6-K 1 dec18026k-2.txt NOTIFICATION OF MAJOR INTERESTS IN SHARES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER Pursuant to Rule 13a-16 or 15d-16 Under the Securities Exchange Act of 1934 For the month of December, 2002 -------------- Commission File Number 001-13908 --------- AMVESCAP PLC ------------------------------------------------ (Translation of registrant's name into English) 30 Finsbury Square, London EC2A 1AG, ENGLAND -------------------------------------------------------- (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F X Form 40-F ----- ----- Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ------ Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ------ Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes No X ------- ------- If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- N/A ------------- Description of document filed: NOTIFICATION OF MAJOR INTERESTS IN SHARES. ------------------------------------------ AMVESCAP PLC 808297 IMMEDIATE RELEASE 18 DECEMBER 2002 PLEASE CONFIRM RELEASE ANGELA TULLY TEL: 020 7065 3652 SCHEDULE 10 NOTIFICATION OF MAJOR INTERESTS IN SHARES
1) Name of company AMVESCAP PLC 2) Name of shareholder having a major interest BARCLAYS PLC 3) Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person's spouse or children under the age of 18. NOTIFICATION IS IN RESPECT OF THE SHAREHOLDER NAMED IN 2 ABOVE. 4) Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them. See Attached List 5) Number of shares/amount of stock acquired - 6) Percentage of issued class - 7) Number of shares/amount of stock disposed - 8) Percentage of issued class - 9) Class of security ORDINARY SHARES 10) Date of transaction 10 DECEMBER 2002 11) Date company informed 18 DECEMBER 2002 12) Total holding following this notification 24,162,563 13) Total percentage holding of issued class following this notification 3.04% 14) Any additional information - 15) Name of contact and telephone number for queries ANGELA TULLY TEL: 020 7065 3652 16) Name and signature of authorised company official responsible for making this notification ANGELA TULLY AMVESCAP PLC ASSISTANT COMPANY SECRETARY Date of notification 18 DECEMBER 2002.
Registered Holder Account Designation Holding ----------------- ------------------- ------- ALMIXFTTL- 18408-CHASE MANHATTA ALMIXFTT 116,006 ASUKEXTTL-20947-CHASE MANHATTA ASUKEXTT 4,146,057 Bank of Ireland BNXOO9IE 173,619 BARCLAYS CAPITAL NOMINEES LIMI 208,528 BARCLAYS CAPITAL SECURITIES LT 2,500 Barclays Trust Co & Others 85 BARCLAYS TRUST CO AS EXEC/ADM 62 Barclays Trust Co DMC69 3,300 Barclays Trust Co E99 2,377 Barclays Trust Co R69 5,056 BLEEQTTTL- 17011-CHASE MANHATTA BLEEOTTT 12,220 BLENTFUKQ-16344-CHASE MANHATTA BLENTFUK 61,062 BLENTPUKQ- 16345-CHASE MANHATTA BLENTPUK 130,299 BLEQFDUKQ- 16331-CHASE MANHATTA BLEOFDUK 259,989 BLEQPTUEA-16341-CHASE MANHATTA BLEOPTUE 217,018 BLEQPTUKQ- 16341-CHASE MANHATTA BLEOPTUK 714,055 BLINTNUKQ-Z1AJ-dummy BLINTNUK 40,470 BLINTPUKQ- 16342-CHASE MANHATTA BLINTPUK 81,161 BLUKINTTL- 16400-CHASE MANHATTA BLUKINTT 8,878,003 BOSTON SAFE DEPOSIT AND TRUST 591668 154,496 CHASE MANHATTAN BANK 500227 2,597,206 CHASE MANHATTAN BANK 502872 981,308 CHASE MANHATTAN BANK 508068 292,203 CHASE MANHATTAN BANK 527191 1,343,751 CHASE MANHATTAN BANK 536747 198,797 CHASE MANHATTAN BANK 552942 284,239 Registered Holder Account Designation Holding ----------------- ------------------- ------- CHASE MANHATTAN BANK 569565 9,181 Chase Manhattan Bank 585405 1,565 Chase Manhattan Bank 585439 7,338 Chase Manhattan Bank 586528 8,961 CHATRKTTL- 16376-CHASE MANHATTA CHATRKTT 317,516 Clydesdale Nominees HGBO125 18812 1,230 Clydesdale Nominees HGBO125 19649 820 Clydesdale Nominees HGBO125 21643 1,650 Clydesdale Nominees HGBO125 24839 750 Clydesdale Nominees HGBO125 203172 450 Clydesdale Nominees HGBO125 225176 1,650 Clydesdale Nominees HGBO125 323330 1,950 Clydesdale Nominees HGBO125 323364 1,100 Clydesdale Nominees HGBO125 323496 1,600 Clydesdale Nominees HGBO125 447810 500 Clydesdale Nominees HGBO125 486590 5,125 Clydesdale Nominees HGBO12S 494096 1,500 Clydesdale Nominees HGBO125 597057 1,000 Clydesdale Nominees HGBO125 