0000913414-19-000001.txt : 20190405 0000913414-19-000001.hdr.sgml : 20190405 20190405161445 ACCESSION NUMBER: 0000913414-19-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190329 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Institutional Trust Company, N.A. CENTRAL INDEX KEY: 0000913414 IRS NUMBER: 943112180 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01207 FILM NUMBER: 19735283 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4155972639 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: BARCLAYS GLOBAL INVESTORS NA /CA/ DATE OF NAME CHANGE: 20000119 FORMER COMPANY: FORMER CONFORMED NAME: BZW BARCLAYS GLOBAL INVESTORS NA DATE OF NAME CHANGE: 19960311 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO INSTITUTIONAL TRUST CO DATE OF NAME CHANGE: 19960226 MA-A 1 primary_doc.xml MA-A 0000913414 XXXXXXXX Nancy Arora 14156706595 nancy.arora@blackrock.com nancy.arora@blackrock.com arlene.klein@blackrock.com lorenzo.fortunato@blackrock.com 12-31-2018 Y BlackRock Institutional Trust Company, N.A. 94-3112180 866-01432-00 867-01207 U.S. Office of the Comptroller of the Currency OCC Charter Number 22121 U.S. Commodity Futures Trading Commission NFA ID 279188 400 HOWARD STREET SAN FRANCISCO CA 94105 1-415-670-2000 Add Park Avenue Plaza 55 East 52nd Street New York NY 10055 1-212-810-5300 Add 60 State Street Boston MA 02109 1-617-357-1200 Add 100 Bellevue Parkway Wilmington DE 19809 1-302-797-2000 Add 2929 Arch Street 16th Floor Philadelphia PA 19104 1-215-349-9700 Add 601 Union Street Seattle WA 98101 1-206-613-6700 N 400 HOWARD STREET SAN FRANCISCO CA 94105 www.blackrock.com Add www.blackrockdisclosures.com Add www.blackrockdocuments.com Add www.blackrock.com.gateway Arlene NMN Klein

40 East 52nd Street New York NY 10022

1-212-810-3252 arlene.klein@blackrock.com Nancy NMN Arora

400 Howard Street San Francisco CA 94105

1-415-670-6595 nancy.arora@blackrock.com Add BlackRock, Inc. Park Avenue Plaza 55 East 52nd Street New York NY 10055 212-810-5300 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Add BlackRock, Inc. 227 West Monroe Street Suite 2800 Chicago IL 60606 312-395-9300 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Amend Iron Mountain 70 Clyde Road Somerset NJ 08873 1-800-934-3453 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Add Iron Mountain 4117 Pinnacle Point Dr, Suite 100 DALLAS TX 75211 1-800-934-3453 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Add Iron Mountain Oakland Recovery Center 1350 West Grand Ave Oakland CA 94607 1-800-934-3453 Some or all of the books and records required to be kept under MSRB rules and SEC rules. Add Financial Conduct Authority 409343 X0 Add Securities and Exchange Board of India INUSFA136706 K7 Add Fund Supervision Department, China Securities Regulatory Commission QF2011AMO117 F4 Add Capital Market Department, State Administration of Foreign Exchange F4 BlackRock, Inc. Y Securities and Exchange Commission CIK#: 0001364742 BlackRock Holdco 2, Inc. N BlackRock Financial Management, Inc. Y Securities and Exchange Commission 801-48433 BlackRock Holdco 4, LLC N BlackRock Holdco 5, LLC N BlackRock Holdco 6, LLC N BlackRock Delaware Holdings Inc. N BlackRock Execution Services Y Securities and Exchange Commission 8-48719 BlackRock Institutional Services, Inc. N US National Banking Association / Trust Company December XX 04-02-1990 N 745 3 3 3 0 0 26 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Fixed Fees Not Applicable Advice Investment Of Proceeds MS Advice Use Of MD Y Y Y Y Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer Investment Company Investment Adviser Commodity pool operator Commodity trading advisor Trust Company Insurance company or agency Pension consultant Sponsor or syndicator of limited partnerships 87 Add