CCO, SA Stone Investment Advisors

0000913760-23-000150.txt : 20231115 0000913760-23-000150.hdr.sgml : 20231115 20231114193735 ACCESSION NUMBER: 0000913760-23-000150 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: StoneX Group Inc. CENTRAL INDEX KEY: 0000913760 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 592921318 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17573 FILM NUMBER: 231408660 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-485-3500 MAIL ADDRESS: STREET 1: 230 PARK AVE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: INTL FCSTONE INC. DATE OF NAME CHANGE: 20110302 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL ASSETS HOLDING CORP DATE OF NAME CHANGE: 19931020 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0000913760 XXXXXXXX 09-30-2023 09-30-2023 false StoneX Group Inc.

230 Park Ave 10th Floor New York NY 10169

13F HOLDINGS REPORT 028-17573 N John Calvano CCO, SA Stone Investment Advisors 2054143367 John Calvano Birmingham AL 11-14-2023 2 254 728414 1 0001650393 028-17766 SA Stone Investment Advisors Inc. 2 0001070092 STONEX FINANCIAL INC. INFORMATION TABLE 2 infotable.xml PALANTIR TECHNOLOGIES INC CL A 69608A108 161 10042 SH DFND 1 0 0 10042 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 85 10059 SH DFND 1 0 0 10059 PAN AMERN SILVER CORP COM 697900108 154 10609 SH DFND 1 0 0 10609 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 182 11733 SH DFND 1 0 0 11733 BARRICK GOLD CORP COM 067901108 182 12542 SH DFND 1 0 0 12542 BABCOCK & WILCOX ENTERPRISES COM 05614L209 57 13503 SH DFND 1 0 0 13503 COEUR MNG INC COM NEW 192108504 30 13520 SH DFND 1 0 0 13520 ARIS MNG CORP COM 04040Y109 31 13596 SH DFND 2 13596 0 0 SEELOS THERAPEUTICS INC COM 81577F109 3 14000 SH DFND 1 0 0 14000 STAR GROUP L P UNIT LTD PARTNR 85512C105 180 15000 SH DFND 1 0 0 15000 MEDICAL PPTYS TRUST INC COM 58463J304 103 18396 SH DFND 1 0 0 18396 CORNERSTONE TOTAL RETURN FD COM 21924U300 153 19154 SH DFND 1 0 0 19154 ZOMEDICA CORP COM 98980M109 3 20000 SH DFND 1 0 0 20000 BIORESTORATIVE THERAPIES INC COM NEW 090655606 43 23880 SH DFND 1 0 0 23880 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 200 26357 SH DFND 1 0 0 26357 OPTHEA LTD SPONSORED ADS 68386J208 47 26696 SH DFND 2 26696 0 0 FRANKLIN LTD DURATION INCOME COM 35472T101 181 29673 SH DFND 1 0 0 29673 GENPREX INC COM 372446104 14 35150 SH DFND 1 0 0 35150 DOUYU INTL HLDGS LTD SPONSORED ADS 25985W105 38 38654 SH DFND 2 38654 0 0 SHARECARE INC COM CL A 81948W104 49 52046 SH DFND 1 0 0 52046 CAREMAX INC *W EXP 06/08/202 14171W111 15 75184 SH DFND 2 75184 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 201 11855 SH DFND 1 0 0 11855 VANECK ETF TRUST AFRICA INDEX ETF 92189F866 220 15558 SH DFND 2 15558 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 220 11363 SH DFND 1 0 0 11363 SILVERCREST METALS INC COM 828363101 234 53025 SH DFND 1 0 0 53025 RESEARCH FRONTIERS INC COM 760911107 237 219250 SH DFND 2 219250 0 0 TRINSEO PLC SHS G9059U107 237 29021 SH DFND 1 0 0 29021 MAG SILVER CORP COM 55903Q104 252 24275 SH DFND 1 0 0 24275 COREBRIDGE FINL INC COM 21871X109 285 14450 SH DFND 1 0 0 14450 B2GOLD CORP COM 11777Q209 292 101000 SH DFND 1 0 0 101000 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 294 41082 SH DFND 1 0 0 41082 ETF SER