EX-99.E.1.A 9 d322597dex99e1a.htm AMENDMENT TO PRINCIPAL UNDERWRITING AGREEMENT (LFD) Amendment to Principal Underwriting Agreement (LFD)

EX-28(e)(1)(a)

 

SIXTH AMENDMENT TO

PRINCIPAL UNDERWRITING AGREEMENT

THIS SIXTH AMENDMENT TO THE PRINCIPAL UNDERWRITING AGREEMENT, effective as of June 30, 2021 (the “Amendment”), is between Lincoln Variable Insurance Products Trust, a business trust organized under the laws of Delaware (the “Trust”), and Lincoln Financial Distributors, Inc. a Connecticut corporation, (the “Distributor”).

WHEREAS, the Trust has contracted with the Distributor to provide distribution services to each series within the Trust pursuant to a Principal Underwriting Agreement, entered into January 1, 2012, as amended (the “Agreement”);

WHEREAS, the parties have agreed to amend the Agreement and its Schedule A to amend the list of series in the Trust.

NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties agree as follows:

1.        Schedule A shall be deleted and replaced in its entirety with the attached Schedule A;

2.        All other terms and provisions of the Agreement not amended herein shall remain in full force and effect; and

3.        This Amendment may be executed in two or more counterparts, which together shall constitute one instrument.

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their duly authorized officers as of the day and year first written above.

 

LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
By: /s/ Jayson R. Bronchetti
Name: Jayson R. Bronchetti

Title: President

 

LINCOLN FINANCIAL DISTRIBUTORS, INC.

By: /s/ John C. Kennedy

Name: John C. Kennedy

Title: CEO and President


SCHEDULE A

 

Fund

 

  

Effective Date

 

  Lincoln iShares® Fixed Income Allocation Fund    February 1, 2017
  Lincoln iShares® Global Growth Allocation Fund    February 1, 2017
  Lincoln iShares® U.S. Moderate Allocation Fund    February 1, 2017
  Lincoln Nasdaq-100 Buffer Fund Jun    June 18, 2021
  Lincoln Nasdaq-100 Buffer Fund Sep    September 17, 2021
  Lincoln Nasdaq-100 Buffer Fund Dec    December 17, 2021
  Lincoln Nasdaq-100 Buffer Fund Mar    March 18, 2022
  Lincoln S&P 500 Buffer Fund May    May 21, 2021
  Lincoln S&P 500 Buffer Fund Aug    August 20, 2021
  Lincoln S&P 500 Buffer Fund Nov    November 19, 2021
  Lincoln S&P 500 Buffer Fund Feb    February 18, 2022
  Lincoln S&P 500 Ultra Buffer Fund May    May 21, 2021
  Lincoln S&P 500 Ultra Buffer Fund Aug    August 20, 2021
  Lincoln S&P 500 Ultra Buffer Fund Nov    November 19, 2021
  Lincoln S&P 500 Ultra Buffer Fund Feb    February 18, 2022
  LVIP American Balanced Allocation Fund    July 30, 2010
  LVIP American Century Select Mid Cap Managed Volatility Fund    January 2, 2014
  LVIP American Global Balanced Allocation Managed Risk Fund    March 1, 2012
  LVIP American Global Growth Allocation Managed Risk Fund    March 1, 2012
  LVIP American Global Growth Fund    April 30, 2010
  LVIP American Global Small Capitalization Fund    April 30, 2010
  LVIP American Growth Fund    April 30, 2010
  LVIP American Growth Allocation Fund    July 30, 2010
  LVIP American Growth-Income Fund    April 30, 2010
  LVIP American International Fund    April 30, 2010
  LVIP American Income Allocation Fund    July 30, 2010
  LVIP American Preservation Fund    August 27, 2012
  LVIP Baron Growth Opportunities Fund    January 1, 2008
  LVIP BlackRock Advantage Allocation Fund    May 1, 2009
  LVIP BlackRock Dividend Value Managed Volatility Fund    October 1, 2009
  LVIP BlackRock Global Allocation Fund    April 26, 2019
  LVIP BlackRock Global Allocation Managed Risk Fund    April 30, 2013
  LVIP BlackRock Global Growth ETF Allocation Managed Risk Fund    May 1, 2016
  LVIP BlackRock Global Real Estate Fund    January 1, 2008


Fund

 

  

Effective Date

 