Investment Adviser Pension consultant BlackRock Asset Management Schweiz AG BlackRock Asset Management Schweiz AG N Y Y Swiss Financial Market Supervisory Authority V8 Add Investment Adviser Commodity pool operator Commodity trading advisor BlackRock Advisors, LLC BlackRock Advisors, LLC N Y N Add Investment Adviser Pension consultant BlackRock Advisors (UK) Limited BlackRock Advisors (UK) Limited N Y Y Financial Conduct Authority FRN 119186 X0 Financial Supervisory Service M5 China Securities Regulatory Commission (CSRC) RQF2014LDF062 F4 Capital Market Authority (Saudi Arabia) T0 Add Investment Adviser Commodity pool operator Commodity trading advisor BlackRock Fund Advisors BlackRock Fund Advisors N Y Y Securities and Exchange Board of India (SEBI) INUSFP046615 K7 Capital Market Authority of Saudi Arabia T0 Amend Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant Sponsor or syndicator of limited partnerships BlackRock Realty Advisors, Inc. BlackRock Realty Advisors, Inc. N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer BlackRock Execution Services BlackRock Execution Services Y N N Add Investment Adviser Commodity pool operator Commodity trading advisor BlackRock Capital Management, Inc. BlackRock Capital Management, Inc. N Y N Add Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant Sponsor or syndicator of limited partnerships BlackRock Financial Management, Inc. BlackRock Financial Management, Inc. Y Y Y Hong Kong Securities and Futures Commission K3 The Central Bank of Ireland L2 Add Broker-dealer municipal securities dealer or government securities broker or dealer BlackRock Investments, LLC BlackRock Investments, LLC N Y N Add Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant Sponsor or syndicator of limited partnerships BlackRock Investment Management, LLC BlackRock Investment Management, LLC N Y N Add Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant BlackRock Investment Management (UK) Limited BlackRock Investment Management (UK) Limited N Y Y Financial Conduct Authority FRN 119293 X0 Securities and Exchange Board of India Foreign Portfolio Investor INUKFP248015 K7 Add Investment Adviser BlackRock Investment Management (Korea) Limited BlackRock Investment Management (Korea) Limited N Y Y Financial Supervisory Commission/Financial Supervisory Service M5 Add Investment Adviser Commodity pool operator Commodity trading advisor Pension consultant Sponsor or syndicator of limited partnerships BlackRock International Limited BlackRock International Limited N Y Y Financial Conduct Authority 178638 X0 Korean Financial Services Commission M5 Add Investment Adviser BlackRock Fund Managers Limited BlackRock Fund Managers Limited N Y Y Financial Conduct Authority 119292 X0 Add Investment Adviser BlackRock Asset Management Canada Limited BlackRock Asset Management Canada Limited N Y Y Ontario Securities Commission 3900 A6 Financial Markets Authority 3900 A8 Alberta Securities Commission 3900 A0 British Columbia Securities Commission 3900 A1 Manitoba Securities Commission 3900 A2 Nova Scotia Securities Commission 3900 A5 Newfoundland and Labrador, Financial Services Regulation Division 3900 A4 Financial and Consumer Affairs Authority 3900 A9 Financial and Consumer Services Commission 3900 A3 Prince Edward Island, Securities Office 3900 A7 Nunavut, Registrar of Securities 3900 Z4 Northwest Territories, Office of the Registrar of Securities 3900 Z4 Yukon Territories, Registrar of Securities 3900 Z4 Delete Investment Adviser DSP BlackRock Investment Managers Private Limited DSP BlackRock Investment Managers Private Limited N Y Y Securities and Exchange Board of India approved by Securities and Exchange Board of India to act as asset management company to DSP BlackRock Mutual Fund - 036/9717 K7 Ministry of