Chief Compliance Officer

0001650393-18-000008.txt : 20180419 0001650393-18-000008.hdr.sgml : 20180419 20180419111515 ACCESSION NUMBER: 0001650393-18-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180419 DATE AS OF CHANGE: 20180419 EFFECTIVENESS DATE: 20180419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INTL FCSTONE INC. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 18762784 BUSINESS ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 708 THIRD AVENUE STREET 2: SUITE 1500 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000913760 XXXXXXXX 03-31-2018 03-31-2018 false INTL FCSTONE INC.

708 Third Avenue Suite 1500 New York NY 10017

13F HOLDINGS REPORT 028-17573 N John Calvano Chief Compliance Officer 205-414-3367 John Calvano Birmingham AL 04-19-2018 1 0 0 1 0001650393 028-17766 SA Stone Investment Advisors Inc. INFORMATION TABLE 2 infotable.xml ANNALY CAP MGMT INC C 035710409 119 11417 SH DFND 1 11417 0 0 KINDER MORGAN INC DEL C 49456B101 175 11606 SH DFND 1 11606 0 0 VEREIT INC C 92339V100 187 26913 SH DFND 1 26913 0 0 QUALCOMM INC C 747525103 201 3633 SH DFND 1 3633 0 0 COLLECTORS UNIVERSE INC C 19421R200 203 12939 SH DFND 1 12939 0 0 EXPRESS SCRIPTS HLDG CO C 30219G108 205 2974 SH DFND 1 2974 0 0 POWERSHARES ETF TRUST C 73935X153 206 3905 SH DFND 1 3905 0 0 ISHARES GOLD TRUST C 464285105 206 16185 SH DFND 1 16185 0 0 ISHARES TR C 464287523 209 1162 SH DFND 1 1162 0 0 FIRST TR VALUE LINE DIVID IN C 33734H106 210 7017 SH DFND 1 7017 0 0 NXP SEMICONDUCTORS N V C N6596X109 210 1797 SH DFND 1 1797 0 0 VANGUARD INDEX FDS C 922908751 211 1433 SH DFND 1 1433 0 0 BP PLC C 055622104 214 5285 SH DFND 1 5285 0 0 FIRST TR EXCHANGE TRADED FD C 336920103 215 3137 SH DFND 1 3137 0 0 MASTERCARD INCORPORATED C 57636Q104 220 1258 SH DFND 1 1258 0 0 VANGUARD INTL EQUITY INDEX F C 922042874 221 3794 SH DFND 1 3794 0 0 FIRST TR BICK INDEX FD C 33733H107 221 7122 SH DFND 1 7122 0 0 VALERO ENERGY CORP NEW C 91913Y100 225 2427 SH DFND 1 2427 0 0 SELECT SECTOR SPDR TR C 81369Y506 229 3391 SH DFND 1 3391 0 0 VANGUARD INTL EQUITY INDEX F C 922042866 229 3139 SH DFND 1 3139 0 0 SCHWAB STRATEGIC TR C 808524706 229 7980 SH DFND 1 7980 0 0 FIRST TR EXCHANGE TRADED FD C 33733E104 230 4542 SH DFND 1 4542 0 0 ISHARES TR C 46435G565 230 7355 SH DFND 1 7355 0 0 ISHARES TR C 464287598 231 1925 SH DFND 1 1925 0 0 GENERAL ELECTRIC CO C 369604103 232 17193 SH DFND 1 17193 0 0 PEPSICO INC C 713448108 234 2147 SH DFND 1 2147 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J232 235 4477 SH DFND 1 4477 0 0 FIRST TR SR FLOATING RATE 20 C 33740K101 235 25115 SH DFND 1 25115 0 0 SELECT SECTOR SPDR TR C 81369Y209 235 2890 SH DFND 1 2890 0 0 ISHARES