0001140361-11-051723.txt : 20111103 0001140361-11-051723.hdr.sgml : 20111103 20111103184646 ACCESSION NUMBER: 0001140361-11-051723 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111101 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roth Michael Anthony CENTRAL INDEX KEY: 0001010207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22972 FILM NUMBER: 111178893 MAIL ADDRESS: STREET 1: 3600 SOUTH LAKE DRIVE CITY: ST. FRANCIS STATE: WI ZIP: 53235 FORMER NAME: FORMER CONFORMED NAME: ROTH MICHAEL DATE OF NAME CHANGE: 19960307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLST HOLDINGS, INC. CENTRAL INDEX KEY: 0000913590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 752479727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 17304 PRESTON ROAD STREET 2: DOMINION PLAZA, SUITE 420 CITY: DALLAS STATE: TX ZIP: 75252 BUSINESS PHONE: 972-267-0500 MAIL ADDRESS: STREET 1: 17304 PRESTON ROAD STREET 2: DOMINION PLAZA, SUITE 420 CITY: DALLAS STATE: TX ZIP: 75252 FORMER COMPANY: FORMER CONFORMED NAME: CLST Holdings, Inc. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: CELLSTAR CORP DATE OF NAME CHANGE: 19931018 4 1 doc1.xml FORM 4 X0304 4 2011-11-01 0 0000913590 CLST HOLDINGS, INC. CLHI 0001010207 Roth Michael Anthony 3600 SOUTH LAKE DRIVE ST. FRANCIS WI 53235 0 0 1 0 Common Stock, $0.01 par value per share 2011-11-01 4 S 0 50000 0.0251 D 3018334 I By Stark Master Fund Ltd. Common Stock, $0.01 par value per share 2011-11-01 4 S 0 5000 0.025 D 3013334 I By Stark Master Fund Ltd. The Reporting Person and Brian J. Stark direct the management of Stark Offshore Management LLC ("Stark Offshore"), which acts as the investment manager and has sole power to direct the management of Stark Master Fund Ltd., the holder of all of the foregoing shares. As the Managing Members of Stark Offshore, the Reporting Persons possess voting and dispositive power over all of the foregoing shares. Therefore, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be the beneficial owners of, but hereby disclaim such beneficial ownership of, the foregoing shares. Michael A. Roth 2011-11-03 Brian J. Stark 2011-11-03