-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GzuB5Ua1n/4IMOpdSL8qWhYE4o9WxsoqwoKIwU06/bLuCQTQHIO/+Idp3Gv4aPqJ rAJUH4nUJZ5j4DnTjFNwVw== 0000897423-96-000121.txt : 19961223 0000897423-96-000121.hdr.sgml : 19961223 ACCESSION NUMBER: 0000897423-96-000121 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961220 SROS: NYSE GROUP MEMBERS: DAVID B. HOLL GROUP MEMBERS: MARK C. LANDRY GROUP MEMBERS: MICHAEL D. WEINBERG GROUP MEMBERS: NICK G. BOURAS GROUP MEMBERS: RICHMONT CAPITAL PARTNERS I L.P. GROUP MEMBERS: RICHMONT CAPITAL PARTNERS I LP GROUP MEMBERS: TIMOTHY M. BYRD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARVEYS CASINO RESORTS CENTRAL INDEX KEY: 0000914022 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 880066882 STATE OF INCORPORATION: NV FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43655 FILM NUMBER: 96684332 BUSINESS ADDRESS: STREET 1: HWY 50 & STATELINE AVE STREET 2: P O BOX 128 CITY: LAKE TAHOE STATE: NV ZIP: 89449 BUSINESS PHONE: 7025882411 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHMONT CAPITAL PARTNERS I LP CENTRAL INDEX KEY: 0000923534 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4300 WESTGROVE CITY: DALLAS STATE: TX ZIP: 75248 BUSINESS PHONE: 2147135000 MAIL ADDRESS: STREET 1: 4300 WESTGROVE CITY: DALLAS STATE: TX ZIP: 75248 SC 13D/A 1 HARVEYS CASINO RESORTS SCHED. 13D AMEND. NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) HARVEYS CASINO RESORTS (Name of Issuer) Common Stock, $.01 Par Value (Title of Class of Securities) 417826104 (CUSIP Number) Nick G. Bouras Richmont Capital Partners I, L.P. 4300 Westgrove Dallas, Texas 75248 (214) 713-5000 with copies to: Thomas W. Briggs Kelly, Hart & Hallman, P.C. 201 Main Street, Suite 2500 Fort Worth, Texas 76102 (817) 332-2500 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 4, 1996 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby amend their Schedule 13D Statement dated April 18, 1996, as Amended by Amendment No. 1 thereto dated December 4, 1996 ("Schedule 13D"), relating to the Common Stock, par value $.01 per share, of Harveys Casino Resorts. Unless otherwise indicated, all defined terms used herein shall have the same meanings ascribed to them in the Schedule 13D. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Item 6 is hereby amended and restated in its entirety to read as follows so as to correct the statement in Amendment No. 1 that no money was paid under the Leeds Agreement (as defined below): The description set forth in this Item 6 of the Leeds Agreement (as defined below) does not purport to be complete and is qualified in its entirety by reference to the Leeds Agreement, a copy of which was filed as Exhibit 10.1 to this Schedule 13D Statement. On June 1, 1994, RCPI entered into an agreement (the "Leeds Agreement") with Leeds Group, Inc., a Delaware corporation ("Leeds"), pursuant to which RCPI agreed to compensate Leeds for services provided to RCPI based on RCPI's net profit on its investment in 300,000 shares of the Common Stock. Pursuant to the Leeds Agreement, if on May 31, 1996, RCPI had realized a net profit (as calculated pursuant to the terms of the Leeds Agreement) on shares of the Common Stock sold by RCPI prior to May 31, 1996 and on shares of the Common Stock held by RCPI on May 31, 1996 (up to a maximum of 300,000 shares of the Common Stock), a fee in cash or shares of the Common Stock equal to 20% of such net profit was to be paid to Leeds by RCPI. In addition, Leeds could assign its rights and obligations under the Leeds Agreement at any time to Jeffrey T. Leeds or Robert A. Bernstein. $294,150.00 was paid by RCPI pursuant to the Leeds Agreement, which has expired pursuant to its terms. Except as described above, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 or between such persons and any other person with respect to any securities of the Issuer, including but not limited to transfer or voting of any such securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated this 20th day of December, 1996 RICHMONT CAPITAL PARTNERS I, L.P. By: J.R. Investments Corp., General Partner By: /s/Nick G. Bouras Nick G. Bouras, Vice President /s/ Nick G. Bouras Nick G. Bouras /s/ Nick G. Bouras Nick G. Bouras Attorney-in-Fact* for: Timothy M. Byrd David B. Holl Mark C. Landry Michael D. Weinberg * Pursuant to Power of Attorney previously filed as Exhibit 99.1. -----END PRIVACY-ENHANCED MESSAGE-----