TR C 464288273 235 3610 SH DFND 1 3610 0 0 SPROTT PHYSICAL GOLD TRUST C 85207H104 236 21925 SH DFND 1 21925 0 0 ISHARES INC C 464286533 236 3790 SH DFND 1 3790 0 0 FIRST TR EXCHANGE TRADED FD C 33733A102 239 6090 SH DFND 1 6090 0 0 GENERAL MTRS CO C 37045V100 240 6602 SH DFND 1 6602 0 0 ISHARES TR C 464287630 242 1987 SH DFND 1 1987 0 0 ISHARES TR C 464287705 244 1579 SH DFND 1 1579 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J190 245 4892 SH DFND 1 4892 0 0 CITIGROUP INC C 172967424 245 3629 SH DFND 1 3629 0 0 PFIZER INC C 717081103 245 6909 SH DFND 1 6909 0 0 DOLBY LABORATORIES INC C 25659T107 246 3867 SH DFND 1 3867 0 0 SHOPIFY INC C 82509L107 247 1986 SH DFND 1 1986 0 0 CELGENE CORP C 151020104 250 2805 SH DFND 1 2805 0 0 LOCKHEED MARTIN CORP C 539830109 251 742 SH DFND 1 742 0 0 SCHWAB STRATEGIC TR C 808524300 252 3514 SH DFND 1 3514 0 0 VANGUARD STAR FD C 921909768 254 4490 SH DFND 1 4490 0 0 VANGUARD WORLD FDS C 92204A801 254 1970 SH DFND 1 1970 0 0 FIRST TR EXCHANGE TRADED FD C 33734X143 255 3674 SH DFND 1 3674 0 0 ISHARES TR C 464287176 256 2261 SH DFND 1 2261 0 0 POWERSHARES ETF TRUST C 73935X419 256 5224 SH DFND 1 5224 0 0 ISHARES TR C 464287655 257 1690 SH DFND 1 1690 0 0 WALMART INC C 931142103 260 2922 SH DFND 1 2922 0 0 BANK AMER CORP R 060505682 260 202 SH DFND 1 202 0 0 CONOCOPHILLIPS C 20825C104 262 4415 SH DFND 1 4415 0 0 COSTCO WHSL CORP NEW C 22160K105 267 1415 SH DFND 1 1415 0 0 VANGUARD WHITEHALL FDS INC C 921946406 268 3243 SH DFND 1 3243 0 0 ACCELERATE DIAGNOSTICS INC C 00430H102 269 11790 SH DFND 1 11790 0 0 SALESFORCE COM INC C 79466L302 269 2317 SH DFND 1 2317 0 0 CORNING INC C 219350105 276 9910 SH DFND 1 9910 0 0 SPDR SERIES TRUST C 78464A763 277 3039 SH DFND 1 3039 0 0 POWERSHARES ETF TRUST C 73935X369 278 4636 SH DFND 1 4636 0 0 ALIBABA GROUP HLDG LTD C 01609W102 278 1515 SH DFND 1 1515 0 0 POWERSHARES ETF TRUST C 73935X377 282 8041 SH DFND 1 8041 0 0 ARK ETF TR C 00214Q401 287 5747 SH DFND 1 5747 0 0 GILEAD SCIENCES INC C 375558103 289 3830 SH DFND 1 3830 0 0 SOUTHERN CO C 842587107 290 6489 SH DFND 1 6489 0 0 DUKE ENERGY CORP NEW C 26441C204 294 3789 SH DFND 1 3789 0 0 CONSTELLATION BRANDS INC C 21036P108 295 1293 SH DFND 1 1293 0 0 MERCK & CO INC C 58933Y105 296 5434 SH DFND 1 5434 0 0 JAZZ PHARMACEUTICALS PLC C G50871105 296 1962 SH DFND 1 1962 0 0 NUVEEN HIGH INCOME NOVEMBER C 67077N106 297 30744 SH DFND 1 30744 0 0 RAYTHEON CO C 755111507 298 1380 SH DFND 1 1380 0 0 NUTRIEN LTD C 67077M108 298 6302 SH DFND 1 6302 0 0 FIRST TR EXCHANGE TRADED FD C 33738D309 299 6208 SH DFND 1 6208 0 0 HANESBRANDS INC C 410345102 301 16323 SH DFND 1 16323 0 0 FIRST TR EXCH TRADED FD III C 33739P855 306 15700 SH DFND 1 15700 0 0 POWERSHARES ETF TRUST C 73935X344 308 5374 SH DFND 1 5374 0 0 MICRON TECHNOLOGY INC C 595112103 310 5955 SH DFND 1 5955 0 0 ALPHABET INC C 02079K107 315 305 SH DFND 1 305 0 0 ALBEMARLE CORP C 012653101 316 3409 SH DFND 1 3409 0 0 VANGUARD INDEX FDS C 922908363 317 1311 SH DFND 1 1311 0 0 KINDER MORGAN INC DEL R 49456B200 318 10235 SH DFND 1 10235 0 0 VANGUARD WORLD FDS C 92204A702 318 1862 SH DFND 1 1862 0 0 CHEVRON CORP NEW C 166764100 320 2802 SH DFND 1 2802 0 0 UNITEDHEALTH GROUP INC C 91324P102 323 1509 SH DFND 1 1509 0 0 UNITED PARCEL SERVICE INC C 911312106 332 3172 SH DFND 1 3172 0 0 AMERICAN INTL GROUP INC C 026874784 332 6105 SH DFND 1 6105 0 0 ISHARES TR C 46429B697 334 6424 SH DFND 1 6424 0 0 ISHARES TR C 46429B663 336 3976 SH DFND 1 3976 0 0 VANGUARD INDEX FDS C 922908769 336 2475 SH DFND 1 2475 0 0 SSGA ACTIVE ETF TR C 78467V848 337 7033 SH DFND 1 7033 0 0 POWERSHARES ETF TR II C 73937B712 339 5974 SH DFND 1 5974 0 0 TETRA TECH INC NEW C 88162G103 340 6950 SH DFND 1 6950 0 0 KROGER CO C 501044101 341 14231 SH DFND 1 14231 0 0 SCHWAB STRATEGIC TR C 808524508 344 6496 SH DFND 1 6496 0 0 DOMINION ENERGY INC C 25746U109 352 5213 SH DFND 1 5213 0 0 PIMCO DYNAMIC INCOME FD C 72201Y101 353 11430 SH DFND 1 11430 0 0 FIRST TR SML CP CORE ALPHA F C 33734Y109 353 5859 SH DFND 1 5859 0 0 MONMOUTH REAL ESTATE INVT CO C 609720107 353 23474 SH DFND 1 23474 0 0 WELLS FARGO CO NEW R 949746804 353 274 SH DFND 1 274 0 0 FIRST TR EXCHANGE TRADED FD C 33739Q507 359 12265 SH DFND 1 12265 0 0 VANGUARD TAX MANAGED INTL FD C 921943858 360 8127 SH DFND 1 8127 0 0 FORD MTR CO DEL C 345370860 361 32625 SH DFND 1 32625 0 0 FIRST TR DYNAMIC EUROPE EQT C 33740D107 363 20165 SH DFND 1 20165 0 0 SELECT SECTOR SPDR TR C 81369Y100 363 6375 SH DFND 1 6375 0 0 ISHARES TR C 464287879 365 2417 SH DFND 1 2417 0 0 TUPPERWARE BRANDS CORP C 899896104 368 7611 SH DFND 1 7611 0 0 SPDR SERIES TRUST C 78464A631 369 4242 SH DFND 1 4242 0 0 POWERSHARES ETF TR II C 73937B779 373 7940 SH DFND 1 7940 0 0 BANK AMER CORP C 060505104 378 12602 SH DFND 1 12602 0 0 ISHARES TR C 46432F396 383 3619 SH DFND 1 3619 0 0 ISHARES TR C 46432F842 384 5829 SH DFND 1 5829 0 0 EXXON MOBIL CORP C 30231G102 387 5187 SH DFND 1 5187 0 0 WISDOMTREE TR C 97717W604 389 14208 SH DFND 1 14208 0 0 POWERSHARES ETF TR II C 73937B654 401 10158 SH DFND 1 10158 0 0 HOME DEPOT INC C 437076102 403 2263 SH DFND 1 2263 0 0 VANECK VECTORS ETF TR C 92189F643 404 9737 SH DFND 1 9737 0 0 DOWDUPONT INC C 26078J100 405 6360 SH DFND 1 6360 0 0 JOHNSON & JOHNSON C 478160104 408 3180 SH DFND 1 3180 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J174 409 6505 SH DFND 1 6505 0 0 FIRST TR