SC 13D/A 1 sc13da306307cigi_02292024.htm AMENDMENT NO. 3 TO THE SCHEDULE 13D

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

(Rule 13d-101)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

§ 240.13d-2(a)

(Amendment No. 3)1

Colliers International Group Inc.

(Name of Issuer)

Subordinate Voting Shares, no par value

(Title of Class of Securities)

194693107

(CUSIP Number)

Jay S. Hennick

1140 Bay Street, Suite 4000

Toronto, Ontario, Canada M5S 2B4

416-960-9500

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

February 28, 2024

(Date of Event Which Requires Filing of This Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See § 240.13d-7 for other parties to whom copies are to be sent.

 

 

 

1              The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

CUSIP No. 194693107

  1   NAME OF REPORTING PERSON  
         
        JAY S. HENNICK  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        CANADA  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         6,548,681*  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          6,548,681*  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        6,548,681*  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        13.1%  
  14   TYPE OF REPORTING PERSON  
         
        IN  

  

* Includes 1,325,694 Multiple Voting Shares, each of which is convertible into one Subordinate Voting Share at any time at the election of the holder thereof.

2

CUSIP No. 194693107

  1   NAME OF REPORTING PERSON  
         
        HENSET CAPITAL INC.  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        CANADA  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         2,989,209*  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          2,989,209*  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        2,989,209*  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        6.0%  
  14   TYPE OF REPORTING PERSON  
         
        CO  

  

* Includes 1,325,694 Multiple Voting Shares, each of which is convertible into one Subordinate Voting Share at any time at the election of the holder thereof.

3

CUSIP No. 194693107

 

  1   NAME OF REPORTING PERSON  
         
        FSV SHARES LP  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        CANADA  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         3,172,858  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          3,172,858  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,172,858  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        6.3%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

  

4

CUSIP No. 194693107

 

  1   NAME OF REPORTING PERSON  
         
        2688845 ONTARIO INC.  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        CANADA  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         3,172,858  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          3,172,858  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        3,172,858  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        6.3%  
  14   TYPE OF REPORTING PERSON  
         
        CO  

  

5

CUSIP No. 194693107

 

  1   NAME OF REPORTING PERSON  
         
        FSV SHARES III LP  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        CANADA  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         355,214  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          355,214  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        355,214  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1.0%  
  14   TYPE OF REPORTING PERSON  
         
        PN  

  

6

CUSIP No. 194693107

 

  1   NAME OF REPORTING PERSON  
         
        2777613 ONTARIO INC.  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        CANADA  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         355,214  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          355,214  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        355,214  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1.0%  
  14   TYPE OF REPORTING PERSON  
         
        CO  

  

7

CUSIP No. 194693107

 

  1   NAME OF REPORTING PERSON  
         
        THE JAY & BARBARA HENNICK FAMILY FOUNDATION  
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☒
        (b) ☐
           
  3   SEC USE ONLY    
           
           
  4   SOURCE OF FUNDS  
         
        OO  
  5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)     ☐
       
           
  6   CITIZENSHIP OR PLACE OF ORGANIZATION  
         
        CANADA  
NUMBER OF   7   SOLE VOTING POWER  
SHARES          
BENEFICIALLY         - 0 -  
OWNED BY   8   SHARED VOTING POWER  
EACH          
REPORTING         31,400  
PERSON WITH   9   SOLE DISPOSITIVE POWER  
         
          - 0 -  
    10   SHARED DISPOSITIVE POWER  
           
          31,400  
  11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
         
        31,400  
  12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES     ☐
       
           
  13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)  
         
        Less than 1.0%  
  14   TYPE OF REPORTING PERSON  
         
        CO  

  

8

CUSIP No. 194693107

The following constitutes Amendment No. 3 to the Schedule 13D filed by the undersigned (this “Amendment No. 3”). This Amendment No.3 is being filed to add new Reporting Persons to the Schedule 13D, report a change in the total outstanding share capital of the Issuer, and update certain other information, as specifically set forth herein.

Item 2.Identity and Background.

Item 2 is hereby amended and restated to read as follows:

(a)This statement is filed by (i) Jay S. Hennick, (ii) Henset Capital Inc., an Ontario, Canada corporation (“Henset Capital”), of which Mr. Hennick serves as the sole director and the Chairman, Chief Executive Officer and President, (iii) FSV Shares LP (“FSV”), a limited partnership existing under the laws of the Province of Ontario, which is controlled by Mr. Hennick, (iv) 2688845 Ontario Inc. (“FSV GP”), an Ontario corporation of which Mr. Hennick is the sole director, Chairman and Chief Executive Officer, (v) FSV Shares III LP (“FSV III”), a limited partnership existing under the laws of the Province of Ontario, which is controlled by Mr. Hennick, (v) 2777613 Ontario Inc. (“FSV III GP”), an Ontario corporation of which Mr. Hennick is the sole director, President and Secretary, and (v) The Jay & Barbara Hennick Family Foundation, a Canadian non-for-profit corporation (the “Foundation”) of which Mr. Hennick serves as the President and a director. Each of the foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.” Each of the Reporting Persons is party to that certain Joint Filing Agreement, as further described in Item 6. Accordingly, the Reporting Persons are hereby filing a joint Schedule 13D.