SOLUTIONS NATIONWIDE NASDQ 26922A172 307 15212 SH DFND 1 0 0 15212 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 308 12846 SH DFND 1 0 0 12846 ISHARES SILVER TR ISHARES 46428Q109 310 15222 SH DFND 1 0 0 15222 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 337 12303 SH DFND 1 0 0 12303 NORTHERN LTS FD TR IV INSPIRE CORP BD 66538H633 339 14930 SH DFND 1 0 0 14930 TWO RDS SHARED TR LDRSHS ALPFACT 90214Q774 339 10723 SH DFND 1 0 0 10723 FIRST HORIZON CORPORATION COM 320517105 353 31589 SH DFND 1 0 0 31589 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F433 363 12257 SH DFND 1 0 0 12257 FIRST TR EXCHANGE-TRADED FD BUYWRIT INCM ETF 33738R308 373 18247 SH DFND 1 0 0 18247 VICTORY PORTFOLIOS II VCSHS INTL HG DV 92647N881 378 12643 SH DFND 1 0 0 12643 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 379 22583 SH DFND 1 0 0 22583 TWO RDS SHARED TR LEASERSHS ALPHAF 90214Q691 379 11323 SH DFND 1 0 0 11323 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 386 12357 SH DFND 1 0 0 12357 ENBRIDGE INC COM 29250N105 401 12071 SH DFND 1 0 0 12071 XEROX HOLDINGS CORP COM NEW 98421M106 408 25599 SH DFND 1 0 0 25599 FRANKLIN TEMPLETON ETF TR US CORE BOND ETF 35473P553 408 19906 SH DFND 1 0 0 19906 FIRST TR EXCHNG TRADED FD VI FT CBOE EQTY BFR 33740U505 414 11753 SH DFND 1 0 0 11753 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 417 16861 SH DFND 1 0 0 16861 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 424 24500 SH DFND 1 0 0 24500 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 430 25468 SH DFND 1 0 0 25468 DNP SELECT INCOME FD INC COM 23325P104 439 45774 SH DFND 1 0 0 45774 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 443 13206 SH DFND 1 0 0 13206 WELLS FARGO CO NEW COM 949746101 464 11347 SH DFND 1,2 5 0 11342 FIRST TR EXCHNG TRADED FD VI US EQT BUFFER 33740F763 476 12211 SH DFND 1 0 0 12211 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 489 10215 SH DFND 1 0 0 10215 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST US 33740U844 497 14989 SH DFND 1 0 0 14989 ARES CAPITAL CORP COM 04010L103 498 25582 SH DFND 1 0 0 25582 ISHARES INC CORE MSCI EMKT 46434G103 508 10674 SH DFND 1 0 0 10674 VICTORY PORTFOLIOS II VCSHS US SMCP HG 92647N873 508 10375 SH DFND 1 0 0 10375 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 509 25535 SH DFND 1 0 0 25535 REAVES UTIL INCOME FD COM SH BEN INT 756158101 523 21197 SH DFND 1 0 0 21197 PACER FDS TR PACER US SMALL 69374H857 534 12788 SH DFND 1 0 0 12788 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U786 539 16382 SH DFND 1 0 0 16382 FIRST TR EXCHNG TRADED FD VI FT CBOE VEST US 33740F680 543 15961 SH DFND 1 0 0 15961 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 549 26575 SH DFND 1 0 0 26575 AMCOR PLC ORD G0250X107 561 61232 SH DFND 1,2 60000 0 1232 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 565 10248 SH DFND 1 0 0 10248 FIRST TR EXCHANGE TRADED FD DOW 30 EQL WGT 33733A201 566 19514 SH DFND 1 0 0 19514 ALTRIA GROUP INC COM 02209S103 567 13183 SH DFND 1,2 2 0 13181 FREEPORT-MCMORAN INC CL B 35671D857 578 15504 SH DFND 1 0 0 15504 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 584 17680 SH DFND 1 0 0 17680 ISHARES TR GNMA BOND ETF 46429B333 588 14079 SH DFND 1 0 0 14079 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 588 