13F-HR 1 w65855e13fvhr.txt FORM 13F --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0006 Expires: February 28, 1997 Estimated average burden hours per response....24.60 --------------------------- --------------------------- SEC USE ONLY --------------------------- --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended SEPTEMBER 30, 2002 ------------------ -------------------------------------------------------------------------------- (Please read instructions before preparing form.) -------------------------------------------------------------------------------- If amended report check here: [ ] MARSHFIELD ASSOCIATES -------------------------------------------------------------------------------- Name of Institutional Investment Manager 21 DUPONT CIRCLE, NW STE 310 WASHINGTON DC 20036 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) CHRIS NIEMCZEWSKI MANAGING DIRECTOR 202-828-6200 -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. -----------------------------------ATTENTION------------------------------------ INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of WASHINGTON and the State of DC on ------------------ ---------- the 14 day of NOVEMBER, 2002. ------- --------- MARSHFIELD ASSOCIATES ---------------------------------------------- (Name of Institutional Investment Manager) [SIG] ---------------------------------------------- (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: ------------------------- ------------- ------------------------- ------------- 1. 6. ------------------------- ------------- ------------------------- ------------- 2. 7. ------------------------- ------------- ------------------------- ------------- 3. 8. ------------------------- ------------- ------------------------- ------------- 4. 9. ------------------------- ------------- ------------------------- ------------- 5. 10. ------------------------- ------------- ------------------------- ------------- SEC 1685 (5/91) Marshfield Associates FORM 13F 30-Sep-02
Voting Authority Title Value Shares/ Sh/ Put/ Invstmt Other ------------------ Name of Issuer of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- -------- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- 3M Co. COM 88579Y101 2133 19393 SH Sole 19393 A.G. Edwards COM 281760108 1993 62320 SH Sole 62320 Abbott Laboratories COM 002824100 205 5075 SH Sole 5075 American Express Company COM 025816109 5979 191761 SH Sole 191761 American International Group COM 026874107 878 16049 SH Sole 16049 Berkley W.R. Corp COM 084423102 3323 97722 SH Sole 97722 Berkshire Hathaway Class A COM 084670108 24239 328 SH Sole 328 Berkshire Hathaway Class B COM 084670207 34626 14047 SH Sole 14047 Bristol Myers-Squibb COM 110122108 627 26346 SH Sole 26346 CCC Information Services COM 12487Q109 19004 1453997 SH Sole 1453997 Citigroup COM 172967101 38390 1294772 SH Sole 1294772 Coca-Cola Company COM 191216100 1284 26771 SH Sole 26771 Colgate-Palmolive Company COM 194162103 620 11500 SH Sole 11500 Disney (Walt) Company COM 254687106 313 20702 SH Sole 20702 Dover Corp. COM 260003108 4801 189150 SH Sole 189150 Duke Energy Company COM 264399106 43554 2227804 SH Sole 2227804 Enron Corporation COM 293561106 2 17793 SH Sole 17793 ExxonMobil Corporation COM 30231G102 710 22252 SH Sole 22252 Federal Home Loan Mortgage Cor COM 313400301 6242 111668 SH Sole 111668 Federal National Mortgage Asso COM 313586109 8589 144255 SH Sole 144255 First Data Corp COM 319963104 205 7338 SH Sole 7338 Gannett Inc. COM 364730101 14156 196115 SH Sole 196115 General Electric Company COM 369604103 5537 224641 SH Sole 224641 Gillette Company, The COM 375766102 1402 47363 SH Sole 47363 Heineken Holdings NV Shs A COM 754 26946 SH Sole 26946 HomeFed Corp COM 341 344478 SH Sole 344478 Intel Corp COM 458140100 1127 81126 SH Sole 81126 Intl Business Machines Corpora COM 459200101 281 4818 SH Sole 4818 Johnson & Johnson COM 478160104 16428 303773 SH Sole 303773 Leucadia National Corporation COM 527288104 20948 616122 SH Sole 616122 Lindt & Sprungli COM 211 380 SH Sole 380 Markel Corp COM 570535104 31648 158892 SH Sole 158892 Marriott International Inc Cla COM 571900109 3960 136605 SH Sole 136605 Martin Marietta Materials COM 573284106 25137 771786 SH Sole 771786 Mc Donald's Corporation COM 580135101 13838 783566 SH Sole 783566 Mercantile Bankshares Corp. COM 587405101 324 8500 SH Sole 8500 Merck & Co., Inc. COM 589331107 1815 39699 SH Sole 39699 Microsoft Corporation COM 594918104 1749 39992 SH Sole 39992 Mohawk Industries COM MHK 13591 273740 SH Sole 273740 Morgan Stanley COM 617446448 9258 273260 SH Sole 273260 Nestle ADR (Regular Shares) COM 641069406 885 16537 SH Sole 16537 Nestle SA Cham et Vevey (Regis COM 503 2300 SH Sole 2300 Nike Inc Cl B COM 654106103 279 6470 SH Sole 6470 Odyssey Re Holdings COM 67612W108 46193 2781049 SH Sole 2781049 Oracle Corp COM 68389X105 106 13500 SH Sole 13500 PepsiCo, Inc. COM 713448108 9700 262518 SH Sole 262518 Pfizer Inc. COM 717081103 1820 62719 SH Sole 62719 Roper Industries Inc COM 776696106 5875 170290 SH Sole 170290 Sabre Holdings Corp Cl A COM 785905100 1145 59152 SH Sole 59152 Sealed AirCorp COM 81211K100 11467 678913 SH Sole 678913 St. Paul Companies COM 792860108 1266 44079 SH Sole 44079 State Street Corp COM 857477103 481 12441 SH Sole 12441 Student Loan Corp COM 863902102 222 2450 SH Sole 2450 Verizon Communications COM 077853109 230 8384 SH Sole 8384 Washington Mutual Inc COM 939322103 51758 1644679 SH Sole 1644679 Washington Post Co Cl B COM 939640108 3438 5298 SH Sole 5298 Wells Fargo & Company COM 949740104 25667 532957 SH Sole 532957 White Mountains Insurance Grou COM G9618E107 76320 259150 SH Sole 259150 Wyeth COM 983024100 212 6655 SH Sole 6655 YUM! Brands Inc COM 988498101 59465 2145988 SH Sole 2145988 REPORT SUMMARY 60 DATA RECORDS 657254 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED