-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OkEO6oWvQzk8Cpexu5ExCDOVWhy/rjWwFiLwc3IX0PN2xa7xvtleX0nSIc6d+5kX SABYKTKkTsDaT9jjrDMFUw== /in/edgar/work/0000950129-00-005093/0000950129-00-005093.txt : 20001026 0000950129-00-005093.hdr.sgml : 20001026 ACCESSION NUMBER: 0000950129-00-005093 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001025 FILED AS OF DATE: 20001025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMVESCAP PLC/LONDON/ CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: [6282 ] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: SEC FILE NUMBER: 001-13908 FILM NUMBER: 745553 BUSINESS ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE STREET 2: LONDON EC2M 4YR CITY: ENGLAND STATE: X0 BUSINESS PHONE: 442076263434 MAIL ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE STREET 2: LONDON EC2M 4YR CITY: ENGLAND FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCO PLC /LONDON/ DATE OF NAME CHANGE: 19970612 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC /LONDON DATE OF NAME CHANGE: 19940107 6-K 1 h80702ke6-k.txt AMVESCAP PLC - RULE 8 DISCLOSURE 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October, 2000 ------------- AMVESCAP PLC ----------------------------------------------- (Translation of registrant's name into English) 11 DEVONSHIRE SQUARE, LONDON EC2M 4YR, ENGLAND ---------------------------------------------- (Address of principal executive offices) [Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F ------- ------- [Indicate by check mark whether registrant by furnishing the Information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 Yes No X ------- ------- [If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- N/A ------------ Description of document filed: RULE 8 DISCLOSURE ----------------- 2 AMVESCAP PLC 055424 IMMEDIATE RELEASE 25 OCTOBER 2000 PLEASE CONFIRM RELEASE ANGELA TULLY TEL: 020 7454 3652 FORM 8.1/8.3 Lodged with Company Announcements Office (which will publicise and copy to the Panel). Use separate form for each class of securities in which dealings have been made. Date of disclosure 25 OCTOBER 2000 DISCLOSURE UNDER RULES 8.1(a), 8.1(b)(i) AND 8.3 OF THE CITY CODE ON TAKEOVERS AND MERGERS Date of dealing 25 OCTOBER 2000 Dealing in ........ AMVESCAP PLC ...... (name of company) (1) Class of securities (e.g. ordinary shares) ORDINARY 25P SHARES (2) Amount bought Amount sold Price per unit 150,000 (pound)14.46 - 50,000 (pound)14.70 In accordance with Chapter 16.13 of the Listing Rules, notification is hereby given that on the 25 October 2000, Rothschild Trust (Cayman) Limited, the Trustee of the AMVESCAP Share Option Trust, sold 200,000 ordinary shares on behalf of participants of the AMVESCAP Executive Share Option Scheme. The Company was notified of these transactions on 25 October, 2000. Executive Directors of AMVESCAP PLC who are participants in the Share Option Schemes are deemed to be discretionary beneficiaries of the Trust and are consequently considered to be interested in all of the shares held by the Trustee. (3) Resultant total of the same class owned or controlled (and percentage of class) ....... 22,444,589 ....... (3.23%) (4) Party making disclosure ........ AMVESCAP PLC .............. (5) EITHER (a) Name of purchaser/vendor (Note 1) ROTHSCHILD TRUST CAYMAN LIMITED AS TRUSTEE OF THE AMVESCAP SHARE OPTION TRUST. OR (b) If dealing for discretionary client(s), name of fund management organisation ............................................................. 3 (6) Reason for disclosure (Note 2) (a) associate of (i) offeror (Note 3) YES (ii) offeree company NO Specify which category or categories of associate (1-8 overleaf) ............. 8 ................... If category (8), explain ..................................... ......................................................... (b) Rule 8.3 (i.e. disclosure because of YES ownership or control of 1% or more of the class of relevant securities dealt in) Signed, for and on behalf of the party named in (4) above A. TULLY (Also print name of signatory) ........ANGELA TULLY................ Telephone and extension number 020 7454 3652 ...................... ---------------------------------- Note 1 Specify owner, not nominee or vehicle company. If relevant, also identify controller of owner, e.g. where an owner normally acts on instructions of a controller. Note 2 Disclosure might be made for more than one reason; if so, state all reasons. Note 3 Specify which offeror if there is more than one. Note 4 When an arrangement exists with any offeror, with the offeree company or with an associate of any offeror or of the offeree company in relation to relevant securities, details of such arrangement must be disclosed, as required by Note 6 on Rule 8. Note 5 It may be necessary, particularly when disclosing derivative transactions, to append a sheet to this disclosure form so that all relevant information can be given. Note 6 In the case of an average price bargain, each underlying trade should be disclosed. For full details of disclosure requirements, see Rule 8 of the Code. If in doubt, contact the Panel on Takeovers and Mergers, Tel. No. 020 7382 9026. 4 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. AMVESCAP PLC ------------------------------ (Registrant) Date 25 October, 2000 By /s/ ANGELA TULLY ---------------- -------------------------- (Signature) Angela Tully Assistant Company Secretary -----END PRIVACY-ENHANCED MESSAGE-----