-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LViCIVoAhA89LrxNrVxcEes2ZCPRqcecF0zD9cMKOEXUsP9qm0v8KUFdQzVlP9Pc OHyqDhBfwOwuUk9wrVFszg== 0001209191-10-024557.txt : 20100430 0001209191-10-024557.hdr.sgml : 20100430 20100430164935 ACCESSION NUMBER: 0001209191-10-024557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100427 FILED AS OF DATE: 20100430 DATE AS OF CHANGE: 20100430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Salter Andrew CENTRAL INDEX KEY: 0001490758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29079 FILM NUMBER: 10788283 MAIL ADDRESS: STREET 1: 333 SOUTH GRAND AVENUE STREET 2: 28TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 4 1 c00015_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-04-27 0000913015 REGENT COMMUNICATIONS INC RGCI 0001490758 Salter Andrew 333 SOUTH GRAND AVENUE 28TH FLOOR LOS ANGELES CA 90071 1 0 1 0 Common Stock 2010-04-27 4 S 0 1000 A 1000 I By: Regent Holdings LLC On March 1, 2010, Regent Communcations, Inc. and certain of its subsidiaries filed their Joint Plan of Reorganiziation Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan") in the United States Bankruptcy Court for the District of Delaware. Pursuant to the Plan, certain holders of first lien claims exchanged their debt claims for equity in the Company. This equity was then exchanged for equity in Regent Holdings, LLC. The shares of Regent Communications, Inc. reported in Table I are owned directly by Regent Holdings, LLC. OCM Principal Opportunities Fund IV AIF (Delaware), L.P.("Fund IV") is the principal unitholder of Regent Holdings, LLC. Oaktree Capital Management, L.P. ("Oaktree") is the investment manager of Fund IV. As a result, Oaktree may be deemed to have beneficial ownership of the shares held directly by Regent Holdings, LLC. The reporting person is a Managing Director of Oaktree, a registered investment adviser under the Investment Advisers Act of 1940, as amended. By virtue of being a managing director of Oaktree, the reporting person may be deemed to have or share beneficial ownership of the shares beneficially owned by Fund IV. The reporting person disclaims beneficial ownership of these securities and the filing of this Form 4 shall not be construed as an admission that such person is the beneficial owner of any securities covered by this Form 4, except t o the extent of any indirect pecuniary interest therein. /s/ Andrew Salter 2010-04-30 -----END PRIVACY-ENHANCED MESSAGE-----