Corporate Affairs U74140MH1996PTC099483 K7 Reserve Bank of India K7 Add Investment Adviser BlackRock Investment Management (Taiwan) Limited BlackRock Investment Management (Taiwan) Limited N Y Y Financial Supervisory Commission R.O.C. 2013 Gin-Guan-Tou-Hsin-Xin-Tze-026 F5 Amend Investment Adviser Commodity pool operator Commodity trading advisor BlackRock Asset Management North Asia Limited BlackRock Asset Management North Asia Limited N Y Y MPF Scheme Authority IC000979 K3 China Securities Regulatory Commission QF-2012ASF194 and RQF-2014HKF051 F4 Securities and Exchange Board of India - FPI License INHKFP058614 K7 Securities & Futures Commission of Hong Kong AFF275 K3 Financial Supervisory Commission/Financial Supervisory Service M5 Add Investment Adviser Commodity pool operator BlackRock (Singapore) Limited BlackRock (Singapore) Limited N Y Y Monetary Authority of Singapore CMS000096-9 U0 Securities and Exchange Board of India (SEBI) Foreign Portfolio Investors (FPI) INSGFP059275 K7 China Securities Regulatory Commission RQFII License F4 Korea Financial Services Commission M5 Amend Broker-dealer municipal securities dealer or government securities broker or dealer Investment Adviser Real estate broker or dealer BlackRock Japan Co., Ltd. BlackRock Japan Co., Ltd. N Y Y Financial Services Agency Kanto Local Financial Bureau No. 375 M0 Tokyo Metropolitan Government Governor of Tokyo (1) No. 95644 M0 MINISTRY OF LAND, INFRASTRUCTURE, TRANSPORT AND TOURISM M0 Add Investment Adviser BlackRock Investment Management (Australia) Limited BlackRock Investment Management (Australia) Limited N Y Y Australian Securities and Investments Commission AFSL 230523 C3 Add Pension consultant BlackRock (Netherlands) B.V. BlackRock (Netherlands) B.V. N Y Y Netherlands Authority for the Financial Markets 12014230 P7 De Nederlandsche Bank (DNB, the Dutch Bank) P7 Add Investment Adviser Insurance company or agency BlackRock Life Limited BlackRock Life Limited N Y Y Financial Conduct Authority 202909 X0 Prudential Regulatory Authority 202909 X0 Delete Investment Adviser PNMAC Capital Management, LLC PNMAC Capital Management, LLC N Y N Add Investment Adviser BLACKROCK FUND MANAGEMENT COMPANY S.A. BLACKROCK FUND MANAGEMENT COMPANY S.A. N Y Y Commission to Surveillance of the Finance Sector (also known as CSSF - stands for Commission de Surveillance du Secteur Financier) N4 Amend Investment Adviser BLACKROCK ASSET MANAGEMENT IRELAND LIMITED BLACKROCK ASSET MANAGEMENT IRELAND LIMITED N Y Y Central Bank of Ireland C21345 L2 Financial Markets Authority I0 Add Commodity pool operator Commodity trading advisor ISHARES DELAWARE TRUST SPONSOR LLC ISHARES DELAWARE TRUST SPONSOR LLC N Y N Delete Investment Company BlackRock Multi-Manager Alternative Strategies Fund - Aggregate BlackRock Multi-Manager Alternative Strategies Fund - Aggregate N Y N Add Investment Adviser BlackRock Europe Development Management Limited BlackRock Europe Development Management Limited N Y N Add Investment Adviser BlackRock Property Asia Limited BlackRock Property Asia Limited N Y N Add Investment Adviser BlackRock Property Consulting (Beijing) Co., Ltd. BlackRock Property Consulting (Beijing) Co., Ltd. N Y N Add Investment Adviser BlackRock Property France SARL BlackRock Property France SARL N Y N Add Investment Adviser BlackRock Property Malaysia Sdn. Bhd. BlackRock Property Malaysia Sdn. Bhd. N Y N Add Investment Adviser BlackRock (Channel Islands) Limited BlackRock (Channel Islands) Limited N Y Y Jersey Financial Services Commission 5719 Y9 Add Sponsor or syndicator of limited partnerships BlackRock Asset Management International Inc. BlackRock Asset Management International Inc. N Y N Delete Trust Company DSP BlackRock Trustee Company Private Limited DSP BlackRock Trustee Company Private