0001214659-19-006142.txt : 20191001 0001214659-19-006142.hdr.sgml : 20191001 20191001180951 ACCESSION NUMBER: 0001214659-19-006142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190927 FILED AS OF DATE: 20191001 DATE AS OF CHANGE: 20191001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ROBERT O CENTRAL INDEX KEY: 0000091335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12711 FILM NUMBER: 191130258 MAIL ADDRESS: STREET 1: DIGITAL POWER CORPORATION STREET 2: 41920 CHRISTY STREET CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DPW Holdings, Inc. CENTRAL INDEX KEY: 0000896493 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941721931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 SHIPYARD WAY STREET 2: SUITE E CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: (949) 444-5464 MAIL ADDRESS: STREET 1: 201 SHIPYARD WAY STREET 2: SUITE E CITY: NEWPORT BEACH STATE: CA ZIP: 92663 FORMER COMPANY: FORMER CONFORMED NAME: DIGITAL POWER CORP DATE OF NAME CHANGE: 19960823 4 1 marketforms-45874.xml PRIMARY DOCUMENT X0306 4 2019-09-27 0000896493 DPW Holdings, Inc. DPW 0000091335 SMITH ROBERT O 201 SHIPARD WAY SUITE E NEWPORT BEACH CA 92663 true false false false Common Stock 2019-09-27 4 S false 54 2.286 D 55 D Series C Preferred Stock 480.00 2019-09-27 4 C false 10833 D 2017-05-30 Common Stock 54 0 D On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C Preferred Stock. Each share of Series C Preferred Stock has a stated value of $2.40 and, at the time of issuance, had a conversion price of $0.60. The conversion price of the shares of Series C Preferred Stock has been adjusted to reflect the Issuer's Reverse Stock Split with a ratio of one-for-twenty, which became effective on March 14, 2019, and the Issuer's Reverse Stock Split with a ratio of one-for-forty, which became effective on August 5, 2019. The 10,833 shares of Series C Preferred Stock have an aggregate stated value of $26,000, which upon conversion resulted in the issuance of 54 shares of common stock. Not applicable. /s/ Robert O. Smith 2019-10-01