EX-1.01 2 exhibit101cmr2016.htm EXHIBIT 1.01 Exhibit


EXHIBIT 1.01
CONFLICT MINERALS REPORT FOR WEST MARINE INC.
 
Filed in accordance with Rule 13p-1 under the Securities and Exchange Act of 1934

This Conflict Minerals Report (“Report”) of West Marine Inc. (“West Marine”, the “Company", “we”, “us” or “our”) is filed with the Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), and prepared in accordance with the instructions to Form SD for the reporting period from January 1, 2015 to December 31, 2015 (the “Reporting Period”).

Company Overview

The Company was founded in 1968 by a sailor and has grown to become the largest omni-channel specialty retailer exclusively offering boating supplies, gear, apparel, footwear and other waterlife-related products. Our customers include boat owners, professional marine service providers, and those new to West Marine who enjoy recreational time on or around the water.

Product and Filing Overview

The Company is filing this Conflict Minerals Report for the year ended December 31, 2015, because it has reason to believe (based on its reasonable country of origin inquiry) that certain of the products that it contracts to manufacture contain necessary Conflict Minerals that originated in the Democratic Republic of the Congo or an adjoining country.

As a result of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), the SEC adopted Rule 13p-1 in 2012, instituting reporting and disclosure requirements for SEC registrants who manufacture or contract to manufacture products containing conflict minerals (as defined below) which are necessary to the functionality or production of such products. Form SD defines “Conflict Minerals” as: ‘(i)(a) columbite-tantalite, (b) cassiterite, (c) gold and (d) wolframite, or their derivatives, which are currently limited to tantalum, tin and tungsten; or (ii) any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an “adjoining country,” as such term is defined in Form SD (collectively, the “Covered Countries”)’.

The Company is a retailer and does not directly manufacture any of the products that it sells; however it does contract to manufacture products in which Conflict Minerals may be necessary to the functionality or production of those products. The Company contracts to manufacture footwear, clothing, tools and light boating equipment, home products/gifts, fishing products, and power sports and water accessories that contain necessary metallic forms of Conflict Minerals. The Company does not directly source any Conflict Minerals for use in the products it contracts to manufacture.

Pursuant to Rule 13p-1, If any Conflict Minerals, as defined by Form SD, are necessary to the functionality or production of a product manufactured by a registrant or contracted by the registrant to be manufactured and are required to be reported in the calendar year covered by the specialized disclosure report, the registrant must conduct a good faith reasonable country of origin inquiry (“RCOI”) regarding Conflict Minerals that is reasonably designed to determine whether any of the Conflict Minerals originated in one of the Covered Countries.

The Company has an established process for scoping and evaluating the lines of products contracted to be manufactured by the Company on a product-by-product basis to determine which contain Conflict Minerals that are “necessary to the functionality or production” of the product (the “In Scope Products”). 154 of the Company’s Tier 1 suppliers (the “Suppliers”) were identified as having In Scope Products subject to the RCOI inquiry.

Reasonable Country of Origin Inquiry


1



The Company conducted its RCOI on the In Scope Products to determine the presence and source of any Conflict Minerals used in the In Scope Products. To implement the RCOI process, the Company conducted a supply-chain survey of its Suppliers using the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template (CMRT) of level 3.0 or higher. Suppliers were offered two options to submit the required information, either by uploading the CMRT in MS Excel format or by completing an online survey version of the template.

Suppliers were also given access to an online reference and resource center where they could review supporting regulations and frequently asked questions (FAQs) concerning 3TG mineral tracing. The Supplier Resource Center was provided as an educational tool to facilitate a deeper understanding of the program and education as to why the information is being requested.

Following the initial introduction to the program and information request, up to six reminder emails were sent to each non-responsive supplier requesting survey completion.

Suppliers who remained non-responsive to these email reminders were contacted by telephone and offered assistance. This assistance included, but was not limited to, further information about the Conflict Minerals Compliance Program, an explanation of why the information was being collected, a review of how the information would be used and clarification regarding how the requested information needed could be provided.