28189 SH DFND 1 0 0 28189 TIMOTHY PLAN US LRGMD CP CORE 887432359 592 17181 SH DFND 1 0 0 17181 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U885 602 18672 SH DFND 1 0 0 18672 FIRST TR EXCHNG TRADED FD VI FT CBOE DEEP BFR 33740U406 615 18325 SH DFND 1 0 0 18325 ISHARES TR MODERT ALLOC ETF 464289875 625 16047 SH DFND 1 0 0 16047 DEVON ENERGY CORP NEW COM 25179M103 634 13289 SH DFND 1 0 0 13289 FORD MTR CO DEL COM 345370860 648 52181 SH DFND 1,2 19 0 52162 PACER FDS TR LUNT LRGCP MULTI 69374H816 653 17710 SH DFND 1 0 0 17710 ISHARES TR PFD AND INCM SEC 464288687 661 21910 SH DFND 1 0 0 21910 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 663 10281 SH DFND 1 0 0 10281 SPROTT PHYSICAL GOLD TR UNIT 85207H104 675 47150 SH DFND 1 0 0 47150 BANK AMERICA CORP COM 060505104 678 24759 SH DFND 1 0 0 24759 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 680 48495 SH DFND 1 0 0 48495 NEXTERA ENERGY INC COM 65339F101 692 12085 SH DFND 1 0 0 12085 INTEL CORP COM 458140100 697 19603 SH DFND 1,2 18 0 19585 CITIZENS FINL GROUP INC COM 174610105 701 26154 SH DFND 1 0 0 26154 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 705 54675 SH DFND 1 0 0 54675 VICTORY PORTFOLIOS II VCSHS US LRG CAP 92647N865 708 13046 SH DFND 1 0 0 13046 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 714 10093 SH DFND 1 0 0 10093 KEYCORP COM 493267108 734 68197 SH DFND 1 0 0 68197 ISHARES TR CORE TOTAL USD 46434V613 775 17734 SH DFND 1 0 0 17734 CORNING INC COM 219350105 777 25490 SH DFND 1,2 2 0 25488 INFOSYS LTD SPONSORED ADR 456788108 778 45494 SH DFND 1 0 0 45494 VANGUARD STAR FDS VG TL INTL STK F 921909768 780 14572 SH DFND 1 0 0 14572 PACER FDS TR TRENDP US LAR CP 69374H105 781 19533 SH DFND 1 0 0 19533 GILEAD SCIENCES INC COM 375558103 794 10596 SH DFND 1,2 1 0 10595 BCE INC COM NEW 05534B760 810 20876 SH DFND 1 0 0 20876 UNIFIED SER TR ONEASCENT INTL 90470L444 836 29307 SH DFND 1 0 0 29307 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 837 25225 SH DFND 1 0 0 25225 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 842 11085 SH DFND 1 0 0 11085 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 859 21895 SH DFND 1 0 0 21895 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 864 20854 SH DFND 1 0 0 20854 ISHARES TR MSCI USA MIN VOL 46429B697 879 12079 SH DFND 1 0 0 12079 PAYPAL HLDGS INC COM 70450Y103 880 15056 SH DFND 1 0 0 15056 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 885 17358 SH DFND 1 0 0 17358 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 892 12488 SH DFND 1 0 0 12488 FIRST TR EXCHNG TRADED FD VI VEST US DEEP 33740F854 916 27690 SH DFND 1 0 0 27690 FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 33740Y101 917 31961 SH DFND 1 0 0 31961 AFLAC INC COM 001055102 921 11997 SH DFND 1 0 0 11997 EA SERIES TRUST STRIVE 1000 VALU 02072L599 925 37539 SH DFND 1 0 0 37539 ISHARES TR EAFE VALUE ETF 464288877 941 19226 SH DFND 1,2 3 0 19223 ISHARES TR CORE MSCI EAFE 46432F842 947 14720 SH DFND 1 0 0 14720 FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 33739G103 976 19929 SH DFND 1 0 0 19929 EA SERIES TRUST STRIVE SML CAP 02072L573 980 38905 SH DFND 1 0 0 38905 EMERSON ELEC CO COM 291011104 981 10162 SH DFND 1 0 0 10162 MORGAN STANLEY COM NEW 617446448 983 12031 SH DFND 1 0 0 12031 EA SERIES TRUST STRIVE 