0001033284-18-000043.txt : 20180423 0001033284-18-000043.hdr.sgml : 20180423 20180423142333 ACCESSION NUMBER: 0001033284-18-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180420 FILED AS OF DATE: 20180423 DATE AS OF CHANGE: 20180423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith W David CENTRAL INDEX KEY: 0001373894 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12648 FILM NUMBER: 18768613 MAIL ADDRESS: STREET 1: 172 EAST MAIN STREET CITY: GEORGETOWN STATE: MA ZIP: 01833 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UFP TECHNOLOGIES INC CENTRAL INDEX KEY: 0000914156 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 042314970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 HALE STREET CITY: NEWBURYPORT STATE: MA ZIP: 01950 BUSINESS PHONE: 978-352-2200 MAIL ADDRESS: STREET 1: 100 HALE STREET CITY: NEWBURYPORT STATE: MA ZIP: 01950 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-04-20 0000914156 UFP TECHNOLOGIES INC UFPT 0001373894 Smith W David C/O UFP TECHNOLOGIES, INC. 100 HALE STREET NEWBURYPORT MA 01950 0 1 0 0 Vice President Common Stock, $.01 Par Value 2018-04-20 4 M 0 1420 21.67 A 13971 D Common Stock, $.01 Par Value 2018-04-20 4 S 0 1420 32.08 D 12551 D Common Stock, $.01 Par Value 21.67 2018-04-20 4 M 0 1420 0 D 2018-09-12 Common Stock, $.01 Par Value 1420 19200 D The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.38, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018. The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter. Patrick J. Kinney, Jr. as attorney-in-fact for W. David Smith 2018-04-23