Supplier responses were evaluated to identify “quality control” flags based on various issues including things such as (a) listing smelters or refiners for an unused metal, (b) not providing information about the metal used, (c) inconsistent responses to the questionnaire, (d) a lack of data for sub suppliers, or (e) a response indicating 100% of the 3TG for products covered by the declaration originates from scrap/recycled sources, but one or more smelters or refiners listed are not known to be exclusive recyclers.

The Company’s survey response rate was 70%. Of these responding, 19% indicated one or more of the regulated metals (3TG) was necessary to the functionality or production of the products they supply to West Marine.

Due Diligence

Design of Due Diligence Measures

The Company conducted a due diligence review of its supply chain as required by Rule 13p-1. In accordance with the guidance set out in the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals for Conflict-Affected and High-Risk Areas, including Supplements on Tin, Tantalum and Tungsten, and the Gold Supplement (Second Edition 2013) (the “Guidance”), the Company has established a five-step process which includes: (1) establishment of strong company management systems; (2) identification and assessment of supply chain risk; (3) development and implementation of a risk response strategy; (4) third-party audit of our due diligence practices, as may be required; and (5) preparation of an annual report on supply chain due diligence.

Due Diligence Measures Performed

The Company relied upon the following internationally accepted audit standards to determine whether the smelters or refiners in its supply chain source Conflict Minerals from the Covered Countries: the CFSI Conflict-Free Smelter Program, the London Bullion Market Association Good Delivery Program and the Responsible Jewelry Council Chain-of-Custody Certification Tungsten Industry - Conflict Minerals Council concerning their independent third-party audits of smelters and refiners. 923 smelters or refiners were identified, of which 88% have been certified conflict free (see attached appendix to this Exhibit 1.01 to Form SD).

Further investigation was conducted on Suppliers perceived to be high risk. For those supply chains with smelters or refiners that are known or thought to be sourcing from the DRC, additional investigation is needed to determine the source and chain-of-custody of the regulated metals. If the smelter or refiners is not certified by these internationally-recognized schemes, an attempt is made to contact the smelters or refiners to gain more information about their sourcing

2



practices, including countries of origin and transfer, and whether there are any internal due diligence procedures in place or other processes the smelters or refiners takes to track the chain-of-custody on the source of its mineral ores. Relevant information to review includes: whether the smelter or refiner has a documented, effective and communicated conflict-free policy, an accounting system to support a mass balance of materials processed, and traceability documentation. Outside sources of information regarding the smelters’ or refiners’ sourcing practices were also used where available via internet searches. Additionally, up to three contact attempts were made to smelters or refiners to gather information on mine country of origin and sourcing practices.

The status of responses of each Supplier were provided to the Company’s merchant team and the Company’s Senior Management team, and included status updates on monitoring and tracking corrective action and risk mitigation efforts.

Future Measures

The Company will continue to refine its systems for identifying relevant suppliers and obtaining additional and more reliable information from each such supplier regarding such supplier’s supply chain. The Company continues to communicate its expectations and information requirements to its Suppliers and will continue to undertake additional fact and risk assessments as necessary. The Company remains committed to implementing processes to improve the quantity and quality of Supplier responses, verify Supplier responses provided, and evaluate new product lines as developed to eliminate the introduction of Conflict Minerals into the supply chain where possible.