1000 DIV 02072L581 984 37353 SH DFND 1 0 0 37353 CSX CORP COM 126408103 988 32141 SH DFND 1 0 0 32141 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 998 21821 SH DFND 1 0 0 21821 FIRST TR EXCHNG TRADED FD VI TCW SECURITIZED 33740U109 999 50000 SH DFND 1 0 0 50000 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 1027 18386 SH DFND 1 0 0 18386 DUKE ENERGY CORP NEW COM NEW 26441C204 1074 12168 SH DFND 1 0 0 12168 SELECT SECTOR SPDR TR ENERGY 81369Y506 1082 11973 SH DFND 1 0 0 11973 ISHARES TR NATIONAL MUN ETF 464288414 1083 10564 SH DFND 1 0 0 10564 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 1090 24612 SH DFND 1 0 0 24612 ISHARES TR RUS MD CP GR ETF 464287481 1098 12003 SH DFND 1 0 0 12003 KINDER MORGAN INC DEL COM 49456B101 1147 69197 SH DFND 1 0 0 69197 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1156 20078 SH DFND 1,2 201 0 19877 TIMOTHY PLAN HIG DV STK ETF 887432326 1164 38009 SH DFND 1 0 0 38009 COMCAST CORP NEW CL A 20030N101 1166 26287 SH DFND 1 0 0 26287 ARK ETF TR INNOVATION ETF 00214Q104 1186 29890 SH DFND 1,2 10 0 29880 EA SERIES TRUST STRIVE 1000 GRWT 02072L615 1190 39546 SH DFND 1 0 0 39546 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1191 20205 SH DFND 1 0 0 20205 DOUBLELINE ETF TRUST SHILLER CAPE U S 25861R204 1199 50648 SH DFND 1 0 0 50648 TRUIST FINL CORP COM 89832Q109 1209 42251 SH DFND 1 0 0 42251 EXELON CORP COM 30161N101 1238 32759 SH DFND 1 0 0 32759 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 1244 22181 SH DFND 1 0 0 22181 FIRST TR EXCHANGE-TRADED FD NASDQ SEMCNDTR 33738R811 1247 18445 SH DFND 1 0 0 18445 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1249 12851 SH DFND 1 0 0 12851 COCA COLA CO COM 191216100 1264 22391 SH DFND 1 0 0 22391 AT&T INC COM 00206R102 1280 85223 SH DFND 1,2 36 0 85187 INSTEEL INDS INC COM 45774W108 1293 39830 SH DFND 1 0 0 39830 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 1328 26441 SH DFND 1 0 0 26441 US BANCORP DEL COM NEW 902973304 1340 39962 SH DFND 1 0 0 39962 ISHARES TR ESG AWR MSCI USA 46435G425 1355 14373 SH DFND 1 0 0 14373 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1371 44203 SH DFND 1 0 0 44203 ISHARES TR MSCI EMG MKT ETF 464287234 1375 36230 SH DFND 1 0 0 36230 BRISTOL-MYERS SQUIBB CO COM 110122108 1399 24107 SH DFND 1,2 3 0 24104 INVESCO EXCHANGE TRADED FD T DORSEY WRGT TECH 46137V811 1408 31871 SH DFND 1 0 0 31871 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1428 10078 SH DFND 1 0 0 10078 VALERO ENERGY CORP COM 91913Y100 1435 10129 SH DFND 1,2 1 0 10128 NORTHERN LTS FD TR IV INSPIRE 100 ETF 66538H534 1441 46002 SH DFND 1 0 0 46002 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 1454 23990 SH DFND 1 0 0 23990 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1457 20876 SH DFND 1 0 0 20876 INVESCO EXCHANGE TRADED FD T DORSEY WRGT INDS 46137V845 1473 14571 SH DFND 1 0 0 14571 FIRST TR EXCHNG TRADED FD VI MLT MNGD LRG GRW 33740F789 1477 72563 SH DFND 1 0 0 72563 FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 33739P830 1509 77858 SH DFND 1 0 0 77858 ISHARES TR CORE US AGGBD ET 464287226 1593 16939 SH DFND 1 0 0 16939 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1594 30727 SH DFND 1 0 0 30727 FIRST TR MORNINGSTAR DIVID L SHS 336917109 1598 47780 SH DFND 1 0 0 47780 CVS HEALTH CORP