue
Suite 3200
Seattle, WA 98101
13F File Number: 28-99999
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct, and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Persons Signing this Report on Behalf of the Reporting Manager:
Name: Lisa Guzman
Title: Chief Compliance Officer
Phone: 206-623-6172
Signature, Place, and Date of Signing:
Lisa Guzman Seattle, WA June 6, 2012
Report Type (Check only one.):
[X] 13F HOLDINGS.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: 0
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT
OF 1934
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 140
Form 13F Information Table Value Total: 676464
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
iShares Barclays U.S. TIPS Fun 464287176 1099 9416 SH Sole 4635 4781
iShares Barclays Aggregate Bon 464287226 1222 11081 SH Sole 646 10435
iShares Barclays Interm Govt/C 464288612 2488 22360 SH Sole 12829 9531
Accenture Ltd. Cl A g1151c101 6013 112954 SH Sole 76924 36030
Amazon.com 023135106 3349 19346 SH Sole 13236 6110
American Tower 03027x100 7282 121343 SH Sole 83453 37890
Apache 037411105 5450 60171 SH Sole 42662 17509
Apple 037833100 14339 35406 SH Sole 24627 10779
Becton Dickinson 075887109 6926 92699 SH Sole 63542 29157
BlackRock 09247x101 5925 33243 SH Sole 23159 10084
Boeing 097023105 6735 91817 SH Sole 62864 28953
CarMax 143130102 7582 248760 SH Sole 170351 78409
Caterpillar 149123101 6701 73965 SH Sole 50151 23814
Charles Schwab 808513105 2532 224900 SH Sole 145473 79427
Cognizant Tech Solutions 192446102 8078 125616 SH Sole 87558 38058
Colgate-Palmolive 194162103 221 2390 SH Sole 940 1450
ConocoPhillips 20825c104 4764 65383 SH Sole 43852 21531
Costco Wholesale 22160k105 10487 125865 SH Sole 84011 41854
Ecolab 278865100 7692 133052 SH Sole 87686 45366
EMC 268648102 4534 210480 SH Sole 142017 68463
Exxon Mobil 30231g102 6162 72705 SH Sole 47808 24897
Fresenius Medical Care 358029106 6339 93243 SH Sole 63950 29293
Google 38259p508 9666 14965 SH Sole 10342 4623
Honeywell 438516106 4098 75394 SH Sole 49439 25955
IBM 459200101 2168 11792 SH Sole 186 11606
iShares Dow Jones US Oil Equip 464288844 630 12130 SH Sole 10705 1425
iShares Russell 1000 Growth In 464287614 7381 127725 SH Sole 114809 12916
iShares Russell 1000 Index ETF 464287622 206 2968 SH Sole 1718 1250
iShares S&P Growth Index ETF 464287309 256 3800 SH Sole 3800
iShares S&P North Amer Tech-Mu 464287531 375 13695 SH Sole 11840 1855
Juniper Networks 48203r104 1800 88178 SH Sole 55823 32355
Kohl's 500255104 4459 90359 SH Sole 62631 27728
Marriott International Cl A 571903202 3630 124434 SH Sole 82045 42389
Medtronic 585055106 265 6918 SH Sole 1643 5275
Microsoft 594918104 7674 295616 SH Sole 191434 104182
Novartis 66987v109 6434 112543 SH Sole 78616 33927
Oracle 68389x105 4940 192600 SH Sole 131708 60892
PACCAR 693718108 3984 106330 SH Sole 69939 36391
PepsiCo 713448108 8322 125431 SH Sole 84753 40678
