-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HZ538vjPqZbFPsCOhgHlQ+KGkCvGk6igQrlfdc4o781x3QAq+UdTkHckJzkaM4y7 H6YYJKlbylq5h42yo/6lfQ== 0000068505-99-000028.txt : 19990908 0000068505-99-000028.hdr.sgml : 19990908 ACCESSION NUMBER: 0000068505-99-000028 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990907 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN MOBILE SATELLITE CORP CENTRAL INDEX KEY: 0000913665 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 930976127 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-42503 FILM NUMBER: 99706803 BUSINESS ADDRESS: STREET 1: 10802 PARKRIDGE BLVD CITY: RESTON STATE: VA ZIP: 22091 BUSINESS PHONE: 7037586000 MAIL ADDRESS: STREET 1: 10802 PARKRIDGE BLVD CITY: RESTON STATE: VA ZIP: 22091 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOTOROLA INC CENTRAL INDEX KEY: 0000068505 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 361115800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1303 E ALGONQUIN RD CITY: SCHAUMBURG STATE: IL ZIP: 60196 BUSINESS PHONE: 8475765000 FORMER COMPANY: FORMER CONFORMED NAME: MOTOROLA DELAWARE INC DATE OF NAME CHANGE: 19760414 SC 13D/A 1 SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* AMERICAN MOBILE SATELLITE CORPORATION (Name of Issuer) COMMON STOCK, $.01 PAR VALUE PER SHARE ------------------------------------ (Title of Class of Securities) 02755 R103 ---------- (CUSIP Number) CAROL FORSYTE MOTOROLA, INC., 1303 EAST ALGONQUIN ROAD, SCHAUMBURG, IL 60196 (847) 576-7646 ------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) AUGUST 3, 1999 ------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 02755 R103 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (entities only) Motorola, Inc. I.R.S. #36-1115800 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) 3. SEC USE ONLY 4. SOURCE OF FUNDS (See Instructions) Not applicable 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION State of Incorporation: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY REPORTING PERSON WITH: 7. SOLE VOTING POWER 5,470,532 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 5,470,532 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 5,470,532 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.9% 14. TYPE OF REPORTING PERSON (See Instructions) CO AMENDMENT NO. 2 TO SCHEDULE 13D This Amendment No. 2 ("Amendment") relates to the shares (the "Shares") of common stock, par value $0.01 per share, of American Mobile Satellite Corporation, a Delaware corporation ("AMSC"). The percentage of Shares reported in this Amendment as being beneficially owned by Motorola, Inc. ("Motorola") is based upon the number of outstanding Shares on July 31, 1999, as identified in AMSC's Quarterly Report on Form 10-Q for the period ended June 30, 1999. Item 2. Identity and Background Item 2 is hereby amended and restated as follows: (a) - (c), (f) This statement is being filed by Motorola, Inc., a Delaware corporation ("Motorola"). Motorola's principal executive offices are located at 1303 East Algonquin Road, Schaumburg, IL 60196. Motorola is a global leader in providing integrated communications solutions and embedded electronic solutions. These include: (i) software-enhanced wireless telephone, two-way radio, messaging and satellite communications products and systems, as well as networking and Internet-access products, for consumers, network operators, and commercial, government and industrial customers; (ii) embedded semiconductor solutions for customers in the consumer, networking and computing, transportation and wireless communications markets; and (iii) embedded electronic systems for automotive, communications, imaging, manufacturing systems, computer and consumer markets. The names, business addresses and present principal occupations of the directors and executive officers of Motorola are set forth in the attached Appendix 1, which is incorporated herein by reference. Appendix 1 also lists the principal business of any employer that employs a director who is not also an executive officer of Motorola. To the best of Motorola's knowledge, all directors and executive officers of Motorola are citizens of the United States. (d) - (e) Neither Motorola nor, to the best of Motorola's knowledge, any of the directors or executive officers listed on Appendix 1 has been, during the last five years, (a) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (b) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 