EXCHANGE TRADED FD C 33739Q200 412 8022 SH DFND 1 8022 0 0 INTELLIA THERAPEUTICS INC C 45826J105 414 19620 SH DFND 1 19620 0 0 ALTRIA GROUP INC C 02209S103 415 6660 SH DFND 1 6660 0 0 ISHARES TR C 464287242 419 3567 SH DFND 1 3567 0 0 SQUARE INC C 852234103 431 8765 SH DFND 1 8765 0 0 VICTORY PORTFOLIOS II C 92647N816 442 12545 SH DFND 1 12545 0 0 CUMMINS INC C 231021106 442 2729 SH DFND 1 2729 0 0 ALPHABET INC C 02079K305 443 427 SH DFND 1 427 0 0 FIRST TR EXCHANGE TRADED FD C 33734X150 444 11214 SH DFND 1 11214 0 0 FIRST TR MID CAP CORE ALPHAD C 33735B108 445 6801 SH DFND 1 6801 0 0 AMGEN INC C 031162100 451 2644 SH DFND 1 2644 0 0 FIRST TR EXCHANGE TRADED FD C 33738R605 457 15909 SH DFND 1 15909 0 0 INTEL CORP C 458140100 460 8826 SH DFND 1 8826 0 0 ISHARES TR C 46434V803 463 16133 SH DFND 1 16133 0 0 SCHWAB STRATEGIC TR C 808524607 470 6805 SH DFND 1 6805 0 0 FIRST TR NASDAQ100 TECH INDE C 337345102 479 6303 SH DFND 1 6303 0 0 ISHARES TR C 464287614 480 3527 SH DFND 1 3527 0 0 VANGUARD INDEX FDS C 922908629 484 3138 SH DFND 1 3138 0 0 ISHARES INC C 46434G103 484 8293 SH DFND 1 8293 0 0 VANGUARD INDEX FDS C 922908736 485 3420 SH DFND 1 3420 0 0 ETF SER SOLUTIONS C 26922A826 488 16815 SH DFND 1 16815 0 0 PHILIP MORRIS INTL INC C 718172109 495 4982 SH DFND 1 4982 0 0 ARK ETF TR C 00214Q104 496 12705 SH DFND 1 12705 0 0 FIRST TR LRG CP VL ALPHADEX C 33735J101 511 9695 SH DFND 1 9695 0 0 BOEING CO C 097023105 514 1568 SH DFND 1 1568 0 0 GLOBAL X FDS C 37954Y855 518 15691 SH DFND 1 15691 0 0 DISH NETWORK CORP C 25470M109 521 13748 SH DFND 1 13748 0 0 POWERSHARES ETF TR II C 73937B886 531 4768 SH DFND 1 4768 0 0 DISNEY WALT CO C 254687106 531 5289 SH DFND 1 5289 0 0 FIRST TR EXCHANGE TRADED FD C 33738R860 537 18204 SH DFND 1 18204 0 0 BARCLAYS BK PLC R 06742A669 548 4690 SH DFND 1 4690 0 0 ISHARES TR C 464288810 549 2968 SH DFND 1 2968 0 0 CISCO SYS INC C 17275R102 559 13031 SH DFND 1 13031 0 0 VANGUARD BD INDEX FD INC C 921937827 559 7126 SH DFND 1 7126 0 0 NVIDIA CORP C 67066G104 562 2428 SH DFND 1 2428 0 0 INFOSYS LTD C 456788108 599 33548 SH DFND 1 33548 0 0 VANGUARD SCOTTSDALE FDS C 92206C870 609 7182 SH DFND 1 7182 0 0 SELECT SECTOR SPDR TR C 81369Y407 611 6031 SH DFND 1 6031 0 0 ISHARES TR C 464287507 616 3286 SH DFND 1 3286 0 0 POWERSHARES ETF TR II C 73937B670 617 29575 SH DFND 1 29575 0 0 MICROSOFT CORP C 594918104 622 6819 SH DFND 1 6819 0 0 FACEBOOK INC C 30303M102 632 3956 SH DFND 1 3956 0 0 ISHARES TR C 464287226 650 6060 SH DFND 1 6060 0 0 VANGUARD INDEX FDS C 922908744 657 6372 SH DFND 1 6372 0 0 ETF SER SOLUTIONS C 26922A610 662 24877 SH DFND 1 24877 0 0 FIRST TR EXCH TRD ALPHA FD I C 33737J117 665 16783 SH DFND 1 16783 0 