6-K 1 h81399a1e6-k.txt AMVESCAP PLC - DEALINGS - PARTIES TO VOTING ARANG. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of November, 2000 ---------------- AMVESCAP PLC ----------------------------------------------- (Translation of registrant's name into English) 11 DEVONSHIRE SQUARE, LONDON EC2M 4YR, ENGLAND ----------------------------------------------- (Address of principal executive offices) [Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F _X_ Form 40-F ___ [Indicate by check mark whether registrant by furnishing the Information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 Yes ___ No _X_ [If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- N/A ------------ Description of document filed: DEALINGS BY SUBSTANTIAL SHAREHOLDERS ------------------------------------ 2 AMVESCAP PLC 050346 IMMEDIATE RELEASE 28 NOVEMBER 2000 PLEASE CONFIRM RELEASE ANGELA TULLY TEL: 020 7454 3652 DEALINGS BY SUBSTANTIAL SHAREHOLDERS ------------------------------------------------------------------------------- 1) NAME OF COMPANY AMVESCAP PLC ------------------------------------------------------------------------------- 2) NAME OF SHAREHOLDER HAVING A PARTIES TO THE VOTING SUBSTANTIAL INTEREST ARRANGEMENT ENTERED INTO PURSUANT TO THE MERGER WITH AIM (NOTIFIED UNDER SECTION 204 OF THE COMPANIES ACT 1985) ------------------------------------------------------------------------------- 3) Please state whether NOTIFICATION IS IN RESPECT notification indicates OF THE SHAREHOLDER NAMED that it is in respect of IN 2 ABOVE holding of the Shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person's spouse or children under the age of 18 ------------------------------------------------------------------------------- 4) Name of the registered - holder(s) and, if more than one holder, the number of shares held by each of them. ------------------------------------------------------------------------------- 5) Number of shares/amount of - stock acquired ------------------------------------------------------------------------------- 6) % of issued Class - ------------------------------------------------------------------------------- 7) Number of shares/amount of stock disposed 883,500 ------------------------------------------------------------------------------- 8) % of issued Class 0.12% ------------------------------------------------------------------------------- 9) Class of security ORDINARY SHARES ------------------------------------------------------------------------------- 10) Date of transaction 27 NOVEMBER 2000 ------------------------------------------------------------------------------- 11) Date company informed 27 NOVEMBER 2000 ------------------------------------------------------------------------------- 12) Total holding following this notification 148,093,693 ------------------------------------------------------------------------------- 3 ------------------------------------------------------------------------------- 13) Total percentage holding of 20.88% issued class following this notification ------------------------------------------------------------------------------- 14) Any additional information - price per share etc. ------------------------------------------------------------------------------- 15) Name of contact and telephone ANGELA TULLY number for queries 020 7454 3652 ------------------------------------------------------------------------------- 16) Name and signature of A. TULLY authorised company official AMVESCAP PLC responsible for making this ASSISTANT COMPANY notification SECRETARY ------------------------------------------------------------------------------- 16) Date of Notification 28 NOVEMBER 2000 ------------------------------------------------------------------------------- 4 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. AMVESCAP PLC ------------------------- (Registrant) Date 28 November, 2000 By /s/ ANGELA TULLY -------------------- ----------------------- (Signature) Angela Tully Assistant Company Secretary