0001062993-24-002525.txt : 20240208 0001062993-24-002525.hdr.sgml : 20240208 20240208145239 ACCESSION NUMBER: 0001062993-24-002525 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240206 FILED AS OF DATE: 20240208 DATE AS OF CHANGE: 20240208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROCK MITCHELL CENTRAL INDEX KEY: 0001240676 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12648 FILM NUMBER: 24608524 MAIL ADDRESS: STREET 1: C/O UFP TECHNOLOGIES, INC. STREET 2: 172 EAST MAIN STREET CITY: GEORGETOWN STATE: MA ZIP: 01833 FORMER NAME: FORMER CONFORMED NAME: CAPLAN MITCHELL D DATE OF NAME CHANGE: 20030610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UFP TECHNOLOGIES INC CENTRAL INDEX KEY: 0000914156 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 042314970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 HALE STREET CITY: NEWBURYPORT STATE: MA ZIP: 01950 BUSINESS PHONE: 978-352-2200 MAIL ADDRESS: STREET 1: 100 HALE STREET CITY: NEWBURYPORT STATE: MA ZIP: 01950 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-06 0000914156 UFP TECHNOLOGIES INC UFPT 0001240676 ROCK MITCHELL C/O UFP TECHNOLOGIES, INC. 100 HALE STREET NEWBURYPORT MA 01950 0 1 0 0 President 0 Common Stock, $.01 Par Value 2024-02-06 4 A 0 2761 0 A 29847 D Common Stock, $.01 Par Value 2024-02-06 4 A 0 2567 0 A 32414 D Represents restricted stock units granted on February 14, 2023, under the Issuer's 2003 Incentive Plan subject to satisfaction of performance targets that are to be settled solely in shares of common stock. The transaction date represents the date on which the Issuer's Compensation Committee determined the performance targets were achieved. The units vest with respect to one-third of the shares on March 1, 2024 and with respect to an additional one-third on each of March 1, 2025 and 2026, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date. Represents stock unit awards granted on February 6, 2024, under the Issuer's 2003 Incentive Plan the vesting under which is solely time-based, that are to be settled solely in shares of common stock. The units vest with respect to one-third of the shares on March 1, 2025 and with respect to an additional one-third on each of March 1, 2026 and 2027, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date. Patrick J. Kinney, Jr. as attorney-in-fact for Mitchell Rock 2024-02-08