Set forth on Schedule A annexed hereto (“Schedule A”) is the name and present principal business, occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted of the executive officers and directors of Henset Capital, FSV GP, FSV III GP and the Foundation.

(b)The principal business address of each of the Reporting Persons is 1140 Bay Street, Suite 4000 Toronto, Ontario, Canada M5S 2B4.
(c)The principal occupation of Mr. Hennick is serving as the Chairman and Chief Executive Officer of the Issuer and as the Chairman of the Board of FirstService Corporation. The principal business of Henset Capital is to act as a holding company for certain investments of Mr. Hennick. FSV is a holding investment partnership controlled by Mr. Hennick. FSV GP is the general partner of FSV. FSV III is a holding investment partnership controlled by Mr. Hennick. FSV III GP is the general partner of FSV III. The principal business of the Foundation is serving as a private charitable foundation.
(d)No Reporting Person, nor any person listed on Schedule A annexed hereto has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e)No Reporting Person, nor any person listed on Schedule A annexed hereto has, during the last five years, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
9

CUSIP No. 194693107

(f)Mr. Hennick and each of the persons listed on Schedule A annexed hereto is a citizen of Canada.
Item 3.Source and Amount of Funds or Other Consideration.

Item 3 is hereby amended to add the following:

As further described in Item 6 hereto, the Convertible Notes (as defined below) were fully converted or redeemed, and are no longer outstanding.

Item 5.Interest in Securities of the Issuer.

Items 5(a)-(c) are hereby amended and restated to read as follows:

The aggregate percentage of Shares reported owned by the Reporting Persons is based on 50,066,376 Shares outstanding, as of February 28, 2024, which consists of 46,246,182 Shares outstanding as of February 22, 2024, as reported in the Issuer’s Prospectus Supplement on Form F-10 filed with the Securities and Exchange Commission (“SEC”) on February 23, 2024, plus 2,479,500 Shares issued in a public offering as reported on the Issuer’s Form 6-K (the “6-K) filed with the SEC on February 28, 2024, plus 1,325,694 shares underlying the Multiple Voting Shares, plus 15,000 shares issued upon the exercise of stock options by certain optionholders (not including the Reporting Persons) under the Issuer’s stock option plan.

A.Mr. Hennick
(a)As a result of the relationships described in Item 2 hereof, Mr. Hennick may be deemed to beneficially own the (i) 2,989,209 Shares beneficially owned directly by Henset Capital, which includes 1,325,694 Multiple Voting Shares, each of which is convertible into one Share at any time at the election of the holder thereof, (ii) 3,172,858 Shares beneficially owned directly by FSV, (iii) 355,214 Shares beneficially owned directly by FSV III, and (iv) 31,400 Shares beneficially owned directly by the Foundation.

Percentage: Approximately 13.1%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 6,548,681
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 6,548,681

 

(c)Mr. Hennick has not entered into any transactions in the Shares during the past sixty (60) days.
B.Henset Capital
(a)As of the close of business on February 29, 2024, Henset Capital beneficially owned directly 2,989,209 Shares, which includes 1,325,694 Multiple Voting Shares, each of which is convertible into one Share at any time at the election of the holder thereof.

Percentage: Approximately 6.0%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 2,989,209
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 2,989,209

 

10

CUSIP No. 194693107

(c)Henset Capital has not entered into any transactions in the Shares during the past sixty (60) days.
C.FSV
(a)As of the close of business on February 29, 2024, FSV beneficially owned directly 3,172,858 Shares.

Percentage: Approximately 6.3%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,172,858
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,172,858

 

(c)FSV has not entered into any transactions in the Shares during the past sixty (60) days.
D.FSV GP
(a)As a result of the relationship described in Item 2 hereof, FSV GP is deemed to beneficially own 3,172,858 Shares.

Percentage: Approximately 6.3%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 3,172,858
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 3,172,858

 

(c)FSV GP has not entered into any transactions in the Shares during the past sixty (60) days.
E.FSV III
(a)As of the close of business on February 29, 2024, FSV III beneficially owned directly 355,214 Shares.

Percentage: Less than 1.0%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 355,214
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 355,214

 

(c)FSV III has not entered into any transactions in the Shares during the past sixty (60) days.
F.FSV III GP
(a)As a result of the relationship described in Item 2 hereof, FSV III GP is deemed to beneficially own 355,214 Shares.