Limited N Y Y Securities and Exchange Board of India K7 MINISTRY OF CORPORATE AFFAIRS K7 Add Investment Adviser FutureAdvisor, Inc. FutureAdvisor, Inc. N Y N Add Investment Company BlackRock Alternative Capital Strategies Fund BlackRock Alternative Capital Strategies Fund N Y N Add Broker-dealer municipal securities dealer or government securities broker or dealer BlackRock Asset Management Deutschland AG BlackRock Asset Management Deutschland AG N Y Y BaFin 118185 2M Add Broker-dealer municipal securities dealer or government securities broker or dealer iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermogen iShares (DE) I Investmentaktiengesellschaft mit Teilgesellschaftsvermogen N Y Y BaFin 121789 2M Add Investment Adviser BlackRock Infrastructure Management I, LLC BlackRock Infrastructure Management I, LLC N Y Y Cayman Islands Monetary Authority (CIMA) E9 Add Investment Company BlackRock Impact Bond Fund BlackRock Impact Bond Fund N Y N Add Investment Company BlackRock LifePath Smart Beta 2055 Fund of BlackRock Funds II BlackRock LifePath Smart Beta 2055 Fund of BlackRock Funds II N Y N Add Investment Company BlackRock Emerging Markets Flexible Dynamic Bond Portfolio BlackRock Emerging Markets Flexible Dynamic Bond Portfolio N Y N Delete Investment Company BlackRock Total Factor Fund BlackRock Total Factor Fund N Y N Delete Investment Company iShares Adaptive Currency Hedged MSCI Japan ETF iShares Adaptive Currency Hedged MSCI Japan ETF N Y N Delete Investment Company iShares Adaptive Currency Hedged MSCI Eurozone ETF iShares Adaptive Currency Hedged MSCI Eurozone ETF N Y N Delete Investment Company iShares MSCI China A ETF iShares MSCI China A ETF N Y N Delete Investment Company iShares Ultra Short-Term Bond ETF iShares Ultra Short-Term Bond ETF N Y N Amend Investment Adviser Commodity pool operator Commodity trading advisor BLACKROCK ALTERNATIVES MANAGEMENT, LLC BLACKROCK ALTERNATIVES MANAGEMENT, LLC N Y N Add Investment Adviser Commodity pool operator Commodity trading advisor BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC N Y N Add Investment Adviser Commodity pool operator Commodity trading advisor GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C. GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C. N Y N Add Investment Adviser Commodity pool operator Commodity trading advisor GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C. GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C. N Y N Add Investment Company BlackRock LifePath Smart Beta 2060 Fund of BlackRock Funds II BlackRock LifePath Smart Beta 2060 Fund of BlackRock Funds II N Y N Add Investment Company BlackRock Impact U.S. Equity Fund BlackRock Impact U.S. Equity Fund N Y N Add Investment Company iShares Edge MSCI Multifactor Intl Index Fund iShares Edge MSCI Multifactor Intl Index Fund N Y N Add Investment Company iShares Edge MSCI Multifactor USA Index Fund iShares Edge MSCI Multifactor USA Index Fund N Y N Add Investment Company iShares Edge MSCI Min Vol USA Index Fund iShares Edge MSCI Min Vol USA Index Fund N Y N Add Investment Company iShares Edge MSCI USA Momentum Factor Index Fund iShares Edge MSCI USA Momentum Factor Index Fund N Y N Add Investment Company iShares Edge MSCI USA Quality Factor Index Fund iShares Edge MSCI USA Quality Factor Index Fund N Y N Add Investment Company iShares Edge MSCI USA Size Factor Index Fund iShares Edge MSCI USA Size Factor Index Fund N Y N Add Investment Company iShares Edge MSCI USA Value Factor Index Fund iShares Edge MSCI USA Value Factor Index Fund N Y N Add Investment Company BlackRock GA Disciplined Volatility Equity Fund BlackRock GA Disciplined Volatility Equity Fund N Y N Delete Investment Company BlackRock GA Enhanced Equity Fund BlackRock GA Enhanced Equity Fund N Y N