597316 2,050 Clydesdale Nominees HGBO125 597332 550 Clydesdale Nominees HGBO125 597448 1,750 Clydesdale Nominees HGBO125 597758 1,500 Clydesdale Nominees HGBO125 644128 1,000 Clydesdale Nominees HGBO125 651361 650 Clydesdale Nominees HGBO125 673551 500 Clydesdale Nominees HGBO125 679401 90 Registered Holder Account Designation Holding ----------------- ------------------- ------- Clydesdale Nominees HGBO125 691517 1,000 Clydesdale Nominees HGBO125 693404 1,000 Clydesdale Nominees HGBO125 693552 2,500 Clydesdale Nominees HGBO125 694753 1,335 Clydesdale Nominees HGBO125 696039 1,450 Clydesdale Nominees HGBO125 702454 850 Clydesdale Nominees HGBO125 703809 625 Clydesdale Nominees HGBO125 807507 2,650 Clydesdale Nominees HGBO125 807663 500 Clydesdale Nominees HGBO125 3100217 1,530 Clydesdale Nominees HGBO125 3100357 890 Clydesdale Nominees HGBO125 3100420 1,285 Clydesdale Nominees HGBO125 3100926 1,745 Clydesdale Nominees HGBO125 3101280 770 Clydesdale Nominees HGBO125 3101540 845 Clydesdale Nominees HGBO125 3101868 1,450 Clydesdale Nominees HGBO125 3102058 1,180 Clydesdale Nominees HGBO125 3102147 765 Clydesdale Nominees HGBO125 3102406 1,220 Clydesdale Nominees HGBO125 3102465 5,000 Clydesdale Nominees HGBO125 3102490 740 Clydesdale Nominees HGBO125 3102546 1,290 Clydesdale Nominees HGBO125 3102716 835 Clydesdale Nominees HGBO125 3103062 690 Clydesdale Nominees HGBO125 3103119 1,000 Clydesdale Nominees HGBO125 7000093 725 JPMorgan Chase Bank BTGFO6IE 23,448 JPMorgan Chase Bank BTGFO7IE 14,425 JPMorgan Chase Bank BTKOO lIE 70,424 JPMorgan Chase Bank BTSOO4IE 72,197 Registered Holder Account Designation Holding ----------------- ------------------- ------- JPMorgan Chase Bank BTSOO5IE 4,365 JPMorgan Chase Bank BTSOO6IE 29,945 JPMorgan Chase Bank BTSOO9IE 13,511 JPMorgan Chase Bank BTSO11IE 10,147 JPMorgan Chase Bank BTSO15IE 9,060 JPMorgan Chase Bank BTSO18IE 1,903 JPMorgan Chase Bank BTSO19IE 6,368 JPMorgan Chase Bank BTSO22IE 9,125 JPMorgan Chase Bank BTSO24IE 5,062 JPMorgan Chase Bank BTSO28IE 189,885 JPMorgan Chase Bank BTSO31IE 1,184 Mitsubishi Trust International BNNO18IE 2,732 Mitsubishi Trust International BNNO24IE 4,759 Mitsubishi Trust International BNNO33IE 9,631 Mitsubishi Trust International BNNO46IE 34,763 NORTHERN TRUST BANK - BGI SEPA 581610 74,068 NORTHERN TRUST BANK - BGI SEPA 584069 44,587 Nutraco Nominees Limited 150,000 State Street BNNO32IE 7,573 State Street BNXO12IE 13,742 State Street BNXO19IE 86,580 State Street BNXO21IE 278 Registered Holder Account Designation Holding ----------------- ------------------- ------- Clydesdale Nominees HGB0225 5192 7,000 Clydesdale Nominees HGB0225 595798 1,000 Clydesdale Nominees HGB0225 597758 750 Clydesdale Nominees HGB0225 703213 575 Clydesdale Nominees HGB0225 703825 700 Clydesdale Nominees HGB0225 703833 1,500 Clydesdale Nominees HGB0225 870934 3,650 Clydesdale Nominees HGB0225 3101361 825 Clydesdale Nominees HGB1O25 837619 4,100 INVESTORS BANK AND TRUST CO. 428169 61,776 INVESTORS BANK AND TRUST CO. 555879 10,098 INVESTORS BANK AND TRUST CO. 573039 84,165 INVESTORS BANK AND TRUST CO. 583293 247,147 INVESTORS BANK AND TRUST CO. 585918 3,330 INVESTORS BANK AND TRUST CO. 586072 89,086 INVESTORS BANK AND TRUST CO. 588888 36,771 INVESTORS BANKANDTRUSTCO. 590421 53,926 INVESTORS BANK AND TRUST CO. 592252 100,179 INVESTORS BANK AND TRUST CO. 911140 17,175 JPMORGAN CHASE BANK 540186 3,317 JPMORGAN CHASE BANK 555465 143,768 JPMorgan Chase Bank BTCO34IE 8,523 JPMorgan Chase Bank BTCO45IE 66,066 JPMorgan Chase Bank BTGFO1IE 72,302 JPMorgan Chase Bank BTGFO4IE 70,276 JPMorgan Chase Bank BTGFO5IE 50,355 STATE STREET BANK AND TRUST 713101 639,181 Sumitomo TB BNNO29IE 7,681 Sumitomo TB BNNO31IE 2,193 Sumitomo TB BNNO36IE 5,407 Sumitomo TB BNNO44IE 1,879 Sumitomo TB BNNO52IE 4,190 Swan Nominees Limited 403 UBS Limited 583996 86,929 ZEBAN NOMINEES LIMITED 76,865 Total 24,162,563
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. AMVESCAP PLC ------------------------------ (Registrant) Date 18 December, 2002 By /s/ ANGELA TULLY ----------------- -------------------------- (Signature) Angela Tully Assistant Company Secretary