-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+NZgifW8FYiqKlYtyMy33t01yQscrByiR7F85LsBO11u8mGH1vBW3aaijlqiGKa tlntKrZH53DKuAlno5W2ww== 0000914208-09-001462.txt : 20091210 0000914208-09-001462.hdr.sgml : 20091210 20091210144211 ACCESSION NUMBER: 0000914208-09-001462 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091208 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20091210 DATE AS OF CHANGE: 20091210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Ltd. CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980557567 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 091233172 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd DATE OF NAME CHANGE: 20080508 FORMER COMPANY: FORMER CONFORMED NAME: Invesco PLC DATE OF NAME CHANGE: 20080429 FORMER COMPANY: FORMER CONFORMED NAME: Invesco Ltd. DATE OF NAME CHANGE: 20071205 8-K 1 form8k-120809.htm form8k-120809.htm
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): December 8, 2009
 
 
Invesco Ltd.
(Exact name of registrant as specified in its charter)
 
 
         
Bermuda
  
001-13908
  
 98-0557567
(State or other jurisdiction
of incorporation)
  
(Commission File Number)
  
(IRS Employer
Identification No.)
 
     
1555 Peachtree Street, NE, Atlanta, Georgia
  
30309
(Address of principal executive offices)
  
(Zip Code)
 
Registrant’s telephone number, including area code: (404) 892-0896
 
n/a
(Former name or former address, if changed since last report.)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 
 

 
Item8.01
Other Events.

On December 8, 2009, Invesco Ltd. issued a press release announcing its preliminary assets under management for the month ended November 30, 2009. A copy of that press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
 
Item 9.01
  Financial Statements and Exhibits.
 
 
(d)
Exhibits.
 
     
 
Exhibit No.
  
Description
99.1
  
Press Release, dated December 8, 2009, issued by Invesco Ltd.




 
 
 


SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
  Invesco Ltd.  
       
 
By:
/s/ Kevin M. Carome  
          Kevin M. Carome  
          Senior Managing Director  
          General Counsel  
 
 
Date: December 10, 2009
 

 
 
 


Exhibit Index
 
     
 
Exhibit No.
  
Description
99.1
  
Press Release, dated December 8, 2009, issued by Invesco Ltd.
     



 
 













 
 
 

EX-99 2 pressrelease.htm pressrelease.htm
________________________________________________________________________                                                                                                
Press Release
For Immediate release


_______________________________________________________________________                                                                                               
Invesco Ltd. Announces November 30, 2009
Assets Under Management


 
Investor Relations Contact Jordan Krugman           404-439-4605
Media Relations Contact Doug Kidd                        404-479-2922


 
Atlanta, December 8, 2009 --- Invesco Ltd. (NYSE: IVZ) today reported preliminary month-end assets under management of $418.8 billion.

   
Ending Assets Under Management
  
(In billions)
  
November 30, 2009 (a)
    
October 31, 2009
    
September 30, 2009
    
August 31, 2009
  
Total AUM ex Institutional Money Market
   $ 337.7     $ 331.6     $ 330.0     $ 320.2  
Institutional Money Market (b)
   $ 81.1     $ 82.6     $ 86.9     $ 93.1  
Total
   $ 418.8     $ 414.2     $ 416.9     $ 413.3  

(a)  
Preliminary – subject to adjustment.
(b)  
Money Market assets include only institutional money market assets.

Invesco is a leading independent global investment management company, dedicated to helping people worldwide build their financial security.  By delivering the combined power of our distinctive worldwide investment management capabilities, Invesco provides a comprehensive array of enduring investment solutions for retail, institutional and high net worth clients around the world.  Operating in 20 countries, the company is listed on the New York Stock Exchange under the symbol IVZ. Additional information is available at www.invesco.com.


                                                                                                                                                                                             ________________________
                                                                                                                                                                                             Invesco Ltd.
                                                                                                                                                                                      
                                                                                                                                                                                             Two Peachtree Pointe
                                                                                                                                                                   &# 160;                        1555 Peachtree Street, N.E.
                                                                                                                                                                                             Atlanta, GA  30309
                                                                                                                                                                                             Telephone +1 404 479 1095
 
 
 
 
 
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