3



Appendix 1 to Exhibit 1.01 of Form SD

Metal
Official Smelter Name*
Smelter Country
Country of Origin
Certified Smelter*
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
Uzbekistan
Uzbekistan
YES
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
Uzbekistan
China
YES
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
Uzbekistan
Mexico
YES
Gold
Navoi Mining and Metallurgical Combinat
Uzbekistan
Uzbekistan
YES
Gold
Navoi Mining and Metallurgical Combinat
Uzbekistan
Uzbekistan
YES
Gold
Navoi Mining and Metallurgical Combinat
Uzbekistan
Indonesia
YES
Gold
Navoi Mining and Metallurgical Combinat
Uzbekistan
United States
YES
Gold
Matsuda Sangyo Co., Ltd.
Japan
United States
YES
Gold
Matsuda Sangyo Co., Ltd.
Japan
Indonesia
YES
Gold
Matsuda Sangyo Co., Ltd.
Japan
China
YES
Gold
Matsuda Sangyo Co., Ltd.
Japan
Canada
YES
Gold
Matsuda Sangyo Co., Ltd.
Japan
Australia
YES
Gold
Matsuda Sangyo Co., Ltd.
Japan
Hong Kong
YES
Gold
Matsuda Sangyo Co., Ltd.
Japan
Japan
YES
Gold
Matsuda Sangyo Co., Ltd.
Japan
United Kingdom
YES
Gold
So Accurate Group, Inc.
United States
Thailand
NO
Gold
So Accurate Group, Inc.
United States
China
NO
Gold
So Accurate Group, Inc.
United States
United States
NO
Gold
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
Mexico
China
YES
Gold
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
Mexico
Mexico
YES
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
Russia
Russia
YES
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
Russia
Germany
YES
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
Russia
Taiwan
YES
Gold
Solar Applied Materials Technology Corp.
Taiwan
China
YES
Gold
Solar Applied Materials Technology Corp.
Taiwan
Canada
YES
Gold
Solar Applied Materials Technology Corp.
Taiwan
Hong Kong
YES
Gold
Solar Applied Materials Technology Corp.
Taiwan
Taiwan
YES
Gold
Solar Applied Materials Technology Corp.
Taiwan
United States
YES
Gold
Gansu Seemine Material Hi-Tech Co Ltd
China
China
NO
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
China
No known country of origin.
NO
Gold
Metalor Technologies (Hong Kong) Ltd.
China
Japan
YES
Gold
Metalor Technologies (Hong Kong) Ltd.
China
United States
YES
Gold
Metalor Technologies (Hong Kong) Ltd.
China
Australia
YES
Gold
Metalor Technologies (Hong Kong) Ltd.
China
China
YES
Gold
Metalor Technologies (Hong Kong) Ltd.
China
Peru
YES
Gold
Metalor Technologies (Hong Kong) Ltd.
China
Switzerland
YES
Gold
Metalor Technologies (Hong Kong) Ltd.
China
Hong Kong
YES
Gold
Metalor Technologies (Singapore) Pte., Ltd.
Singapore
China
YES
Gold
Metalor Technologies (Singapore) Pte., Ltd.
Singapore
Singapore
YES
Gold
Metalor Technologies (Singapore) Pte., Ltd.
Singapore
Switzerland
YES
Gold
Metalor Technologies SA
Switzerland
Canada
YES
Gold
Metalor Technologies SA
Switzerland
Hong Kong
YES
Gold
Metalor Technologies SA
Switzerland
Sweden
YES
Gold
Metalor Technologies SA
Switzerland
China
YES
Gold
Metalor Technologies SA
Switzerland
Switzerland
YES

