0001104659-20-100864.txt : 20200831 0001104659-20-100864.hdr.sgml : 20200831 20200831171759 ACCESSION NUMBER: 0001104659-20-100864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200827 FILED AS OF DATE: 20200831 DATE AS OF CHANGE: 20200831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triangle Private Holdings I, LLC CENTRAL INDEX KEY: 0001737027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152544 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Partners III, L.P. CENTRAL INDEX KEY: 0001626559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152545 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVE., 59TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-231-0095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVE., 59TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Partners III Parallel, L.P. CENTRAL INDEX KEY: 0001626560 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152546 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVE., 59TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-231-0095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVE., 59TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Partners GP III, L.P. CENTRAL INDEX KEY: 0001705701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152547 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Capital Group III, L.P. CENTRAL INDEX KEY: 0001705439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152548 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Capital Group, LLC CENTRAL INDEX KEY: 0001705438 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152549 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris Group GP, LLC CENTRAL INDEX KEY: 0001772464 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152550 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siris GP HoldCo III, LLC CENTRAL INDEX KEY: 0001705465 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152551 BUSINESS ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: C/O SIRIS CAPITAL GROUP STREET 2: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triangle Private Investments, LLC CENTRAL INDEX KEY: 0001685464 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152552 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE, 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-231-0095 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE, 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Triangle Private Holdings II, LLC CENTRAL INDEX KEY: 0001736996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201152553 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122310095 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE, 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLANTRONICS INC /CA/ CENTRAL INDEX KEY: 0000914025 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770207692 STATE OF INCORPORATION: DE FISCAL YEAR END: 0403 BUSINESS ADDRESS: STREET 1: 345 ENCINAL ST CITY: SANTA CRUZ STATE: CA ZIP: 95061-1802 BUSINESS PHONE: 8314587828 MAIL ADDRESS: STREET 1: 345 ENCINAL STREET STREET 2: PO BOX 1802 CITY: SANTA CRUZ STATE: CA ZIP: 95061-1802 FORMER COMPANY: FORMER CONFORMED NAME: PI PARENT CORP DATE OF NAME CHANGE: 19931025 4 1 a4.xml 4 X0306 4 2020-08-27 1 0000914025 PLANTRONICS INC /CA/ PLT 0001737027 Triangle Private Holdings I, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks 0001626559 Siris Partners III, L.P. C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks 0001626560 Siris Partners III Parallel, L.P. C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks 0001705701 Siris Partners GP III, L.P. C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks 0001705439 Siris Capital Group III, L.P. C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks 0001705438 Siris Capital Group, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks 0001772464 Siris Group GP, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks 0001705465 Siris GP HoldCo III, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks 0001685464 Triangle Private Investments, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks 0001736996 Triangle Private Holdings II, LLC C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 0 0 1 1 See remarks Common Stock 2020-08-27 4 S 0 4065666 13.25 D 3036535 D Common Stock 8303 I See Footnotes This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Triangle Private Holdings II, LLC, a Delaware limited liability company ("Triangle Holdings II"); (ii) Triangle Private Holdings I, LLC, a Delaware limited liability company ("Triangle Holdings I"); (iii) Triangle Private Investments, LLC, a Delaware limited liability company ("Triangle Parent"); (iv) Siris Partners III, L.P., a Delaware limited partnership ("Siris Fund III"); (v) Siris Partners III Parallel, L.P., a Delaware limited partnership ("Siris Fund III Parallel"); (vi) Siris Partners GP III, L.P., a Delaware limited partnership ("Siris Fund III GP"); (vii) Siris GP HoldCo III, LLC, a Delaware limited liability company ("Siris Fund III GP HoldCo"); (viii) Siris Capital Group III, L.P., a Delaware limited partnership ("Siris Fund III Advisor"); (Continued from Footnote 1) (ix) Siris Capital Group, LLC, a Delaware limited liability company ("Siris Capital Group"); and (x) Siris Group GP, LLC, a Cayman Islands exempted limited liability company ("Siris Group GP"). Triangle Holdings II is controlled by its sole member, Triangle Holdings I. Triangle Holdings I is controlled by its sole member, Triangle Parent. Triangle Parent is controlled by its members, Siris Fund III and Siris Fund III Parallel. Each of Siris Fund III and Siris Fund III Parallel is controlled by its general partner, Siris Fund III GP. Siris Fund III GP is controlled by its general partner, Siris Fund III GP HoldCo. Siris Fund III Advisor serves as investment manager to Siris Fund III and Siris Fund III Parallel pursuant to investment management agreements with each of them. Siris Capital Group shares investment management authority in respect of Siris Fund III and Siris Fund III Parallel pursuant to an agreement between Siris Fund III Advisor and Siris Capital Group. Siris Fund III Advisor is controlled by its general partner, Siris Group GP. Siris Capital Group is controlled by its managing member, Siris Group GP. (Continued from Footnote 3) Each of Siris Fund III GP HoldCo and Siris Group GP is controlled by Frank Baker, Peter Berger and Jeffrey Hendren. The Reporting Persons may be deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (such Act and rules, as amended, the "Exchange Act"), which group may be deemed to share the power to vote or direct the vote, or to dispose or direct the disposition, of the securities reported herein. However, neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is a member of a "group" for such purposes, for purposes of Section 16 of the Exchange Act or for any other purpose. Each of the Reporting Persons expressly disclaims beneficial ownership of securities held by any other person or entity other than, to the extent of any pecuniary interest therein, the various accounts under such Reporting Person's management and control. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. As permitted by Rule 16a-1(a)(4), the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons are beneficial owners of any of the securities covered by this statement. Reflects securities directly held by Triangle Holdings II. Reflects securities underlying Restricted Stock Unit Awards awarded to Frank Baker in connection with his service as a director of the Issuer. Pursuant to an assignment agreement between Siris Capital Group and Mr. Baker, Mr. Baker has assigned to Siris Capital Group all of his right, title and interest in and to any compensation, including equity awards, he received from the Issuer for his services as a director of the Issuer. Mr. Baker resigned from the Issuer's board of directors as of August 27, 2020. As a result of the sale reported in this Form 4, the Reporting Persons no longer have a contractual right to nominate representatives to the Issuer's board of directors (the "Board"). Frank Baker resigned from the Board as of August 27, 2020. Daniel Moloney continues to serve on the Board at the request of the Issuer, although he no longer serves as a designee of the Reporting Persons. Accordingly, the Reporting Persons are no longer deemed to be directors of the Issuer by deputization. See Exhibit 99.1 2020-08-31 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Signatures of Reporting Persons