5. Interest in Securities of the Issuer Item 5 is hereby amended and restated as follows: (a) As of August 3, 1999, Motorola was the beneficial owner (as defined in Rule 13d-3 under the Securities Exchange Act of 1934, as amended) of 5,470,532 Shares (constituting 13.9 % of the total outstanding shares of AMSC's common stock). To the best of Motorola's knowledge, no Shares are beneficially owned by any of its executive officers or directors, nor do such executive officers or directors have the right to acquire any Shares. (b) Motorola has the sole power to vote or direct the vote and to dispose or direct the disposition of the 5,470,532 Shares listed as beneficially owned by Motorola in Item 5(a). (c) Except as set forth herein (see Item 6), Motorola had no transactions in Shares during the last 60 days. To the best of Motorola's knowledge, no director or executive officer listed on Appendix 1 has engaged in any transactions in Shares during the past 60 days. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer Item 6 is hereby amended and restated as follows: Pursuant to the Underwriting Agreement dated as of July 28, 1999 among AMSC, Motorola and the Representatives (as defined therein) of the Underwriters (as defined therein), in connection with AMSC's registered public offering ("Offering") of 7,000,000 Shares in July 1999, Motorola agreed, at the election of the Underwriters, to sell up to 1,050,00 additional Shares to the Underwriters at the public offering price of $17.75 per share less the underwriting discount of $1.065 to cover over- allotments. The Underwriters elected to exercise in full the option to purchase the additional 1,050,000 Shares and payment for and delivery of these shares was made on August 3, 1999. In addition Motorola agreed with the Underwriters not to dispose of or hedge any of its Shares during the period from July 28,1999 and continuing through the date 120 days from July 28, 1999, except with the prior written consent of Bear, Stearns & Co. Inc. See Item 4 for a description of the Purchase Agreement, the Participation Agreement and the Registration Rights Agreement. All statements made in the body of this Schedule 13D and any amendment thereto which relate to the terms of the Underwriting Agreement and the Purchase Agreement and related agreements including the Participation Rights Agreement and Registration Rights Agreement are qualified in their entirety by the terms of such documents which are filed as Exhibits hereto. Except as set forth in this Schedule 13D and any amendment thereto, to the best of Motorola's knowledge, no other contracts, arrangements, understandings or relationships (legal or otherwise) exist among the persons named in Item 2 or between such persons and any other person with respect to any securities of AMSC, including but not limited to, the transfer or voting of any such securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, the division of profits or loss or the giving or withholding of proxies. Item 7. Materials to be Filed as Exhibits Exhibit No. Description Exhibit 4.1 Stock Purchase Agreement for the Acquisition of Motorola ARDIS Acquisition, Inc. and Motorola ARDIS, Inc. by AMSC Acquisition Company, Inc., a wholly-owned subsidiary of American Mobile Satellite Corporation, dated as of December 31, 1997* Exhibit 4.2 Amendment No. 1 dated March 31, 1998 to the Stock Purchase Agreement for the Acquisition of Motorola ARDIS Acquisition, Inc. and Motorola ARDIS, Inc. by AMSC Acquisition Company, Inc., a wholly-owned subsidiary of American Mobile Satellite Corporation* Exhibit 4.3 Participation Rights Agreement by and among Motorola, Inc., American Mobile Satellite Corporation, and the parties listed on Schedule attached thereto, dated as of December 31, 1997* Exhibit 4.4 Registration Rights Agreement by and among Motorola, Inc., American Mobile Satellite Corporation dated as of March 31, 1998* Exhibit 6.1 Form of Underwriting Agreement among AMSC; Motorola; Bear, Stearns & Co. Inc.; Credit Suisse First Boston Corporation; Deutsche Bank Securities Inc. and SoundView Technology Group, Inc. (incorporated by reference to Exhibit 1 to Amendment No. 2 to AMSC's Registration Statement on Form S-3 dated July 26, 1999 (Registration Statement No. 333-81459)) *These exhibits were previously filed as exhibits and are not being refiled with this report. After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Motorola, Inc. By: /s/ Carl F. Koenemann Name: Carl F. Koenemann Title: Executive Vice President & Chief Financial Officer \\S-il01-law\IL01-Law\Securities Group\SEC Company Folder\ 13 Company Folder\Nextel\Nextel 1999\Nextel 13D-A 7-21-99.doc EX-1 2 APPENDIX 1 TO 13D/A APPENDIX 1 INFORMATION CONCERNING THE DIRECTORS AND EXECUTIVE OFFICERS OF MOTOROLA The following table sets forth the name, business address, and principal occupation or employment at the present time for each director and executive officer of Motorola. Unless otherwise noted, each such person is a citizen of the United States. In addition, unless otherwise noted, each such person's business address is 1303 East Algonquin Road, Schaumburg, Illinois 60196. DIRECTORS OF MOTOROLA, INC. Gary L. Tooker....Vice Chairman of the Board of Directors of Motorola, Inc. Christopher B. Galvin....Chairman of the Board and Chief Executive Officer, Motorola, Inc. since June 1999. Robert W. Galvin....Chairman of the Executive Committee, Motorola, Inc. Robert L. Growney....President and Chief Operating Officer, Motorola, Inc. Ronnie C. Chan....Chairman, Hang Lung Development Group. His business address is: Hang Lung Development Company Limited, 28/F Standard Chartered Bank Building, 4 Des Voeux Road Central, Hong Kong. H. Laurance Fuller....Co-Chairman, BP Amoco, p.l.c. His business address is: BP Amoco, p.l.c., 200 East Randolph Street, Chicago, IL 60601. Anne P. Jones....Consultant. Her business address is: 5716 Bent Branch Road, Bethesda, MD 20816. Donald R. Jones....Retired; formerly Chief Financial Officer, Motorola, Inc. His business address is: 1776 Beaver Pond Road, Inverness, IL 60067. Judy C. Lewent....Senior Vice President and Chief Financial Officer, Merck & Co., Inc. Her business address is: Merck & Co., Inc., One Merck Drive, Whitehouse Station, NJ 08889. Dr. Walter E. Massey....President of Morehouse College. His business address is: Morehouse College, 830 Westview Drive, SW, Atlanta, GA 30314. Nicholas Negroponte....Director of Media Laboratory of Massachusetts Institute of Technology. His business address is: Massachusetts Institute of Technology Media Lab, 20 Ames St. E15-210, Cambridge, MA 02139. John E. Pepper, Jr....Chairman of the Board, Procter & Gamble Co. His business address is: Procter & Gamble Co., One Procter & Gamble Plaza, Cincinnati, OH 45202. Samuel C. Scott III....President and Chief Operating Officer, Corn Products International. His business address is: CPC International, Inc. 6500 Archer Road, Summit-Argo, IL 60501. B. Kenneth West....Senior Consultant for Corporate Governance to Teachers Insurance and Annuity Association-College Retirement Equities Fund. His business address is: Harris Bankcorp, Inc. P.O. Box 775, Chicago, IL 60609. Dr. John A. White....Chancellor, University of Arkansas. His business address is: University of Arkansas, 425 Administration Building, Fayetteville, AR 72701. EXECUTIVE OFFICERS OF MOTOROLA (WHO ARE NOT ALSO DIRECTORS OF MOTOROLA) Keith J. Bane....Executive Vice President and President, Americas Region. Robert L. Barnett....Executive Vice President and President, Commercial, Government and Industrial Solutions Sector, Communications Enterprise. Arnold S. Brenner....Executive Vice President and President, Global Government Relations and Standards. Glenn A. Gienko....Executive Vice President and Motorola Director of Human Resources. Merle L. Gilmore....Executive Vice President and President, Communications Enterprise. Joseph M. Guglielmi....Executive Vice President and President, Integrated Electronic Systems Sector. Bo Hedfors....Executive Vice President and President, Network Solutions Sector, Communications Enterprise. Carl F. Koenemann....Executive Vice President and Chief Financial Officer. Ferdinand C. Kuznik....Executive Vice President and Presdient, Motorola Europe, Middle East, and Africa. A. Peter Lawson....Executive Vice President, General Counsel and Secretary. James A. Norling....Executive Vice President and President, Personal Communications Sector, Communications Enterprise and Deputy to the Chief Executive Office. Hector Ruiz....Executive Vice President and President, Semiconductor Products Sector. C. D. Tam....Executive Vice President and President, Asia Pacific Region. Frederick T. Tucker....Executive Vice President and Deputy to the Chief Executive Office. Richard W. Younts....Executive Vice President and Senior Advisor on Asian Affairs. -----END PRIVACY-ENHANCED MESSAGE-----