  LVIP BlackRock U.S. Growth ETF Allocation Managed Risk Fund    May 1, 2016
  LVIP BlackRock Inflation Protected Bond Fund    April 30, 2010
  LVIP Blended Large Cap Growth Managed Volatility Fund    January 1, 2008
  LVIP Blended Mid Cap Managed Volatility Fund    January 1, 2008
  LVIP ClearBridge Franklin Select Large Cap Managed Volatility Fund    January 2, 2014
  LVIP Delaware Bond Fund    January 1, 2008
  LVIP Delaware Diversified Floating Rate Fund    April 30, 2010
  LVIP Delaware Diversified Income Fund    May 1, 2021
  LVIP Delaware High Yield Fund    May 1, 2021
  LVIP Delaware Limited-Term Diversified Income Fund    May 1, 2021
  LVIP Delaware Mid Cap Value Fund    January 1, 2008
  LVIP Delaware REIT Fund    May 1, 2021
  LVIP Delaware SMID Cap Core Fund    May 1, 2021
  LVIP Delaware Social Awareness Fund    January 1, 2008
  LVIP Delaware U.S. Growth Fund    May 1, 2021
  LVIP Delaware Value Fund    May 1, 2021
  LVIP Delaware Wealth Builder Fund    May 1, 2009
  LVIP Dimensional International Core Equity Fund    May 1, 2015
  LVIP Dimensional International Equity Managed Volatility Fund    April 29, 2011
  LVIP Dimensional U.S. Core Equity 1 Fund    January 1, 2008
  LVIP Dimensional U.S. Core Equity 2 Fund    May 1, 2015
  LVIP Dimensional U.S. Equity Managed Volatility Fund    April 29, 2011
  LVIP Fidelity Institutional AM® Select Core Equity Managed Volatility Fund    April 30, 2013
  LVIP Franklin Templeton Global Equity Managed Volatility Fund    January 1, 2008
  LVIP Franklin Templeton Multi-Asset Opportunities Fund    May 1, 2014
  LVIP Global Income Fund    May 1, 2009
  LVIP Global Aggressive Growth Allocation Managed Risk Fund    November 1, 2018
  LVIP Global Conservative Allocation Managed Risk Fund    January 1, 2008
  LVIP Global Growth Allocation Managed Risk Fund    January 1, 2008
  LVIP Global Moderate Allocation Managed Risk Fund    January 1, 2008
  LVIP Government Money Market Fund    January 1, 2008
  LVIP Invesco Select Equity Income Managed Volatility Fund    January 2, 2014
  LVIP JPMorgan High Yield Fund    April 30, 2010
  LVIP JPMorgan Retirement Income Fund    May 1, 2009
  LVIP JPMorgan Select Mid Cap Value Managed Volatility Fund    January 1, 2008


  Fund

 

  

Effective Date

 

  LVIP Loomis Sayles Global Growth Fund    May 1, 2018
  LVIP MFS International Equity Managed Volatility Fund    April 30, 2013
  LVIP MFS International Growth Fund    January 1, 2008
  LVIP MFS Value Fund    January 1, 2008
  LVIP Mondrian International Value Fund    January 1, 2008
  LVIP Multi-Manager Global Equity Managed Volatility Fund    May 1, 2014
  LVIP PIMCO Low Duration Bond Fund    May 1, 2014
  LVIP SSGA Bond Index Fund    January 1, 2008
  LVIP SSGA Conservative Index Allocation Fund    July 30, 2010
  LVIP SSGA Conservative Structured Allocation Fund    July 30, 2010
  LVIP SSGA Developed International 150 Fund    January 1, 2008
  LVIP SSGA Emerging Markets 100 Fund    January 1, 2008
  LVIP SSGA Emerging Markets Equity Index Fund    November 1, 2018
  LVIP SSGA Global Tactical Allocation Managed Volatility Fund    July 30, 2010
  LVIP SSGA International Index Fund    January 1, 2008
  LVIP SSGA International Managed Volatility Fund    January 2, 2014
  LVIP SSGA Large Cap 100 Fund    January 1, 2008
  LVIP SSGA Large Cap Managed Volatility Fund    April 30, 2013
  LVIP SSGA Mid-Cap Index Fund    August 29, 2014
  LVIP SSGA Moderate Index Allocation Fund    July 30, 2010
  LVIP SSGA Moderate Structured Allocation Fund    July 30, 2010
  LVIP SSGA Moderately Aggressive Index Allocation Fund    July 30, 2010
  LVIP SSGA Moderately Aggressive Structured Allocation Fund    July 30, 2010
  LVIP SSGA Nasdaq-100 Index Fund    February 1, 2021
  LVIP SSGA S&P 500 Index Fund    January 1, 2008
  LVIP SSGA Short-Term Bond Index Fund    May 1, 2018
  LVIP SSGA Small-Cap Index Fund    January 1, 2008
  LVIP SSGA SMID Cap Managed Volatility Fund    April 30, 2014
  LVIP SSGA Small-Mid Cap 200 Fund    January 1, 2008
  LVIP T. Rowe Price Growth Stock Fund    January 1, 2008
  LVIP T. Rowe Price Structured Mid-Cap Growth Fund    January 1, 2008
  LVIP T. Rowe Price 2010 Fund    January 1, 2008
  LVIP T. Rowe Price 2020 Fund    January 1, 2008
  LVIP T. Rowe Price 2030 Fund    January 1, 2008
  LVIP T. Rowe Price 2040 Fund    January 1, 2008


  Fund

 

  

Effective Date

 

  LVIP T. Rowe Price 2050 Fund    April 29, 2011
  LVIP T. Rowe Price 2060 Fund    May 1, 2020
  LVIP U.S. Aggressive Growth Allocation Managed Risk Fund    November 1, 2018
  LVIP U.S. Growth Allocation Managed Risk Fund    May 1, 2015
  LVIP Vanguard Bond Allocation Fund    April 29, 2011
  LVIP Vanguard Domestic Equity ETF Fund    April 29, 2011
  LVIP Vanguard International Equity ETF Fund    April 29, 2011
  LVIP Wellington Capital Growth Fund    January 1, 2008
  LVIP Wellington Mid-Cap Value Fund    January 1, 2008
  LVIP Western Asset Core Bond Fund    July 1, 2016