0000947871-17-000549.txt : 20170712 0000947871-17-000549.hdr.sgml : 20170712 20170712125854 ACCESSION NUMBER: 0000947871-17-000549 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170706 FILED AS OF DATE: 20170712 DATE AS OF CHANGE: 20170712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: PARK TOWER, 15TH FLOOR STREET 2: GUBELSTRASSE 24 CITY: ZUG STATE: V8 ZIP: 6300 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fairfax Financial Holdings (Switzerland) GmbH CENTRAL INDEX KEY: 0001711037 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 17961482 BUSINESS ADDRESS: STREET 1: C/O LACMONT AG, HOFSTRASSE 1A CITY: ZUG STATE: V8 ZIP: 6300 BUSINESS PHONE: 4163674941 MAIL ADDRESS: STREET 1: C/O LACMONT AG, HOFSTRASSE 1A CITY: ZUG STATE: V8 ZIP: 6300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 810679 ONTARIO LTD CENTRAL INDEX KEY: 0001275986 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 17961483 BUSINESS ADDRESS: STREET 1: 95 WELLINGTON STREET WEST SUITE 800 CITY: TORONTO ONTARIO CANADA STATE: A6 ZIP: 00000 BUSINESS PHONE: 4163674941 MAIL ADDRESS: STREET 1: 95 WELLINGTON STREET WEST SUITE 800 CITY: TORONTO ONTARIO CANADA STATE: A6 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 1109519 ONTARIO LTD CENTRAL INDEX KEY: 0001275993 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 17961485 BUSINESS ADDRESS: STREET 1: FAIRFAX FINANCIAL HOLDINGS STREET 2: 95 WELLINGTON ST W STE 800 CITY: TORONTO ONTARIO CANADA STATE: A6 ZIP: 00000 BUSINESS PHONE: 4163669544 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WATSA V PREM ET AL CENTRAL INDEX KEY: 0000938869 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 17961486 MAIL ADDRESS: STREET 1: 95 WELLINGTON STREET WEST STREET 2: SUITE 800 CITY: TORONTO STATE: A6 ZIP: M5J 2N7 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIRFAX FINANCIAL HOLDINGS LTD/ CAN CENTRAL INDEX KEY: 0000915191 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: Z4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 17961487 BUSINESS ADDRESS: STREET 1: FAIRFAX FINANCIAL HOLDINGS LTD STREET 2: 95 WELLINGTON ST WEST STE 800 CITY: TORONTO STATE: A6 ZIP: M5J 2N7 BUSINESS PHONE: 4163674941 MAIL ADDRESS: STREET 1: FAIRFAX FINANCIAL HOLDINGS LTD STREET 2: 95 WELLINGTON ST WEST STE 800 CITY: TORONTO STATE: A6 ZIP: M5J 2N7 FORMER NAME: FORMER CONFORMED NAME: FAIRFAX FINANCIAL HOLDINGS LTD DATE OF NAME CHANGE: 19931122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIXTY TWO INVESTMENT CO LTD CENTRAL INDEX KEY: 0001217251 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 17961484 BUSINESS ADDRESS: STREET 1: 1600 CATHEDRAL PLACE STREET 2: 925 WEST GEORGIA ST CITY: VANCOUVER BC CANADA STATE: A1 ZIP: V6C3L3 MAIL ADDRESS: STREET 1: 1600 CATHEDRAL PLACE STREET 2: 925 W GEORGIA ST CITY: VANCOUVER BC CANADA STATE: A1 ZIP: V6C3L3 3 1 ss50820_3.xml OWNERSHIP DOCUMENT X0206 3 2017-07-06 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0000915191 FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO, A6 M5J 2N7 ONTARIO, CANADA 0 0 1 0 0000938869 WATSA V PREM ET AL 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO, A6 M5J 2N7 ONTARIO, CANADA 0 0 1 0 0001275993 1109519 ONTARIO LTD 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO, A6 M5J 2N7 ONTARIO, CANADA 0 0 1 0 0001217251 SIXTY TWO INVESTMENT CO LTD 1600 CATHEDRAL PLACE 925 WEST GEORGIA ST. VANCOUVER, BC, A1 V6C 3L3 BRITISH COLUMBIA, CANADA 0 0 1 0 0001275986 810679 ONTARIO LTD 95 WELLINGTON STREET WEST SUITE 800 TORONTO, ONTARIO, A6 M5J 2N7 ONTARIO, CANADA 0 0 1 0 0001711037 Fairfax Financial Holdings (Switzerland) GmbH C/O LACMONT AG, HOFSTRASSE 1A, ZUG V8 6300 SWITZERLAND 0 0 1 0 Common Shares 82845778 I See Footnote Acquired pursuant to the exchange offer effected pursuant to the Agreement and Plan of Merger, dated December 18, 2016, between Fairfax Financial Holdings Limited ("FFHL") and the Issuer, and the tender offer statement on Schedule TO, filed May 8, 2017, as amended. Held by a wholly-owned subsidiary of Fairfax Financial Holdings (Switzerland) GmbH ("FFH Switzerland"). FFH Switzerland is a limited liability company organized under the laws of Switzerland, and an indirect subsidiary of FFHL. V. Prem Watsa is the CEO and controlling person of FFHL through the other Reporting Persons other than FFH Switzerland. Each of the Reporting Persons disclaims beneficial ownership of the common shares reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner for the purpose of Section 16 of the Exchange Act, or for any other purpose. /s/ Paul Rivett, President, on behalf of Fairfax Financial Holdings Limited 2017-07-12 /s/ V. Prem Watsa 2017-07-12 /s/ V. Prem Watsa, President, on behalf of 1109519 Ontario Limited 2017-07-12 /s/ V. Prem Watsa, President, on behalf of The Sixty Two Investment Company Limited 2017-07-12 /s/ V. Prem Watsa, President, on behalf of 810679 Ontario Limited 2017-07-12 /s/ Ronald Schokking, Director, on behalf of Fairfax Financial Holdings (Switzerland) GmbH 2017-07-12