-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HCeJJNRwRlQSNE+ANF2IssPbW+IiMfuTyKnFTCFJx6uxJQwHIP+Co3YZtYvOl4PU G8L2qVMlWIkYCGaTlrfugg== 0000914208-04-000108.txt : 20040504 0000914208-04-000108.hdr.sgml : 20040504 20040504132902 ACCESSION NUMBER: 0000914208-04-000108 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040504 FILED AS OF DATE: 20040504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMVESCAP PLC/LONDON/ CENTRAL INDEX KEY: 0000914208 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13908 FILM NUMBER: 04776702 BUSINESS ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE STREET 2: LONDON EC2M 4YR CITY: ENGLAND STATE: X0 BUSINESS PHONE: 442076263434 MAIL ADDRESS: STREET 1: 11 DEVONSHIRE SQUARE STREET 2: LONDON EC2M 4YR CITY: ENGLAND FORMER COMPANY: FORMER CONFORMED NAME: AMVESCAP /LONDON/ DATE OF NAME CHANGE: 19971121 FORMER COMPANY: FORMER CONFORMED NAME: AMVESCO PLC /LONDON/ DATE OF NAME CHANGE: 19970612 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO PLC /LONDON DATE OF NAME CHANGE: 19940107 6-K 1 may04046k-1.txt NOTIFICATION OF MAJOR INTERESTS IN SHARES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of May, 2004 --------- Commission File Number 001-13908 --------- AMVESCAP PLC ------------------------------------------------ (Translation of registrant's name into English) 30 Finsbury Square, London EC2A 1AG, ENGLAND -------------------------------------------------------- (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F ----- ----- Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ------ Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ------ Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X ------- ------- If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- N/A ------------- Description of document filed: NOTIFICATION OF MAJOR INTERESTS IN SHARES. ------------------------------------------ AMVESCAP PLC IMMEDIATE RELEASE 4 MAY 2004 CONTACT: ANGELA TULLY TEL: 020 7065 3652 SCHEDULE 10 NOTIFICATION OF MAJOR INTERESTS IN SHARES 1) Name of company AMVESCAP PLC 2) Name of shareholder having a major interest WELLINGTON MANAGEMENT COMPANY LLP. 3) Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person's spouse or children under the age of 18. NOTIFICATION IS IN RESPECT OF THE SHAREHOLDER NAMED IN 2 ABOVE. 4) Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them NOT STATED 5) Number of shares/amount of stock acquired - 6) Percentage of issued class - 7) Number of shares/amount of stock disposed NOT STATED 8) Percentage of issued class - 9) Class of security 25P ORDINARY SHARES 10) Date of transaction NOT STATED 11) Date company informed 3 MAY 2004 12) Total holding following this 19,086,189 ORDINARY notification SHARES PLUS 855,201 ADRS (1 ADR = 2 SHARES) 13) Total percentage holding of issued class following this notification 2.5% 14) Any additional information - Wellington Management Company, LLP ("Wellington Management") is registered as an investment adviser with the United States Securities and Exchange Commission and acts as discretionary investment manager on behalf of various separate (the "Accounts") that hold an interest in shares of the Company. Wellington Management's interest in the shares is as an investment manager, as is mentioned in Section 205(5) of the Companies Act 1985 (the "Act"). The Accounts do not act as a group nor do they act in concert with respect to the interests in shares. Wellington Management acquired the interests in shares for the Accounts in its capacity as discretionary investment manager to, and solely for the benefit of, the Accounts, and the interests were acquired solely for investment purposes. 15) Name of contact and telephone number for queries ANGELA TULLY TEL: 020 7065 3652 16) Name and signature of authorised company official responsible for making this notification A. TULLY AMVESCAP PLC ASSISTANT COMPANY SECRETARY Date of Notification 4 MAY 2004 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. AMVESCAP PLC ------------------------------ (Registrant) Date 4 May, 2004 By /s/ ANGELA TULLY ----------- -------------------------- (Signature) Angela Tully Assistant Company Secretary -----END PRIVACY-ENHANCED MESSAGE-----