4



Gold
Metalor Technologies SA
Switzerland
United Kingdom
YES
Gold
Metalor Technologies SA
Switzerland
United States
YES
Gold
Metalor USA Refining Corporation
United States
Canada
YES
Gold
Metalor USA Refining Corporation
United States
China
YES
Gold
Metalor USA Refining Corporation
United States
Switzerland
YES
Gold
Metalor USA Refining Corporation
United States
United States
YES
Gold
Metalor USA Refining Corporation
United States
Mexico
YES
Gold
Asahi Refining Canada Limited
Canada
No known country of origin.
YES
Gold
Aida Chemical Industries Co., Ltd.
Japan
Peru
YES
Gold
Aida Chemical Industries Co., Ltd.
Japan
Portugal
YES
Gold
Aida Chemical Industries Co., Ltd.
Japan
Canada
YES
Gold
Aida Chemical Industries Co., Ltd.
Japan
Spain
YES
Gold
Aida Chemical Industries Co., Ltd.
Japan
Bolivia
YES
Gold
Aida Chemical Industries Co., Ltd.
Japan
Japan
YES
Gold
Aida Chemical Industries Co., Ltd.
Japan
Recycle/Scrap
YES
Gold
Dowa
Canada
No known country of origin.
NO
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
Germany
Thailand
YES
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
Germany
Germany
YES
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
Germany
Recycle/Scrap
YES
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
Germany
Japan
YES
Gold
Mitsubishi Materials Corporation
Japan
Canada
YES
Gold
Mitsubishi Materials Corporation
Japan
Chile
YES
Gold
Mitsui Mining & Smelting
Japan
Canada
YES
Gold
Mitsui Mining & Smelting
Japan
Australia
YES
Gold
Mitsui Mining & Smelting
Japan
China
YES
Gold
Mitsui Mining & Smelting
Japan
Japan
YES
Gold
Sumitomo Metal Mining Co., Ltd.
Japan
Japan
YES
Gold
Sumitomo Metal Mining Co., Ltd.
Japan
Indonesia
YES
Gold
Sumitomo Metal Mining Co., Ltd.
Japan
Chile
YES
Gold
Moscow Special Alloys Processing Plant
Russia
Russia
YES
Gold
AngloGold Ashanti Córrego do Sítio Mineração
Brazil
Brazil
YES
Gold
AngloGold Ashanti Córrego do Sítio Mineração
Brazil
Australia
YES
Gold
AngloGold Ashanti Córrego do Sítio Mineração
Brazil
Brazil
YES
Gold
AngloGold Ashanti Córrego do Sítio Mineração
Brazil
South Africa
YES
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
Turkey
Turkey
YES
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
Turkey
Saudi Arabia
YES
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
Turkey
United Arab Emirates
YES
Gold
Guangdong Jinding Gold Limited
China
Taiwan
NO
Gold
Guangdong Jinding Gold Limited
China
China
NO
Gold
Guangdong Jinding Gold Limited
China
Australia
NO
Gold
Argor-Heraeus SA
Switzerland
China
YES
Gold
Argor-Heraeus SA
Switzerland
Hong Kong
YES
Gold
Argor-Heraeus SA
Switzerland
South Africa
YES
Gold
Argor-Heraeus SA
Switzerland
Chile
YES
Gold
Argor-Heraeus SA
Switzerland
Argentina
YES
Gold
Argor-Heraeus SA
Switzerland
Singapore
YES
Gold
Argor-Heraeus SA
Switzerland
Switzerland
YES
Gold
Asahi Pretec Corporation
Japan
Guinea
YES

5



Gold
Asahi Pretec Corporation
Japan
United States
YES
Gold
Asahi Pretec Corporation
Japan
Japan
YES
Gold
Asahi Pretec Corporation
Japan
Peru
YES
Gold
Asahi Pretec Corporation
Japan
Brazil
YES
Gold
Asahi Pretec Corporation
Japan
Chile
YES
Gold
Asahi Pretec Corporation
Japan
Singapore
YES
Gold
Asahi Pretec Corporation
Japan
Canada
YES
Gold
Asahi Pretec Corporation
Japan
Hong Kong
YES
Gold
Asahi Pretec Corporation
Japan
Australia
YES
Gold
Asahi Pretec Corporation
Japan
Argentina
YES
Gold
Asahi Pretec Corporation
Japan
Recycle/Scrap
YES
Gold
Asahi Pretec Corporation
Japan
Papua New Guinea
YES
Gold
Asahi Pretec Corporation
Japan
Mexico
YES
Gold
Asaka Riken Co., Ltd.
Japan
Japan
YES
Gold
Asaka Riken Co., Ltd.
Japan
Recycle/Scrap
YES
Gold
Asaka Riken Co., Ltd.
Japan
Armenia
YES
Gold
Asaka Riken Co., Ltd.
Japan
Mexico
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Australia
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
China
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Singapore
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Hong Kong
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
United Kingdom
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Uzbekistan
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Belgium
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Chile
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
South Africa
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Mexico
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Switzerland
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
United States
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Japan
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Canada
YES
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Malaysia
YES
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
Turkey
Turkey
NO
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
Turkey
Brazil
NO
Gold
Aurubis AG
Germany
United States
YES
Gold
Aurubis AG
Germany
Hong Kong
YES
Gold
Aurubis AG
Germany
Germany
YES
Gold
Aurubis AG
Germany
Recycle/Scrap
YES
Gold
Aurubis AG
Germany
China
YES
Gold
Nihon Material Co., Ltd.
Japan
Japan
YES
Gold
Nihon Material Co., Ltd.
Japan
Mozambique
YES
Gold
Nihon Material Co., Ltd.
Japan
Canada
YES
Gold
Nihon Material Co., Ltd.
Japan
Australia
YES
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Philippines
Canada
YES
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Philippines
Philippines
YES
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
China
China
NO
Gold
The Great Wall Gold and Silver Refinery of China
China
China
YES
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
China
China
YES
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
China
Peru
YES

