-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RaxQJpRhg2G073w7Nk2C92Js/mMU0Da9RhUjtzK0cnW0c/bm7jOysrUiryjg71UW fpzOicvXwh4yoysLtpvh8Q== /in/edgar/work/0000950129-00-004828/0000950129-00-004828.txt : 20001004 0000950129-00-004828.hdr.sgml : 20001004 ACCESSION NUMBER: 0000950129-00-004828 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001003 FILED AS OF DATE: 20001003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMVESCAP PLC/LONDON/ CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: [6282 ] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: SEC FILE NUMBER: 001-13908 FILM NUMBER: 734278 BUSINESS ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE STREET 2: LONDON EC2M 4YR CITY: ENGLAND STATE: X0 BUSINESS PHONE: 442076263434 MAIL ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE STREET 2: LONDON EC2M 4YR CITY: ENGLAND FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCO PLC /LONDON/ DATE OF NAME CHANGE: 19970612 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC /LONDON DATE OF NAME CHANGE: 19940107 6-K 1 h80702be6-k.txt AMVESCAP PLC - DEALINGS BY SUBSTANTIAL SHAREHOLDER 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of October, 2000 ------------- AMVESCAP PLC ----------------------------------------------- (Translation of registrant's name into English) 11 DEVONSHIRE SQUARE, LONDON EC2M 4YR, ENGLAND ---------------------------------------------- (Address of principal executive offices) [Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F ------- ------- [Indicate by check mark whether registrant by furnishing the Information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 Yes No X ------- ------- [If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- N/A ------------ Description of document filed: DEALINGS BY SUBSTANTIAL SHAREHOLDERS ------------------------------------ 2 AMVESCAP PLC 689487 IMMEDIATE RELEASE 3 OCTOBER 2000 PLEASE CONFIRM RELEASE ANGELA TULLY TEL: 020 7454 3652 DEALINGS BY SUBSTANTIAL SHAREHOLDERS 1) NAME OF COMPANY AMVESCAP PLC 2) NAME OF SHAREHOLDER HAVING A PARTIES TO THE VOTING SUBSTANTIAL INTEREST ARRANGEMENT ENTERED INTO PURSUANT TO THE MERGER WITH AIM (NOTIFIED UNDER SECTION 204 OF THE COMPANIES ACT 1985) 3) Please state whether NOTIFICATION IS IN RESPECT notification indicates OF THE SHAREHOLDER NAMED that it is in respect of IN 2 ABOVE holding of the Shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person's spouse or children under the age of 18 4) Name of the registered - holder(s) and, if more than one holder, the number of shares held by each of them. 5) Number of shares/amount of - stock acquired 6) % of issued Class - 7) Number of shares/amount of stock disposed 17,500 8) % of issued Class 0.003% 9) Class of security ORDINARY SHARES 10) Date of transaction 2 OCTOBER 2000 11) Date company informed 2 OCTOBER 2000 12) Total holding following this notification 151,861,510 3 13) Total percentage holding of issued class following this notification 21.98% 14) Any additional information price per share etc. - 15) Name of contact and telephone number for queries ANGELA TULLY 020 7454 3652 16) Name and signature of authorised A. TULLY company official responsible for AMVESCAP PLC making this notification ASSISTANT COMPANY SECRETARY 17) Date of Notification 3 OCTOBER 2000 4 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. AMVESCAP PLC ------------------------------ (Registrant) Date 3 October, 2000 By /s/ ANGELA TULLY ---------------- --------------------------- (Signature) Angela Tully Assistant Company Secretary -----END PRIVACY-ENHANCED MESSAGE-----