0001209191-12-059772.txt : 20121231 0001209191-12-059772.hdr.sgml : 20121231 20121231170535 ACCESSION NUMBER: 0001209191-12-059772 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121227 FILED AS OF DATE: 20121231 DATE AS OF CHANGE: 20121231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donofrio John CENTRAL INDEX KEY: 0001330156 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12227 FILM NUMBER: 121293953 MAIL ADDRESS: STREET 1: ONE VILLAGE CENTER ROAD CITY: VAN BUREN TOWNSHIP STATE: MI ZIP: 48111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHAW GROUP INC CENTRAL INDEX KEY: 0000914024 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 721106167 STATE OF INCORPORATION: LA FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4171 ESSEN LANE STREET 2: 1ST FLOOR CITY: BATON ROUGE STATE: LA ZIP: 70809 BUSINESS PHONE: 2259322500 MAIL ADDRESS: STREET 1: 4171 ESSEN LANE STREET 2: 11TH FLOOR CITY: BATON ROUGE STATE: LA ZIP: 70809 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-27 0 0000914024 SHAW GROUP INC SHAW 0001330156 Donofrio John 4171 ESSEN LANE BATON ROUGE LA 70809 0 1 0 0 (See Remarks) Common Stock 2012-12-27 4 M 0 18435 30.65 A 32903 D Common Stock 2012-12-27 4 M 0 7430 30.56 A 40333 D Common Stock 2012-12-27 4 S 0 100 46.24 D 40233 D Common Stock 2012-12-27 4 S 0 3047 46.25 D 37186 D Common Stock 2012-12-27 4 S 0 1600 46.26 D 35586 D Common Stock 2012-12-27 4 S 0 1653 46.27 D 33933 D Common Stock 2012-12-27 4 S 0 1433 46.28 D 32500 D Common Stock 2012-12-27 4 S 0 200 46.29 D 32300 D Common Stock 2012-12-27 4 S 0 1200 46.30 D 31100 D Common Stock 2012-12-27 4 S 0 1848 46.31 D 29252 D Common Stock 2012-12-27 4 S 0 807 46.32 D 28445 D Common Stock 2012-12-27 4 S 0 1900 46.33 D 26545 D Common Stock 2012-12-27 4 S 0 2052 46.34 D 24493 D Common Stock 2012-12-27 4 S 0 2600 46.35 D 21893 D Common Stock 2012-12-27 4 S 0 4906 46.36 D 16987 D Common Stock 2012-12-27 4 S 0 7806 46.37 D 9181 D Common Stock 2012-12-27 4 S 0 2706 46.38 D 6475 D Common Stock 2012-12-27 4 S 0 1700 46.39 D 4775 D Common Stock 2012-12-27 4 S 0 2387 46.40 D 2388 D Common Stock 2012-12-27 4 S 0 2323 46.41 D 65 D Common Stock 2012-12-27 4 S 0 65 46.42 D 0 D Employee Stock Options (Right to Buy) 30.65 2012-12-27 4 M 0 18435 D 2010-10-05 2019-10-05 Common Stock 18435 6145 D Employee Stock Option (Right to Buy) 30.56 2012-12-27 4 M 0 7430 D 2012-01-01 2020-10-29 Common Stock 7430 22291 D Restricted Stock Units 0.00 2010-10-05 Common Stock 3703 3703 D Restricted Stock Units 0.00 2012-01-01 Common Stock 11141 11141 D Restricted Stock Units 0.00 2012-11-01 Common Stock 12366 12366 D Restricted Stock Units 0.00 2013-10-22 Common Stock 10261 10261 D The options vest in four (4) equal annual installments commencing on October 5, 2010. The options vested in four (4) equal annual installments commencing on January 1, 2012. Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units which become vested on the vesting date. The restricted stock units vest in four (4) equal annual installments beginning on the date indicated in this column. The restricted stock units do not have an expiration date. The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014. The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column. Relationship of Reporting Person(s) to Issuer: Executive Vice President, General Counsel and Corporate Secretary /s/ John Donofrio, pursuant to a Power of Attorney previously filed. 2012-12-31