0001214659-19-006142.txt : 20191001
0001214659-19-006142.hdr.sgml : 20191001
20191001180951
ACCESSION NUMBER: 0001214659-19-006142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190927
FILED AS OF DATE: 20191001
DATE AS OF CHANGE: 20191001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH ROBERT O
CENTRAL INDEX KEY: 0000091335
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12711
FILM NUMBER: 191130258
MAIL ADDRESS:
STREET 1: DIGITAL POWER CORPORATION
STREET 2: 41920 CHRISTY STREET
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DPW Holdings, Inc.
CENTRAL INDEX KEY: 0000896493
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941721931
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 SHIPYARD WAY
STREET 2: SUITE E
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92663
BUSINESS PHONE: (949) 444-5464
MAIL ADDRESS:
STREET 1: 201 SHIPYARD WAY
STREET 2: SUITE E
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92663
FORMER COMPANY:
FORMER CONFORMED NAME: DIGITAL POWER CORP
DATE OF NAME CHANGE: 19960823
4
1
marketforms-45874.xml
PRIMARY DOCUMENT
X0306
4
2019-09-27
0000896493
DPW Holdings, Inc.
DPW
0000091335
SMITH ROBERT O
201 SHIPARD WAY SUITE E
NEWPORT BEACH
CA
92663
true
false
false
false
Common Stock
2019-09-27
4
S
false
54
2.286
D
55
D
Series C Preferred Stock
480.00
2019-09-27
4
C
false
10833
D
2017-05-30
Common Stock
54
0
D
On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C Preferred Stock. Each share of Series C Preferred Stock has a stated value of $2.40 and, at the time of issuance, had a conversion price of $0.60.
The conversion price of the shares of Series C Preferred Stock has been adjusted to reflect the Issuer's Reverse Stock Split with a ratio of one-for-twenty, which became effective on March 14, 2019, and the Issuer's Reverse Stock Split with a ratio of one-for-forty, which became effective on August 5, 2019. The 10,833 shares of Series C Preferred Stock have an aggregate stated value of $26,000, which upon conversion resulted in the issuance of 54 shares of common stock.
Not applicable.
/s/ Robert O. Smith
2019-10-01