0001104659-20-107291.txt : 20200922
0001104659-20-107291.hdr.sgml : 20200922
20200922124936
ACCESSION NUMBER: 0001104659-20-107291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200922
DATE AS OF CHANGE: 20200922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STILWELL JOSEPH
CENTRAL INDEX KEY: 0001113303
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15204
FILM NUMBER: 201188828
MAIL ADDRESS:
STREET 1: 111 BROADWAY, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stilwell Value LLC
CENTRAL INDEX KEY: 0001397076
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15204
FILM NUMBER: 201188829
BUSINESS ADDRESS:
STREET 1: 111 BROADWAY, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 2122695800
MAIL ADDRESS:
STREET 1: 111 BROADWAY, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STILWELL ASSOCIATES L P
CENTRAL INDEX KEY: 0000913960
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15204
FILM NUMBER: 201188830
BUSINESS ADDRESS:
STREET 1: 111 BROADWAY, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-269-5800
MAIL ADDRESS:
STREET 1: 111 BROADWAY, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stilwell Activist Fund, L.P.
CENTRAL INDEX KEY: 0001564452
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15204
FILM NUMBER: 201188831
BUSINESS ADDRESS:
STREET 1: 111 BROADWAY
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-269-5800
MAIL ADDRESS:
STREET 1: 111 BROADWAY
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stilwell Activist Investments, L.P.
CENTRAL INDEX KEY: 0001573720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15204
FILM NUMBER: 201188832
BUSINESS ADDRESS:
STREET 1: 111 BROADWAY
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-269-5800
MAIL ADDRESS:
STREET 1: 111 BROADWAY
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stilwell Value Partners VII, L.P.
CENTRAL INDEX KEY: 0001555931
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15204
FILM NUMBER: 201188833
BUSINESS ADDRESS:
STREET 1: 111 BROADWAY, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-269-5800
MAIL ADDRESS:
STREET 1: 111 BROADWAY, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGSWAY FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0001072627
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 999999999
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 45 ST. CLAIR WEST
STREET 2: SUITE 400
CITY: TORONTO
STATE: A6
ZIP: M4V 1K9
BUSINESS PHONE: 9056778889
MAIL ADDRESS:
STREET 1: 150 PIERCE RD
STREET 2: SUITE 600
CITY: ITASCA
STATE: IL
ZIP: 60143
4
1
tm2031487d1_4.xml
FORM 4
X0306
4
2020-09-18
0
0001072627
KINGSWAY FINANCIAL SERVICES INC
KFS
0001113303
STILWELL JOSEPH
111 BROADWAY, 12TH FLOOR
NEW YORK
NY
10006
1
0
1
0
0001397076
Stilwell Value LLC
111 BROADWAY, 12TH FLOOR
NEW YORK
NY
10006
0
0
1
0
0000913960
STILWELL ASSOCIATES L P
111 BROADWAY, 12TH FLOOR
NEW YORK
NY
10006
0
0
1
0
0001564452
Stilwell Activist Fund, L.P.
111 BROADWAY, 12TH FLOOR
NEW YORK
NY
10006
0
0
1
0
0001573720
Stilwell Activist Investments, L.P.
111 BROADWAY, 12TH FLOOR
NEW YORK
NY
10006
0
0
1
0
0001555931
Stilwell Value Partners VII, L.P.
111 BROADWAY, 12TH FLOOR
NEW YORK
NY
10006
0
0
1
0
Common Stock
162500
D
Common Stock
903066
I
See footnote
Common Stock
2020-09-18
4
P
0
19000
3.10
A
498458
I
See footnote
Common Stock
2020-09-18
4
P
0
140600
3.10
A
4012466
I
See footnote
Common Stock
2020-09-18
4
P
0
30400
3.10
A
717271
I
See footnote
These are shares owned directly by Joseph Stilwell.
These are shares owned directly by Stilwell Associates, L.P. ("Associates") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
This Form 4 reports the following acquisitions on September 18, 2020: (a) Stilwell Activist Fund, L.P. ("SAF") acquired 19,000 shares at $3.10 USD per share; (b) Stilwell Activist Investments, L.P. ("SAI") acquired 140,600 shares at $3.10 USD per share; and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,400 shares at $3.10 USD per share.
These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.
/s/ Paul R. Hogan as Attorney-in-Fact for Joseph Stilwell
2020-09-22
/s/ Paul R. Hogan as Attorney-in-Fact for Stilwell Value LLC
2020-09-22
/s/ Paul R. Hogan as Attorney-in-Fact for Stilwell Associates, L.P.
2020-09-22
/s/ Paul R. Hogan as Attorney-in-Fact for Stilwell Activist Fund, L.P.
2020-09-22
/s/ Paul R. Hogan as Attorney-in-Fact for Stilwell Activist Investments, L.P.
2020-09-22
/s/ Paul R. Hogan as Attorney-in-Fact for Stilwell Value Partners VII, L.P.
2020-09-22