0000914025-22-000080.txt : 20220831 0000914025-22-000080.hdr.sgml : 20220831 20220831194254 ACCESSION NUMBER: 0000914025-22-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220829 FILED AS OF DATE: 20220831 DATE AS OF CHANGE: 20220831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shull David M CENTRAL INDEX KEY: 0001571950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12696 FILM NUMBER: 221219227 MAIL ADDRESS: STREET 1: TIVO CORPORATION STREET 2: 2160 GOLD STREET CITY: SAN JOSE STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLANTRONICS INC /CA/ CENTRAL INDEX KEY: 0000914025 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770207692 STATE OF INCORPORATION: DE FISCAL YEAR END: 0401 BUSINESS ADDRESS: STREET 1: 345 ENCINAL ST CITY: SANTA CRUZ STATE: CA ZIP: 95061-1802 BUSINESS PHONE: 8314203002 MAIL ADDRESS: STREET 1: 345 ENCINAL STREET STREET 2: PO BOX 1802 CITY: SANTA CRUZ STATE: CA ZIP: 95061-1802 FORMER COMPANY: FORMER CONFORMED NAME: PI PARENT CORP DATE OF NAME CHANGE: 19931025 4 1 wf-form4_166198935010247.xml FORM 4 X0306 4 2022-08-29 1 0000914025 PLANTRONICS INC /CA/ POLY 0001571950 Shull David M 345 ENCINAL STREET SANTA CRUZ CA 95060 1 1 0 0 CEO - Corporate - Global.E0. COMMON STOCK 2022-08-29 4 D 0 319562 40 D 0 D COMMON STOCK 2022-08-29 4 D 0 88849 40 D 0 D COMMON STOCK 2022-08-29 4 A 0 545803 0 A 0 D COMMON STOCK 2022-08-29 4 D 0 545803 40 D 0 D COMMON STOCK 2022-08-29 4 A 0 97123 0 A 194246 D COMMON STOCK 2022-08-29 4 A 0 97122 0 A 388490 D Represents shares of the Issuer's common stock that were disposed of in connection with the merger of Prism Subsidiary Corp. with and into the Issuer (the "Merger") pursuant to an Agreement and Plan of Merger ("Merger Agreement"), dated as of March 25, 2022, by and among the Issuer, HP Inc. ("HP") and Prism Subsidiary Corp. At the effective time of the Merger, each share of the Issuer's common stock was cancelled and converted into the right to receive $40.00 in cash. Represents restricted stock units ("RSUs"). At the effective time of the Merger, each outstanding RSU (excluding RSUs granted on or after March 25, 2022, and on or prior to the effective time of the Merger ("Interim RSUs")) was cancelled and converted into a right to receive $40.00 in cash for each outstanding RSU. Represents the vesting of performance-based RSUs ("PSUs"). At the effective time of the Merger, each outstanding PSU (excluding PSUs granted on or after March 25, 2022, and on or prior to the effective time of the Merger ("Interim PSUs")) was cancelled and converted into a right to receive $40.00 in cash, as provided in the Merger Agreement. At the effective time of the Merger, each Interim RSU was converted into the right to acquire a number of shares of HP common stock calculated by multiplying (i) the number of shares of the Issuer's common stock that would be issuable under such Interim RSU immediately prior to the effective time of the Merger by (ii) the exchange ratio, as defined in the Merger Agreement. At the effective time of the Merger, each Interim PSU was cancelled and exchanged for an Interim RSU in the manner provided in the Merger Agreement, which Interim RSU was treated at the effective time of the Merger as described in footnote 5 above. By: Christopher LaRoche, Attorney-in-fact For: David M. Shull 2022-08-31