0 VERIZON COMMUNICATIONS INC C 92343V104 669 13980 SH DFND 1 13980 0 0 POWERSHARES ETF TRUST II C 73936Q108 670 24039 SH DFND 1 24039 0 0 BERKSHIRE HATHAWAY INC DEL C 084670702 672 3367 SH DFND 1 3367 0 0 FIRST TR LRG CP GRWTH ALPHAD C 33735K108 673 10549 SH DFND 1 10549 0 0 ABBVIE INC C 00287Y109 678 7167 SH DFND 1 7167 0 0 ISHARES TR C 464287234 679 14072 SH DFND 1 14072 0 0 VICTORY PORTFOLIOS II C 92647N774 689 15541 SH DFND 1 15541 0 0 VICTORY PORTFOLIOS II C 92647N824 700 15432 SH DFND 1 15432 0 0 NETFLIX INC C 64110L106 707 2393 SH DFND 1 2393 0 0 ISHARES TR C 464287606 719 3293 SH DFND 1 3293 0 0 SPDR SERIES TRUST C 78464A870 731 8327 SH DFND 1 8327 0 0 JP MORGAN EXCHANGE TRADED FD C 46641Q837 751 15004 SH DFND 1 15004 0 0 FIRST TR LRGE CP CORE ALPHA C 33734K109 812 13903 SH DFND 1 13903 0 0 FIRST TR EXCHANGE TRADED FD C 33733E302 821 6813 SH DFND 1 6813 0 0 ISHARES TR C 464287408 842 7702 SH DFND 1 7702 0 0 FIRST TR EXCHANGE TRADED FD C 33734X192 876 18097 SH DFND 1 18097 0 0 REAVES UTIL INCOME FD C 756158101 882 31241 SH DFND 1 31241 0 0 SPDR S&P 500 ETF TR C 78462F103 887 3370 SH DFND 1 3370 0 0 NUTANIX INC C 67059N108 894 18196 SH DFND 1 18196 0 0 FIRST TR EXCHANGE TRADED FD C 33734X176 922 16764 SH DFND 1 16764 0 0 MONSANTO CO NEW C 61166W101 928 7952 SH DFND 1 7952 0 0 AT&T INC C 00206R102 945 26502 SH DFND 1 26502 0 0 ISHARES TR C 464287804 973 12633 SH DFND 1 12633 0 0 VICTORY PORTFOLIOS II C 92647N782 979 20033 SH DFND 1 20033 0 0 SELECT SECTOR SPDR TR C 81369Y704 996 13413 SH DFND 1 13413 0 0 NUVEEN S&P 500 BUY-WRITE INC C 6706ER101 1009 75767 SH DFND 1 75767 0 0 PROCTER AND GAMBLE CO C 742718109 1080 13626 SH DFND 1 13626 0 0 ISHARES TR C 464287465 1085 15577 SH DFND 1 15577 0 0 JPMORGAN CHASE & CO C 46625H100 1096 9970 SH DFND 1 9970 0 0 ISHARES TR C 464288760 1106 5587 SH DFND 1 5587 0 0 VANGUARD GROUP C 921908844 1161 11490 SH DFND 1 11490 0 0 BLACKSTONE GROUP L P C 09253U108 1179 36887 SH DFND 1 36887 0 0 RYDEX ETF TRUST C 78355W106 1190 11961 SH DFND 1 11961 0 0 ISHARES TR C 464287309 1230 7930 SH DFND 1 7930 0 0 SPDR DOW JONES INDL AVRG ETF C 78467X109 1266 5244 SH DFND 1 5244 0 0 SELECT SECTOR SPDR TR C 81369Y605 1390 50407 SH DFND 1 50407 0 0 SELECT SECTOR SPDR TR C 81369Y803 1467 22427 SH DFND 1 22427 0 0 POWERSHARES QQQ TRUST C 73935A104 1532 9567 SH DFND 1 9567 0 0 ISHARES TR C 464288687 1584 42162 SH DFND 1 42162 0 0 ETF SER SOLUTIONS C 26922A784 1612 50793 SH DFND 1 50793 0 0 VANGUARD INTL EQUITY INDEX F C 922042775 1614 29685 SH DFND 1 29685 0 0 ISHARES TR C 464287200 1637 6170 SH DFND 1 6170 0 0 AMAZON COM INC C 023135106 1672 1155 SH DFND 1 1155 0 0 APPLE INC C 037833100 2521 15026 SH DFND 1 15026 0 0