0001209191-13-051909.txt : 20131113 0001209191-13-051909.hdr.sgml : 20131113 20131113161955 ACCESSION NUMBER: 0001209191-13-051909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taylor Philip CENTRAL INDEX KEY: 0001388310 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 131214853 MAIL ADDRESS: STREET 1: 120 BLOOR STREET EAST, SUITE 700 CITY: TORONTO STATE: A6 ZIP: M4W 1B7 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-12 0 0000914208 Invesco Ltd. IVZ 0001388310 Taylor Philip 1555 PEACHTREE STREET NE SUITE 1800 ATLANTA GA 30309 0 1 0 0 Senior Managing Director Common Shares 2013-11-12 4 S 0 150000 33.20 D 156941 D The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for such transaction was $33.17 to $33.23. /s/ Robert H. Rigsby, as Attorney in Fact 2013-11-13