Add Investment Company iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF N Y N Add Investment Company iShares 10+ Year Investment Grade Corporate Bond ETF iShares 10+ Year Investment Grade Corporate Bond ETF N Y N Add Investment Company iShares 5-10 Year Investment Grade Corporate Bond ETF iShares 5-10 Year Investment Grade Corporate Bond ETF N Y N Delete Investment Company iShares Edge MSCI Multifactor Consumer Discretionary ETF iShares Edge MSCI Multifactor Consumer Discretionary ETF N Y N Delete Investment Company iShares Edge MSCI Multifactor Consumer Staples ETF iShares Edge MSCI Multifactor Consumer Staples ETF N Y N Delete Investment Company iShares Adaptive Currency Hedged MSCI EAFE ETF iShares Adaptive Currency Hedged MSCI EAFE ETF N Y N Delete Investment Company iShares MSCI Emerging Markets ex China ETF iShares MSCI Emerging Markets ex China ETF N Y N Delete Investment Company iShares Currency Hedged MSCI Mexico ETF iShares Currency Hedged MSCI Mexico ETF N Y N Add Investment Company iShares Edge MSCI Intl Size Factor ETF iShares Edge MSCI Intl Size Factor ETF N Y N Delete Investment Company iShares Edge MSCI Multifactor Materials ETF iShares Edge MSCI Multifactor Materials ETF N Y N Delete Investment Company iShares Russell 2500 ETF iShares Russell 2500 ETF N Y N Delete Investment Company iShares Edge MSCI Multifactor Utilities ETF iShares Edge MSCI Multifactor Utilities ETF N Y N Add Investment Company iShares MSCI Asia ex Japan Index Fund iShares MSCI Asia ex Japan Index Fund N Y N Add Investment Company LifePath Dynamic 2060 Portfolio - Aggregate LifePath Dynamic 2060 Portfolio - Aggregate N Y N NewAdd Investment Adviser BlackRock (Luxembourg) S.A BlackRock (Luxembourg) S.A. N N Y Luxembourg, Grand Duchy of - Commission to Surveillance of the Finance Sector B27689 N4 NewAdd Investment Adviser BlackRock (Shanghai) Co.,LTD BlackRock (Shanghai) Co.,LTD N N N NewAdd Investment Adviser BlackRock Investment Management (Dublin) Limited BlackRock Investment Management (Dublin) Limited N N Y Ireland - Central Bank of Ireland C23966 L2 NewAdd Investment Adviser Pension consultant BlackRock Mexico Operador, S.A de C.V. Sociedad Operadora de Fondos de Inversion BlackRock Mexico Operador, S.A de C.V. Sociedad Operadora de Fondos de Inversion N N Y Mexico - National Commission for Banking and Securities O5 NewAdd Investment Adviser BlackRock Operations (Luxembourg) S.a r.l. BlackRock Operations (Luxembourg) S.a r.l. N N N NewAdd Investment Adviser SVOF/MM, LLC SVOF/MM, LLC N N Y Ireland - Central Bank of Ireland L2 NewAdd Investment Adviser Commodity pool operator Commodity trading advisor Tennenbaum Capital Partners, LLC Tennenbaum Capital Partners, LLC N N Y Ireland - Central Bank of Ireland L2 NewAdd Investment Company BLACKROCK CHINA A OPPORTUNIT INS BLACKROCK CHINA A OPPORTUNIT INS N Y N NewAdd Investment Company BLACKROCK CHINA A OPPORTUNIT INVK BLACKROCK CHINA A OPPORTUNIT INVK N Y N NewAdd Investment Company BLACKROCK GA DYNAMIC EQUITY K BLACKROCK GA DYNAMIC EQUITY K N Y N NewAdd Investment Company BLK EM EQUITY STRATEGIES FUND K BLK EM EQUITY STRATEGIES FUND K N Y N NewAdd Investment Company ESG U S AGGREGATE BD ESG U S AGGREGATE BD N Y N NewAdd Investment Company iShar Blbrg Rl Sel Cmty Str ETF Ag iShar Blbrg Rl Sel Cmty Str ETF Ag N Y N NewAdd Investment Company ISHARES EVOLVED U.S. CONSUME CL1 ISHARES EVOLVED U.S. CONSUME CL1 N Y N NewAdd Investment Company ISHARES EVOLVED US DISCRET CL1 ISHARES EVOLVED US DISCRET CL1 N Y N NewAdd Investment Company ISHARES EVOLVED US FINANCI CL1 ISHARES EVOLVED US FINANCI CL1 N Y N NewAdd Investment Company ISHARES EVOLVED US HEALTHC CL1 ISHARES EVOLVED US HEALTHC CL1 N Y N NewAdd Investment Company ISHARES EVOLVED US INNOVAT CL1 ISHARES EVOLVED US INNOVAT CL1 N Y N NewAdd