COM 126650100 1633 23396 SH DFND 1,2 2 0 23394 FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 1740 61641 SH DFND 1 0 0 61641 ISHARES TR CORE DIV GRWTH 46434V621 1748 35019 SH DFND 1 0 0 35019 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1756 40157 SH DFND 1 0 0 40157 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 1836 31973 SH DFND 1 0 0 31973 WALMART INC COM 931142103 1857 11614 SH DFND 1 0 0 11614 PHILIP MORRIS INTL INC COM 718172109 1893 20164 SH DFND 1 0 0 20164 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 1897 19610 SH DFND 1 0 0 19610 PIMCO ETF TR MUNI INCOME OPP 72201R635 1957 45605 SH DFND 1 0 0 45605 PFIZER INC COM 717081103 2017 60796 SH DFND 1,2 9 0 60787 VANGUARD INDEX FDS VALUE ETF 922908744 2051 14867 SH DFND 1 0 0 14867 ISHARES TR CORE MSCI TOTAL 46432F834 2082 34703 SH DFND 1 0 0 34703 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F755 2143 87497 SH DFND 1 0 0 87497 ALPHABET INC CAP STK CL C 02079K107 2173 16482 SH DFND 1 0 0 16482 DOW INC COM 260557103 2226 43170 SH DFND 1 0 0 43170 VERIZON COMMUNICATIONS INC COM 92343V104 2242 69176 SH DFND 1 0 0 69176 ENTERPRISE PRODS PARTNERS L COM 293792107 2366 86456 SH DFND 1 0 0 86456 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 2486 104000 SH DFND 1 0 0 104000 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 2510 53124 SH DFND 1 0 0 53124 UNITED PARCEL SERVICE INC CL B 911312106 2572 16503 SH DFND 1 0 0 16503 ISHARES TR RUSSELL 2000 ETF 464287655 2625 14783 SH DFND 1 0 0 14783 VANGUARD WORLD FD MEGA CAP INDEX 921910873 2627 17297 SH DFND 1 0 0 17297 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2678 26738 SH DFND 1 0 0 26738 MERCK & CO INC COM 58933Y105 2696 26012 SH DFND 1,2 6 0 26006 QUALCOMM INC COM 747525103 2717 24462 SH DFND 1 0 0 24462 SPDR SER TR PRTFLO S&P500 HI 78468R788 2720 77558 SH DFND 1 0 0 77558 FIRST TR EXCHANGE-TRADED FD MULTI ASSET DI 33738R100 2774 190065 SH DFND 1 0 0 190065 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2812 35803 SH DFND 1 0 0 35803 BLACKSTONE INC COM 09260D107 2857 26668 SH DFND 1 0 0 26668 BENTLEY SYS INC COM CL B 08265T208 2882 57459 SH DFND 1 0 0 57459 CATERPILLAR INC COM 149123101 2902 10629 SH DFND 1 0 0 10629 AMGEN INC COM 031162100 3020 11236 SH DFND 1 0 0 11236 CISCO SYS INC COM 17275R102 3042 56578 SH DFND 1,2 11 0 56567 VANGUARD BD INDEX FDS INTERMED TERM 921937819 3058 42295 SH DFND 1 0 0 42295 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 3060 40350 SH DFND 1 0 0 40350 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 3062 47264 SH DFND 1 0 0 47264 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 3100 334079 SH DFND 2 334079 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 3127 38615 SH DFND 1 0 0 38615 PEPSICO INC COM 713448108 3135 18504 SH DFND 1 0 0 18504 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 3197 81494 SH DFND 1 0 0 81494 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3222 46828 SH DFND 1 0 0 46828 ABBVIE INC COM 00287Y109 3406 22847 SH DFND 1 0 0 22847 MATTHEWS ASIA FDS EMER MKTS EQUITY 577125818 3444 130991 SH DFND 2 130991 0 0 JOHNSON & JOHNSON COM 478160104 3477 22325 SH DFND 1 0 0 22325 ISHARES TR U S EQUITY FACTR 46434V282 3520 80907 SH DFND 1 0 0 80907 ALPHABET INC CAP STK CL A 02079K305 3522 26913 SH DFND 1 0 