0000914122-17-000001.txt : 20170202 0000914122-17-000001.hdr.sgml : 20170202 20170202170345 ACCESSION NUMBER: 0000914122-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFRI INC CENTRAL INDEX KEY: 0000914122 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 363922969 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6410 WEST HOWARD STREET CITY: NILES STATE: IL ZIP: 60714 BUSINESS PHONE: 8479661000 MAIL ADDRESS: STREET 1: 6410 WEST HOWARD STREET CITY: NILES STATE: IL ZIP: 60714 FORMER COMPANY: FORMER CONFORMED NAME: MIDWESCO FILTER RESOURCES INC DATE OF NAME CHANGE: 19970402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMIDT KARL J CENTRAL INDEX KEY: 0001202469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32530 FILM NUMBER: 17569144 MAIL ADDRESS: STREET 1: 6410 W. HOWARD STREET CITY: NILES STATE: IL ZIP: 60714-3491 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-31 0 0000914122 MFRI INC MFRI 0001202469 SCHMIDT KARL J 6410 W. HOWARD STREET NILES IL 60714-3491 0 1 0 0 VP and CFO Common stock 2017-01-31 4 M 0 5230 8.75 A 54187 D Restricted stock unit 2017-01-31 4 F 0 3694 D Common stock 3694 5230 D Restricted stock unit 2017-01-31 4 M 0 5230 D Common stock 5230 0 D Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock restricted stock unit vested 1/31/2017 The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock unit The restricted stock reported as disposed herein were settled for shares of the issuer's stock Karl J. Schmidt 2017-02-02