Investment Company ISHARES EVOLVED US MEDIA A CL1 ISHARES EVOLVED US MEDIA A CL1 N Y N NewAdd Investment Company ISHARES GLOBAL GREEN BOND ET CL1 ISHARES GLOBAL GREEN BOND ET CL1 N Y N NewAdd Investment Company ISHARES GOLD STRATEGY ETF ISHARES GOLD STRATEGY ETF N Y N NewAdd Investment Company ISHARES INFLA HDGD CORP BOND ETF ISHARES INFLA HDGD CORP BOND ETF N Y N NewAdd Investment Company ISHS ST TIPS BND INDEX FD CLASS K ISHS ST TIPS BND INDEX FD CLASS K N Y N NewAdd Investment Company BLACKROCK EMERGING MARKETS BOND FU BLACKROCK EMERGING MARKETS BOND FU N Y N NewAdd Investment Company BLACKROCK EMERGING MARKETS LOCAL C BLACKROCK EMERGING MARKETS LOCAL C N Y N NewAdd Investment Company ISHARES ADAPTIVE CURRENCY HEDGED M ISHARES ADAPTIVE CURRENCY HEDGED M N Y N NewAdd Investment Company ISHARES ADAPTIVE CURRENCY HEDGED M ISHARES ADAPTIVE CURRENCY HEDGED M N Y N N N N N N N Y Y Y N Y N N N BlackRock Inc. 0001364742 Schedule B Item 1.I Location of Books and Records - For a more complete listing of the locations where some or all of the Applicant's books and records required to be kept under MSRB rules and SEC rules may be held, please see Section 1.L of Schedule D of BlackRock Financial Management, Inc.'s Form ADV. Item 6. A number of BlackRock US-registered investment adviser subsidiaries have been engaged as investment advisers to BlackRock-sponsored registered investment companies (RICs). Filings for these RICs are readily available on the SEC's website. To the extent that BlackRock seed capital represents less than 25% of the voting securities of any class of shares, these RICs are not considered controlled entities for purposes of this filing. Item 5.A.13 Other Business Activities, banking or thrift institution - Applicant is a national banking association which operates as a limited purpose trust company. Please refer to the Disclosure Occurrence # 1980974, for documentation pertaining to the incident reported under Section A (2) of Item 9. On June 21, 2018, Marc David Comerchero, BTC Chief Financial Officer was also appointed as the BTC Board of Director. N Y N N Y Y N Y Y Y Y N Y Y N N N N N Y N N N N N Y BlackRock Delaware Holdings, Inc. N 27-1037825 Sole Shareholder of Applicant 12-01-2009 E Y Derek Neville Stein Chief Executive Officer, Director 12-01-2009 NA Y 004382888 Anne Marie Petach Director 12-01-2009 NA Y 005569378 Jeffrey Craig Keil Director 06-28-2010 NA Y 002207040 Richard Michael Webb Director 06-28-2010 NA Y 002340571 Gerald Philip Andre Jr. Chief Compliance Officer 06-20-2012 NA Y 000000000 Andrew NMN Gidney Director and Chief Operating Officer 03-19-2014 NA Y 000000000 Marc David Comerchero Director and Chief Financial Officer 09-09-2015 NA Y 000000000 Jeanne Marie Belanger General Counsel 09-14-2016 NA Y 000000000 Matthew J Mallow Director 03-21-2018 NA Y 000000000 Linda NMN Adamany Director 03-21-2018 NA Y 000000000 BlackRock Holdco 2, Inc. BlackRock, Inc. Y 32-0174431 Sole Shareholder 09-29-2006 E Y BlackRock Financial Management, Inc. BlackRock Holdco 2, Inc. N 68-0635711 Sole Shareholder 09-29-2006 E Y BlackRock Holdco 4, LLC Blackrock Financial Management, Inc. N Sole Member 10-21-1994 E Y 000107105 BlackRock Holdco 5, LLC BlackRock Holdco 4, LLC N 27-1438207 Sole Member 12-01-2009 E Y BlackRock Holdco 6, LLC BlackRock Holdco 5, LLC N 27-1438320 Sole Member of 100% Preferred Shares 12-01-2009 E Y BlackRock Delaware Holdings, Inc. BlackRock Holdco 6, LLC N 27-1438468 Sole Shareholder 12-01-2009 E Y Add BlackRock Delaware Holdings, Inc. N 27-1037825 Sole Shareholder of Applicant 12-01-2009 E Y Add Derek Neville Stein Chief Executive Officer, Director 12-01-2009 NA Y 004382888 Add Anne Marie Petach Director 12-01-2009 NA Y 005569378 Add Jeffrey Craig Keil Director 06-28-2010 NA Y 002207040 Add Richard