-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BR1fPE3g6HsF7RC6iiAcdcd5LrjnlH2562l6xRdwLLBdrE7swxF1BCAZNxxaqikF V2ZrVPrf3hnifdI+WDaXEA== 0000897069-02-000867.txt : 20021107 0000897069-02-000867.hdr.sgml : 20021107 20021107154831 ACCESSION NUMBER: 0000897069-02-000867 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021107 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20021107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SNAP ON INC CENTRAL INDEX KEY: 0000091440 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 390622040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07724 FILM NUMBER: 02812627 BUSINESS ADDRESS: STREET 1: 10801 CORPORATE DRIVE CITY: KENOSHA STATE: WI ZIP: 53141-1430 BUSINESS PHONE: 4146565200 MAIL ADDRESS: STREET 1: 10801 CORPORATE DRIVE CITY: KENOSHA STATE: WI ZIP: 53141 FORMER COMPANY: FORMER CONFORMED NAME: SNAP ON TOOLS CORP DATE OF NAME CHANGE: 19920703 8-K 1 slp420.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 7, 2002 Snap-on Incorporated - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 1-7724 39-0622040 -------- ------- ---------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 10801 Corporate Drive, Pleasant Prairie, Wisconsin 53158-1603 (Address of principal executive offices, including zip code) Registrant's telephone number, including area code (262) 656-5200 Item 5. Other Events. On November 7, 2002, Snap-on Incorporated (the "Company") filed with the Securities and Exchange Commission (the "Commission") statements (the "Statements") in writing, under oath, of the Chief Executive Officer and Principal Financial Officer of the Company in response to the order of the Commission pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (SEC File No. 4-460). A copy of the Statements are attached hereto as Exhibits 99.1 and 99.2, respectively, and incorporated herein by reference. Item 7. Financial Statements and Exhibits. 99.1 Statement in writing, under oath, of the Chief Executive Officer of Snap-on Incorporated in response to the order of the Commission pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (SEC File No. 4-460), dated November 7, 2002. 99.2 Statement in writing, under oath, of the Principal Financial Officer of Snap-on Incorporated in response to the order of the Commission pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (SEC File No. 4-460), dated November 7, 2002. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, Snap-on Incorporated has duly caused this report to be signed on its behalf by the undersigned duly authorized person. SNAP-ON INCORPORATED Date: November 7, 2002 By: /s/ B. A. Metzger ----------------------------------- B.A. Metzger Acting Principal Financial Officer, Principal Accounting Officer, Vice President and Controller 3 EXHIBIT INDEX Exhibit No. Description 99.1 Statement in writing, under oath, of the Chief Executive Officer of Snap-on Incorporated in response to the order of the Commission pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (SEC File No. 4-460), dated November 7, 2002. 99.2 Statement in writing, under oath, of the Principal Financial Officer of Snap-on Incorporated in response to the order of the Commission pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 (SEC File No. 4-460), dated November 7, 2002. 4 EX-99.1 3 slp420a.txt CHIEF EXECUTIVE OFFICER STATEMENT EXHIBIT 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Dale F. Elliott, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Snap-on Incorporated, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Snap-on Incorporated's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the year ended December 29, 2001 of Snap-on Incorporated; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Snap-on Incorporated filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Dale F. Elliott - ---------------------- Dale F. Elliott November 7, 2002 Subscribed and sworn to before me this 7th day of November 2002. /s/ Terri M. Wruck - ---------------------- Notary Public My Commission Expires: 2/05/06 5 EX-99.2 4 slp420b.txt PRINCIPAL FINANCIAL OFFICER STATEMENT EXHIBIT 99.2 STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Blaine A. Metzger, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Snap-on Incorporated, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Snap-on Incorporated's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K for the year ended December 29, 2001 of Snap-on Incorporated; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Snap-on Incorporated filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. /s/ Blaine A. Metzger - ------------------------- Blaine A. Metzger November 7, 2002 Subscribed and sworn to before me this 7th day of November 2002. /s/ Terri M. Wruck - ------------------------- Notary Public My Commission Expires: 2/05/06 -----END PRIVACY-ENHANCED MESSAGE-----