Potash Corporation of Saskatch 73755l107 3137 76005 SH Sole 50388 25617
Praxair 74005p104 10772 100768 SH Sole 70225 30543
Priceline.com 741503403 4187 8953 SH Sole 6049 2904
Qualcomm 747525103 10318 188631 SH Sole 132412 56219
Roper Industries Inc 776696106 7227 83191 SH Sole 57702 25489
Schlumberger 806857108 7084 103705 SH Sole 71565 32140
Starbucks 855244109 872 18950 SH Sole 10575 8375
Stericycle 858912108 5052 64839 SH Sole 44681 20158
Teva Pharmaceutical Industries 881624209 3992 98908 SH Sole 64219 34689
United Technologies 913017109 8174 111840 SH Sole 78288 33552
VeriFone 92342y109 5379 151446 SH Sole 103404 48042
Weatherford Int'l h27013103 2999 204826 SH Sole 131074 73752
YUM! Brands 988498101 10310 174711 SH Sole 122448 52263
Albemarle 012653101 3745 72713 SH Sole 51716 20997
Anheuser-Busch Inbev ADR 03524a108 4005 65661 SH Sole 44840 20821
Baker Hughes 057224107 3000 61686 SH Sole 41280 20406
Berkshire Hathaway B 084670702 5054 66232 SH Sole 45521 20711
CenturyLink 156700106 4202 112963 SH Sole 78553 34410
Chevron 166764100 7343 69016 SH Sole 46175 22841
Covidien PLC g2554f113 4870 108207 SH Sole 74385 33822
Discover Financial Services 254709108 5096 212329 SH Sole 145047 67282
eBay 278642103 3538 116646 SH Sole 80079 36567
Emerson Electric 291011104 4516 96931 SH Sole 66277 30654
Fidelity National Info Service 31620m106 4597 172884 SH Sole 120028 52856
FirstEnergy 337932107 3971 89647 SH Sole 64394 25253
General Electric 369604103 8833 493186 SH Sole 348491 144695
General Mills 370334104 7578 187532 SH Sole 133111 54421
Hess 42809h107 2739 48229 SH Sole 33548 14681
Home Depot 437076102 4558 108416 SH Sole 76079 32337
Intel 458140100 6715 276923 SH Sole 200998 75925
iShares Russell 1000 Value Ind 464287598 5844 92068 SH Sole 87222 4846
John Deere 244199105 4768 61637 SH Sole 42174 19463
Johnson & Johnson 478160104 8591 130993 SH Sole 89651 41342
Johnson Controls 478366107 4256 136150 SH Sole 96022 40128
JPMorgan Chase 46625h100 4493 135137 SH Sole 90284 44853
Kraft Foods 50075n104 6803 182095 SH Sole 129699 52396
Marathon Oil 565849106 4123 140865 SH Sole 99551 41314
Marathon Petroleum 56585a102 2364 71019 SH Sole 50167 20852
Marsh & McLennan 571748102 4928 155851 SH Sole 109743 46108
McDonald's 580135101 8202 81748 SH Sole 57423 24325
MetLife 59156r108 3829 122799 SH Sole 84866 37933
National Oilwell Varco 637071101 4934 72572 SH Sole 50933 21639
NextEra Energy 65339f101 5126 84200 SH Sole 59813 24387
Occidental Petroleum 674599105 4716 50330 SH Sole 35096 15234
Pfizer 717081103 7508 346939 SH Sole 247614 99325
Procter & Gamble 742718109 477 7144 SH Sole 3587 3557
Rio Tinto PLC 767204100 2282 46643 SH Sole 31526 15117
SPDR S&P Bank ETF 78464a797 1905 96050 SH Sole 91190 4860
SPDR S&P Metals & Mining 78464a755 478 9760 SH Sole 9205 555
Thermo Fisher Scientific 883556102 4775 106171 SH Sole 74726 31445
Time Warner 887317303 5101 141143 SH Sole 102351 38792
U.S. Bancorp 902973304 5007 185102 SH Sole 131947 53155
Union Pacific 907818108 5942 56092 SH Sole 39939 16153
Verizon Communications 92343v104 5008 124830 SH Sole 89382 35448
Watson Pharmaceuticals 942683103 3597 59611 SH Sole 39719 19892
Wells Fargo 949746101 4867 176592 SH Sole 114378 62214
Wisconsin Energy 976657106 4664 133409 SH Sole 94747 38662
iShares Russell 2000 Fund ETF 464287655 2518 34140 SH Sole 32820 1320
iShares Russell Midcap Growth 464287481 587 10655 SH Sole 10655
iShares Russell Midcap Index 464287499 2903 29495 SH Sole 28680 815
iShares Russell Midcap Value 464287473 587 13515 SH Sole 13515
iShares S&P MidCap 400 Index E 464287507 21332 243492 SH Sole 148265 95227
iShares S&P SmlCap 600 Growth 464287887 6316 84811 SH Sole 51713 33098
PowerShares FTSE RAFI US 1500 73935x567 11429 190482 SH Sole 116204 74278
iShares MSCI EAFE Index ETF 464287465 30525 616286 SH Sole 406001 210285
iShares MSCI Pacific Ex Japan 464286665 18610 478030 SH Sole 312458 165572
PowerShares Emerg Markets Infr 73937b209 3658 98509 SH Sole 64054 34455
SPDR S&P Emerging Asia Pacific 78463x301 5054 76587 SH Sole 48703 27884
SPDR S&P Emerging Latin Americ 78463x707 3304 47897 SH Sole 30903 16994
Vanguard FTSE All-World Ex-US 922042775 12378 312172 SH Sole 209542 102630
Vanguard FTSE All World ex-US 922042718 8757 112887 SH Sole 74012 38875
Vanguard MSCI Emerging Markets 922042858 12515 327522 SH Sole 214423 113099
3M 88579y101 375 4590 SH Sole 1665 2925
Abbott Labs 002824100 312 5546 SH Sole 2521 3025
Apple 037833100 601 1485 SH Sole 480 1005
Atel Cap Equip Fund VII 00207u104 16 10000 SH Sole 10000
Berkshire Hathaway A 084670108 726 6 SH Sole 4 2
Colgate-Palmolive 194162103 239 2591 SH Sole 125 2466
Exxon Mobil 30231g102 266 3139 SH Sole 300 2839
Gilead Sciences 375558103 3261 79668 SH Sole 79668
iShares Russell 1000 Index ETF 464287622 497 7160 SH Sole 4660 2500
Jones Soda 48023p106 9 23000 SH Sole 23000
Kimberly-Clark 494368103 344 4671 SH Sole 1846 2825
Microsoft 594918104 222 8545 SH Sole 275 8270
PepsiCo 713448108 222 3350 SH Sole 3350
U.S. Bancorp 902973304 233 8600 SH Sole 8600
United Parcel Service 911312106 2458 33590 SH Sole 33240 350
Vanguard Total Mkt Viper 922908769 742 11539 SH Sole 10423 1116
Vinacapital Vietnam g9361y102 16 13125 SH Sole 13125
Andina Minerals 034219105 8 10000 SH Sole 10000
Elements Rogers Total Return C 870297801 23514 2763052 SH Sole 1669982 1093070
Great Basin Gold 390124105 15 16000 SH Sole 16000
Hana Mining 40963t107 13 10000 SH Sole 10000
iPath DJ-UBS Commodity ETN 06738c778 14876 352168 SH Sole 211094 141074
iPath DJ-UBS Prec Metals TR Su 06739h248 5506 65300 SH Sole 36686 28614
PARAMOUNT GOLD & SILVER CORP C 69924P102 32 15000 SH Sole 15000
Pinetree Capital 723330106 14 10000 SH Sole 10000
Platinum Group Metals 72765q205 16 18000 SH Sole 18000
San Gold 79780p104 18 10000 SH Sole 10000
South American Silver 836307108 20 15000 SH Sole 15000
SPDR Gold Trust 78463v107 761 5005 SH Sole 3317 1688