Michael Webb Director 06-28-2010 NA Y 002340571 Delete Gerald Philip Andre Jr. Chief Compliance Officer 06-20-2012 NA Y 000000000 Amend Andrew NMN Gidney Director and Chief Operating Officer 03-19-2014 NA Y 000000000 Amend Marc David Comerchero Director and Chief Financial Officer 09-09-2015 NA Y 000000000 Amend Jeanne Marie Belanger Chief Legal Officer 09-14-2016 NA Y 000000000 Amend Matthew J Mallow Director 03-21-2018 NA Y 000000000 Amend Linda NMN Adamany Director 03-21-2018 NA Y 000000000 NewAdd Arlene NMN Klein Chief Compliance Officer (Interim) 03-01-2019 NA Y 002281295 Add BlackRock Holdco 2, Inc. BlackRock, Inc. Y 32-0174431 Sole Shareholder 09-29-2006 E Y Add BlackRock Financial Management, Inc. BlackRock Holdco 2, Inc. N 68-0635711 Sole Shareholder 09-29-2006 E Y Add BlackRock Holdco 4, LLC Blackrock Financial Management, Inc. N Sole Member 10-21-1994 E Y 000107105 Add BlackRock Holdco 5, LLC BlackRock Holdco 4, LLC N 27-1438207 Sole Member 12-01-2009 E Y Add BlackRock Holdco 6, LLC BlackRock Holdco 5, LLC N 27-1438320 Sole Member of 100% Preferred Shares 12-01-2009 E Y Add BlackRock Delaware Holdings, Inc. BlackRock Holdco 6, LLC N 27-1438468 Sole Shareholder 12-01-2009 E Y 1 9-A2 KEVIN MCCLORY WALKER N 004863180 KEVIN MCCLORY WALKER 004863180 1980974 1 9-C1 9-C2 9-C4 9-C5 BlackRock Financial Management, Inc. Y 801-48433 BlackRock Financial Management, Inc. 000107105 38052 1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 40701 1 9-C2 9-C4 9-C5 9-C5 BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 40773 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 44326 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 41824 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 44785 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 41825 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 45861 1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 42388 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 45863 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 43608 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 40771 1 9-D2 9-D4 9-D5 BlackRock Investment Management (Taiwan) Limited N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 43113 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 40772 1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 45816 1 9-D2 BlackRock, Inc. N BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 42081 1 9-D1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 46849 9-C2 9-C4 9-C5 BLACKROCK FINANCIAL MANAGEMENT, INC. 000107105 47590 1 9-D2 BLK, Inc. N BlackRock Financial Management, Inc. 000107105 47842 1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 48982 1 9-C1 9-C2 9-C3 9-C4 9-C5 BlackRock Advisors, LLC Y 801-47710 BlackRock Advisors, LLC 000106614 73180 1 9-C2 9-C3 9-C4 9-C5 Bartholomew Angelo Battista N BlackRock Financial Management, Inc. 000107105 76180 1 9-C1 9-C2 9-C3 9-C4 9-C5 BlackRock Advisors, LLC Y 801-47710 BlackRock Financial Management, Inc. 000107105 76179 1 9-C1 9-C2 9-C3 9-C4 9-C5 BlackRock Advisors, LLC Y 801-47710 BlackRock Capital Management, Inc. 000108069 73179 2 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 114324 BlackRock, Inc. N BlackRock Financial Management, Inc. 000107105 114312 1 9-D2 BlackRock, Inc. N BlackRock Financial Management, Inc. 000107105 114310 1 9-C2 9-C4 9-C5 BlackRock Inc. N BlackRock Financial Management, Inc. 000107105 132000 1 9-C2 9-C4 9-C5 BlackRock Fund Advisors Y 801-48433 BlackRock Fund Advisors 000105247 133088 1 9-D1 9-D2 BlackRock Investment Management (UK) Limited Y 802-76129 BlackRock Investment Management (UK) Limited 000162379 136464 /s/ Andrew Gidney Andrew Gidney BTC Board of Director and Chief Operating Officer 03-29-2019 N N N N N Y Y Y N Y Y Y Y N N N N Y Y N N