 

This Statement on Form 4 is filed by the Reporting Persons listed below.

 

August 31, 2020

 

 

TRIANGLE PRIVATE HOLDINGS II, LLC

 

 

 

 

By:

/s/ Peter Berger

 

Name:

Peter Berger

 

Title:

Authorized Signatory

 

 

 

 

TRIANGLE PRIVATE HOLDINGS I, LLC

 

 

 

 

By:

/s/ Peter Berger

 

Name:

Peter Berger

 

Title:

Authorized Signatory

 

 

 

 

TRIANGLE PRIVATE INVESTMENTS, LLC

 

 

 

 

By:

/s/ Peter Berger

 

Name:

Peter Berger

 

Title:

Authorized Signatory

 

 

 

 

SIRIS PARTNERS III, L.P.

 

SIRIS PARTNERS III PARALLEL, L.P.

 

By:

Siris Partners GP III, L.P., its general partner

 

By:

Siris GP HoldCo III, LLC, its general partner

 

 

 

 

By:

/s/ Peter Berger

 

Name:

Peter Berger

 

Title:

Managing Member

 

 

 

 

SIRIS PARTNERS GP III, L.P.

 

By:

Siris GP HoldCo III, LLC, its general partner

 

 

 

 

By:

/s/ Peter Berger

 

Name:

Peter Berger

 

Title:

Managing Member

 

 

 

SIRIS GP HOLDCO III, LLC

 

 

 

 

By:

/s/ Peter Berger

 

Name:

Peter Berger

 

Title:

Managing Member

 

 

 

 

SIRIS CAPITAL GROUP III, L.P.

 

By:

Siris Group GP, LLC, its general partner

 

 

 

 

By:

/s/ Peter Berger

 

Name:

Peter Berger

 

Title:

Manager

 

 

 

 

SIRIS CAPITAL GROUP, LLC

 

By:

Siris Group GP, LLC, its managing member 

 

 

 

 

By:

/s/ Peter Berger

 

Name:

Peter Berger

 

Title:

Manager

 

 

 

 

SIRIS GROUP GP, LLC

 

 

 

 

By:

/s/ Peter Berger

 

Name:

Peter Berger

 

Title:

Manager