0001140361-14-046760.txt : 20141230
0001140361-14-046760.hdr.sgml : 20141230
20141230205719
ACCESSION NUMBER: 0001140361-14-046760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141229
FILED AS OF DATE: 20141230
DATE AS OF CHANGE: 20141230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AFFYMETRIX INC
CENTRAL INDEX KEY: 0000913077
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770319159
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3420 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
BUSINESS PHONE: 4087315000
MAIL ADDRESS:
STREET 1: 3420 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wood Gavin
CENTRAL INDEX KEY: 0001577539
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-28218
FILM NUMBER: 141317124
MAIL ADDRESS:
STREET 1: 3420 CENTRAL EXPRESSWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95051
4
1
doc1.xml
FORM 4
X0306
4
2014-12-29
0
0000913077
AFFYMETRIX INC
AFFX
0001577539
Wood Gavin
C/O AFFYMETRIX, INC.
3420 CENTRAL EXPRESSWAY
SANTA CLARA
CA
95051
0
1
0
0
EVP, Chief Financial Officer
Common Stock
2014-12-29
4
M
0
2000
8.71
A
59296
D
Common Stock
2014-12-29
4
M
0
5000
2.97
A
64296
D
Common Stock
2014-12-29
4
M
0
4900
4.22
A
69196
D
Common Stock
2014-12-29
4
M
0
3900
5.31
A
73096
D
Common Stock
2014-12-29
4
S
0
18734
10.20
D
54362
D
Option to Purchase Common Stock
8.71
2014-12-29
4
M
0
2000
0
D
2015-08-21
Common Stock
2000
0
D
Option to Purchase Common Stock
2.97
2014-12-29
4
M
0
5000
0
D
2016-02-19
Common Stock
5000
0
D
Option to Purchase Common Stock
4.22
2014-12-29
4
M
0
4900
0
D
2017-08-19
Common Stock
4900
0
D
Option to Purchase Common Stock
5.31
2014-12-29
4
M
0
3900
0
D
2018-02-17
Common Stock
3900
1300
D
Sold pursuant to a 10b5-1 Trading Plan.
These sales were executed in multiple trades at prices ranging from $10.15 to $10.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Stock option became exercisable in equal annual installments over four years from the grant date of August 21, 2008.
Stock option became exercisable in equal annual installments over four years from the grant date of February 19, 2009.
Stock option became exercisable in equal annual installments over four years from the grant date of August 19, 2010.
Stock option becomes exercisable in equal annual installments over four years from the grant date of February 17, 2011.
/s/ Siang H.Chin, Attorney-in-Fact for Gavin Wood
2014-12-30