0001140361-14-046760.txt : 20141230 0001140361-14-046760.hdr.sgml : 20141230 20141230205719 ACCESSION NUMBER: 0001140361-14-046760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141229 FILED AS OF DATE: 20141230 DATE AS OF CHANGE: 20141230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMETRIX INC CENTRAL INDEX KEY: 0000913077 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770319159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087315000 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wood Gavin CENTRAL INDEX KEY: 0001577539 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-28218 FILM NUMBER: 141317124 MAIL ADDRESS: STREET 1: 3420 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 doc1.xml FORM 4 X0306 4 2014-12-29 0 0000913077 AFFYMETRIX INC AFFX 0001577539 Wood Gavin C/O AFFYMETRIX, INC. 3420 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 EVP, Chief Financial Officer Common Stock 2014-12-29 4 M 0 2000 8.71 A 59296 D Common Stock 2014-12-29 4 M 0 5000 2.97 A 64296 D Common Stock 2014-12-29 4 M 0 4900 4.22 A 69196 D Common Stock 2014-12-29 4 M 0 3900 5.31 A 73096 D Common Stock 2014-12-29 4 S 0 18734 10.20 D 54362 D Option to Purchase Common Stock 8.71 2014-12-29 4 M 0 2000 0 D 2015-08-21 Common Stock 2000 0 D Option to Purchase Common Stock 2.97 2014-12-29 4 M 0 5000 0 D 2016-02-19 Common Stock 5000 0 D Option to Purchase Common Stock 4.22 2014-12-29 4 M 0 4900 0 D 2017-08-19 Common Stock 4900 0 D Option to Purchase Common Stock 5.31 2014-12-29 4 M 0 3900 0 D 2018-02-17 Common Stock 3900 1300 D Sold pursuant to a 10b5-1 Trading Plan. These sales were executed in multiple trades at prices ranging from $10.15 to $10.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Stock option became exercisable in equal annual installments over four years from the grant date of August 21, 2008. Stock option became exercisable in equal annual installments over four years from the grant date of February 19, 2009. Stock option became exercisable in equal annual installments over four years from the grant date of August 19, 2010. Stock option becomes exercisable in equal annual installments over four years from the grant date of February 17, 2011. /s/ Siang H.Chin, Attorney-in-Fact for Gavin Wood 2014-12-30