0001127602-19-021867.txt : 20190617 0001127602-19-021867.hdr.sgml : 20190617 20190617175128 ACCESSION NUMBER: 0001127602-19-021867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190613 FILED AS OF DATE: 20190617 DATE AS OF CHANGE: 20190617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMUCKER RICHARD K CENTRAL INDEX KEY: 0001105078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05111 FILM NUMBER: 19902257 MAIL ADDRESS: STREET 1: C/ WM WRIGLEY JR CO STREET 2: 410 N MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: J M SMUCKER Co CENTRAL INDEX KEY: 0000091419 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FRUITS, VEG & PRESERVES, JAMS & JELLIES [2033] IRS NUMBER: 340538550 STATE OF INCORPORATION: OH FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: ONE STRAWBERRY LANE CITY: ORRVILLE STATE: OH ZIP: 44667 BUSINESS PHONE: 3306823000 MAIL ADDRESS: STREET 1: ONE STRAWBERRY LANE CITY: ORRVILLE STATE: OH ZIP: 44667 FORMER COMPANY: FORMER CONFORMED NAME: SMUCKER J M CO DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-06-13 0000091419 J M SMUCKER Co SJM 0001105078 SMUCKER RICHARD K ONE STRAWBERRY LANE ORRVILLE OH 44667-0280 1 1 Executive Chairman Common Shares 2019-06-13 4 A 0 11355 0 A 651542 D Common Shares 2019-06-13 4 F 0 3827 123.68 D 647715 D Common Shares 24393.7116 I By 401(k) Common Shares 477796 I By Trust Fbo Daughter Common Shares 100000 I By Wife Common Shares 95917.287 I by Wife as Trustee for the Benefit of Grandchildren Common Shares 477798 I Co-trustee Fbo Brother Common Shares 477798 I Co-trustee Fbo Sister Option Common Shares 123.68 2019-06-13 4 A 0 20458 0 A 2029-06-12 Common Shares 20458 20458 D Option Common Shares 111.86 2017-06-15 2025-03-19 Common Shares 41667 41667 D Option Common Shares 111.86 2018-05-29 2025-03-19 Common Shares 20833 20833 D Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement. Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan. I disclaim beneficial ownership of these shares. This option, which was granted for fiscal year 2020 pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan, vests in three equal annual installments beginning in June 13, 2020. /s/ Jeannette L. Knudsen, POA 2019-06-17