0001104659-20-087906.txt : 20200729 0001104659-20-087906.hdr.sgml : 20200729 20200729183306 ACCESSION NUMBER: 0001104659-20-087906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200727 FILED AS OF DATE: 20200729 DATE AS OF CHANGE: 20200729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Frank CENTRAL INDEX KEY: 0001441756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 201058387 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 59TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLANTRONICS INC /CA/ CENTRAL INDEX KEY: 0000914025 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770207692 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 345 ENCINAL ST CITY: SANTA CRUZ STATE: CA ZIP: 95061-1802 BUSINESS PHONE: 8314587828 MAIL ADDRESS: STREET 1: 345 ENCINAL STREET STREET 2: PO BOX 1802 CITY: SANTA CRUZ STATE: CA ZIP: 95061-1802 FORMER COMPANY: FORMER CONFORMED NAME: PI PARENT CORP DATE OF NAME CHANGE: 19931025 4 1 a4.xml 4 X0306 4 2020-07-27 0 0000914025 PLANTRONICS INC /CA/ PLT 0001441756 Baker Frank C/O SIRIS CAPITAL GROUP, LLC 601 LEXINGTON AVENUE, 59TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2020-07-27 4 A 0 10224 0.0000 A 18527 D This Restricted Stock Unit Award will vest as to 100% of the shares subject to the award on the anniversary of the date of grant, provided that the Reporting Person continues to serve as a director of the Issuer through such date. Pursuant to an assignment agreement between Siris Capital Group, LLC, a Delaware limited liability company ("Siris Capital Group"), and the Reporting Person, effective as of July 2, 2018, the Reporting Person has assigned to Siris Capital Group all of his right, title and interest in and to any compensation, including equity awards, he receives from the Issuer for his services as a director of the Issuer. The Reporting Person is a managing partner of Siris Capital Group, an affiliate of which, Triangle Private Holdings II, LLC, a Delaware limited liability company ("Triangle Holdings II"), holds securities of the Issuer. Beneficial ownership of such securities is reported separately by Triangle Holdings II, Siris Capital Group and certain of their affiliates. The Reporting Person expressly disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Frank Baker 2020-07-29