11

CUSIP No. 194693107

Percentage: Less than 1.0%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 355,214
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 355,214

 

(c)FSV III GP has not entered into any transactions in the Shares during the past sixty (60) days.
F.Foundation
(a)As of the close of business on February 29, 2024, the Foundation beneficially owned directly 31,400 Shares

Percentage: Less than 1.0%

(b)1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 31,400
3. Sole power to dispose or direct the disposition: 0
4. Shared power to dispose or direct the disposition: 31,400

 

(c)The Foundation has not entered into any transactions in the Shares during the past sixty (60) days.
Item 6.Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

Item 6 is hereby amended to add the following:

The Convertible Notes were fully converted or redeemed pursuant to their terms on or after June 1, 2023, and are no longer outstanding.

On March 1, 2024, the Reporting Persons entered into a Joint Filing Agreement in which the Reporting Persons agreed to the joint filing on behalf of each of them of statements on Schedule 13D with respect to the securities of the Issuer to the extent required by applicable law. The Joint Filing Agreement is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 7.Material to be Filed as Exhibits.

Item 7 is hereby amended to add the following:

99.1Joint Filing Agreement by and among Jay S. Hennick, Henset Capital Inc., FSV Shares LP, 2688845 Ontario Inc., FSV Shares III LP, 2777613 Ontario Inc., and The Jay & Barbara Hennick Family Foundation, dated March 1, 2024.

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CUSIP No. 194693107

SIGNATURES

After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: March 1, 2024

  HENSET CAPITAL INC.
   
  By:

/s/ Jay S. Hennick

    Name: Jay S. Hennick
    Title: Chief Executive Officer and President

 

 

  FSV SHARES LP
   
  By: 2688845 Ontario Inc., its general partner
   
  By:

/s/ Jay S. Hennick

    Name: Jay S. Hennick
    Title: Chairman and CEO

 

 

  FSV SHARES III LP
   
  By: 2777613 Ontario Inc., its general partner
   
  By:

/s/ Jay S. Hennick

    Name: Jay S. Hennick
    Title: President and Secretary

 

 

  2688845 ONTARIO INC.
   
  By:

/s/ Jay S. Hennick

    Name: Jay S. Hennick
    Title: Chairman and CEO

 

 

  2777613 ONTARIO INC.
   
  By:

/s/ Jay S. Hennick

    Name: Jay S. Hennick
    Title: President and Secretary

 

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CUSIP No. 194693107

  THE JAY & BARBARA HENNICK FAMILY FOUNDATION
   
  By:

/s/ Jay S. Hennick

    Name: Jay S. Hennick
    Title: President

 

14

CUSIP No. 194693107

SCHEDULE A

Director and Officers of Henset Capital Inc.

Name and Position Principal Occupation Principal Business Address
Jay Hennick
Sole director, Chairman, CEO and President
See Item 2 See Item 2
Jonathan Ng
Vice President, Finance
Vice President, Finance, of Hennick & Company Inc. 1140 Bay Street, Suite 4000
Toronto, Ontario,
Canada M5S 2B4
Barbara Hennick
Executive Vice President
Secretary of The Jay and Barbara Hennick Family Foundation 1140 Bay Street, Suite 4000
Toronto, Ontario,
Canada M5S 2B4
Bradley M. Hennick
Vice President
Managing Director and Secretary of Hennick & Company, Inc. 1140 Bay Street, Suite 4000
Toronto, Ontario,
Canada M5S 2B4
Lynda Cralli
Secretary
Assistant Secretary of both Colliers International Group Inc. and FirstService Corporation 1140 Bay Street, Suite 4000
Toronto, Ontario,
Canada M5S 2B4

 

Director and Officers of 2688845 Ontario Inc.

Name and Position Principal Occupation Principal Business Address
Jay Hennick
Sole Director, Chairman and CEO
See Item 2 See Item 2
Bradley M. Hennick
Vice President
Managing Director and Chief Executive Officer of Hennick & Company Inc. 1140 Bay Street,
Suite 4000
Toronto, Ontario,
Canada M5S 2B4
Jonathan Ng
Vice President, Finance
Vice President, Finance, of Hennick & Company Inc. 1140 Bay Street,
Suite 4000
Toronto, Ontario,
Canada M5S 2B4

 

 

CUSIP No. 194693107

Director and Officers of 2777613 Ontario, Inc.

Name and Position Principal Occupation Principal Business Address
Jay Hennick
Sole Director, President and Secretary
See Item 2 See Item 2

 

Director and Officers of The Jay & Barbara Hennick Family Foundation

Name and Position Principal Occupation Principal Business Address
Jay Hennick
President and Director
See Item 2 See Item 2
Barbara Hennick
Secretary and Director
Secretary of The Jay and Barbara Hennick Family Foundation 1140 Bay Street,
Suite 4000
Toronto, Ontario,
Canada M5S 2B4
Bradley M. Hennick
Director
Managing Director and Secretary of Hennick & Company, Inc. 1140 Bay Street,
Suite 4000
Toronto, Ontario,
Canada M5S 2B4