0001209191-12-059790.txt : 20121231 0001209191-12-059790.hdr.sgml : 20121231 20121231172017 ACCESSION NUMBER: 0001209191-12-059790 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121228 FILED AS OF DATE: 20121231 DATE AS OF CHANGE: 20121231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNHARD JAMES M JR CENTRAL INDEX KEY: 0000940082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12227 FILM NUMBER: 121294017 MAIL ADDRESS: STREET 1: 4171 ESSEN LANE STREET 2: 1ST FLOOR CITY: BATON ROUGE STATE: LA ZIP: 70809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHAW GROUP INC CENTRAL INDEX KEY: 0000914024 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 721106167 STATE OF INCORPORATION: LA FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4171 ESSEN LANE STREET 2: 1ST FLOOR CITY: BATON ROUGE STATE: LA ZIP: 70809 BUSINESS PHONE: 2259322500 MAIL ADDRESS: STREET 1: 4171 ESSEN LANE STREET 2: 11TH FLOOR CITY: BATON ROUGE STATE: LA ZIP: 70809 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-28 0 0000914024 SHAW GROUP INC SHAW 0000940082 BERNHARD JAMES M JR 4171 ESSEN LANE BATON ROUGE LA 70809 1 1 0 0 Chairman, CEO and President Common Stock 2012-12-28 4 S 0 1000 46.3595 D 620945 D Common Stock 2012-12-28 4 S 0 850 46.3597 D 620095 D Common Stock 2012-12-28 4 S 0 108413 46.36 D 511682 D Common Stock 2012-12-28 4 S 0 600 46.3604 D 511082 D Common Stock 2012-12-28 4 S 0 1300 46.3604 D 509782 D Common Stock 2012-12-28 4 S 0 210 46.3605 D 509572 D Common Stock 2012-12-28 4 S 0 1800 46.3606 D 507772 D Common Stock 2012-12-28 4 S 0 700 46.3607 D 507072 D Common Stock 2012-12-28 4 S 0 500 46.361 D 506572 D Common Stock 2012-12-28 4 S 0 1600 46.3613 D 504972 D Common Stock 2012-12-28 4 S 0 304 46.3616 D 504668 D Common Stock 2012-12-28 4 S 0 600 46.3617 D 504068 D Common Stock 2012-12-28 4 S 0 1021 46.362 D 503047 D Common Stock 2012-12-28 4 S 0 1600 46.3625 D 501447 D Common Stock 2012-12-28 4 S 0 700 46.3629 D 500747 D Common Stock 2012-12-28 4 S 0 800 46.3638 D 499947 D Common Stock 2012-12-28 4 S 0 300 46.365 D 499647 D Common Stock 2012-12-28 4 S 0 142829 46.37 D 356818 D Common Stock 2012-12-28 4 S 0 1600 46.3703 D 355218 D Common Stock 2012-12-28 4 S 0 1593 46.3703 D 353625 D Common Stock 2012-12-28 4 S 0 1500 46.3703 D 352125 D Common Stock 2012-12-28 4 S 0 1476 46.3703 D 350649 D Common Stock 2012-12-28 4 S 0 1300 46.3704 D 349349 D Common Stock 2012-12-28 4 S 0 1126 46.3704 D 348223 D Common Stock 2012-12-28 4 S 0 1000 46.3705 D 347223 D Common Stock 2012-12-28 4 S 0 1300 46.3708 D 345923 D Common Stock 2012-12-28 4 S 0 500 46.371 D 345423 D Common Stock 2012-12-28 4 S 0 400 46.3713 D 345023 D Common Stock 2012-12-28 4 S 0 1300 46.3715 D 343723 D Common Stock 2012-12-28 4 S 0 1300 46.372 D 342423 D Employee Stock Option (Right to Buy) 67.19 2009-01-01 2017-12-07 Common Stock 72130 72130 D Employee Stock Option (Right to Buy) 17.89 2010-01-01 2018-10-31 Common Stock 56718 56718 D Employee Stock Option (Right to Buy) 27.79 2011-01-01 2019-10-29 Common Stock 73713 73713 D Employee Stock Option (Right to Buy) 30.56 2012-01-01 2020-10-29 Common Stock 121470 121470 D Restricted Stock Units 0.00 2010-01-01 Common Stock 34568 34568 D Restricted Stock Units 0.00 2011-01-01 Common Stock 44507 44507 D Restricted Stock Units 0.00 2012-01-01 Common Stock 60709 60709 D Restricted Stock Units 0.00 2012-11-01 Common Stock 67384 67384 D Restricted Stock Units 0.00 2013-10-22 Common Stock 55914 55914 D The options vest in four (4) equal annual installments beginning on the date indicated in this column. The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column. Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date. The restricted stock units do not have an expiration date. The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014. The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column. /s/ J. M. Bernhard, Jr., pursuant to a Power of Attorney 2012-12-31