0 26913 SOUTHERN CO COM 842587107 3552 54878 SH DFND 1 0 0 54878 ISHARES TR CORE HIGH DV ETF 46429B663 3622 36234 SH DFND 1 0 0 36234 PACER FDS TR US CASH COWS 100 69374H881 3771 76299 SH DFND 1 0 0 76299 EXXON MOBIL CORP COM 30231G102 3776 32115 SH DFND 1 0 0 32115 PIMCO ETF TR INTER MUN BD ACT 72201R866 3834 76572 SH DFND 1 0 0 76572 PROCTER AND GAMBLE CO COM 742718109 3843 26345 SH DFND 1 0 0 26345 HOME DEPOT INC COM 437076102 3860 12773 SH DFND 1 0 0 12773 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3950 11276 SH DFND 1 0 0 11276 TESLA INC COM 88160R101 3972 15873 SH DFND 1 0 0 15873 VANGUARD INDEX FDS MID CAP ETF 922908629 3975 19087 SH DFND 1 0 0 19087 JPMORGAN CHASE & CO COM 46625H100 3979 27437 SH DFND 1 0 0 27437 ISHARES TR S&P 500 GRWT ETF 464287309 4027 58660 SH DFND 1 0 0 58660 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 4276 86614 SH DFND 1 0 0 86614 ISHARES TR SHRT NAT MUN ETF 464288158 4643 45141 SH DFND 1 0 0 45141 CHEVRON CORP NEW COM 166764100 4738 28097 SH DFND 1 0 0 28097 ISHARES TR MSCI PERU AND GL 464289842 4760 157726 SH DFND 2 157726 0 0 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 4821 32704 SH DFND 1 0 0 32704 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5228 33478 SH DFND 1 0 0 33478 AMETEK INC COM 031100100 5383 36428 SH DFND 1 0 0 36428 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 5608 218720 SH DFND 1 0 0 218720 SPDR S&P 500 ETF TR TR UNIT 78462F103 5720 13334 SH DFND 1 0 0 13334 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 5939 32327 SH DFND 1 0 0 32327 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 6478 371845 SH DFND 1 0 0 371845 NVIDIA CORPORATION COM 67066G104 6490 14920 SH DFND 1 0 0 14920 ISHARES TR CORE S&P TTL STK 464287150 6709 70893 SH DFND 1 0 0 70893 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 6780 161207 SH DFND 1 0 0 161207 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 6965 151587 SH DFND 1 0 0 151587 FIRST TR VALUE LINE DIVID IN SHS 33734H106 7542 201713 SH DFND 1 0 0 201713 VANGUARD INDEX FDS GROWTH ETF 922908736 8640 31728 SH DFND 1 0 0 31728 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8841 41624 SH DFND 1 0 0 41624 AMAZON COM INC COM 023135106 8905 70050 SH DFND 1 0 0 70050 ISHARES TR CORE S&P SCP ETF 464287804 9180 96852 SH DFND 1 0 0 96852 MICROSOFT CORP COM 594918104 9563 30288 SH DFND 1 0 0 30288 ISHARES TR CORE S&P MCP ETF 464287507 10589 42274 SH DFND 1 0 0 42274 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 12097 117056 SH DFND 1 0 0 117056 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13086 101650 SH DFND 1 0 0 101650 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 15648 95453 SH DFND 1 0 0 95453 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 15727 263577 SH DFND 1 0 0 263577 ISHARES TR MSCI EAFE ETF 464287465 16111 233757 SH DFND 1 0 0 233757 APPLE INC COM 037833100 19378 113185 SH DFND 1 0 0 113185 VANGUARD INDEX FDS SMALL CP ETF 922908751 21046 111312 SH DFND 1 0 0 111312 ISHARES TR RUS MID CAP ETF 464287499 23449 337046 SH DFND 1 0 0 337046 ISHARES TR RUS 1000 VAL ETF 464287598 43821 286781 SH DFND 1 0 0 286781 ISHARES TR CORE S&P500 ETF 464287200 56729 131491 SH DFND 1 0 0 131491 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 62230 157867 SH DFND 1 0 0 157867