6



Gold
Bauer Walser AG
Germany
Germany
NO
Gold
Heimerle + Meule GmbH
Germany
Philippines
YES
Gold
Heimerle + Meule GmbH
Germany
Austria
YES
Gold
Heimerle + Meule GmbH
Germany
Recycle/Scrap
YES
Gold
Heimerle + Meule GmbH
Germany
Hong Kong
YES
Gold
Heimerle + Meule GmbH
Germany
Germany
YES
Gold
Heimerle + Meule GmbH
Germany
Canada
YES
Gold
Heimerle + Meule GmbH
Germany
Jersey
YES
Gold
Heimerle + Meule GmbH
Germany
South Africa
YES
Gold
Heimerle + Meule GmbH
Germany
Australia
YES
Gold
Heimerle + Meule GmbH
Germany
Malaysia
YES
Gold
Heimerle + Meule GmbH
Germany
China
YES
Gold
Heimerle + Meule GmbH
Germany
Mozambique
YES
Gold
Heraeus Ltd. Hong Kong
China
Laos
YES
Gold
Heraeus Ltd. Hong Kong
China
Taiwan
YES
Gold
Heraeus Ltd. Hong Kong
China
Thailand
YES
Gold
Heraeus Ltd. Hong Kong
China
South Africa
YES
Gold
Heraeus Ltd. Hong Kong
China
Germany
YES
Gold
Heraeus Ltd. Hong Kong
China
Japan
YES
Gold
Heraeus Ltd. Hong Kong
China
Laos
YES
Gold
Heraeus Ltd. Hong Kong
China
Mozambique
YES
Gold
Heraeus Ltd. Hong Kong
China
Singapore
YES
Gold
Heraeus Ltd. Hong Kong
China
Peru
YES
Gold
Heraeus Ltd. Hong Kong
China
Switzerland
YES
Gold
Heraeus Ltd. Hong Kong
China
China
YES
Gold
Heraeus Ltd. Hong Kong
China
Philippines
YES
Gold
Heraeus Ltd. Hong Kong
China
Malaysia
YES
Gold
Heraeus Ltd. Hong Kong
China
Canada
YES
Gold
Heraeus Ltd. Hong Kong
China
Australia
YES
Gold
Heraeus Ltd. Hong Kong
China
France
YES
Gold
Heraeus Ltd. Hong Kong
China
Hong Kong
YES
Gold
Boliden AB
Sweden
Canada
YES
Gold
Boliden AB
Sweden
Sweden
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Bolivia
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Hong Kong
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Chile
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Peru
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
China
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Australia
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Jersey
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Germany
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Malaysia
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Switzerland
YES
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
United States
YES
Gold
Tokuriki Honten Co., Ltd.
Japan
Canada
YES
Gold
Tokuriki Honten Co., Ltd.
Japan
United States
YES
Gold
Tokuriki Honten Co., Ltd.
Japan
Peru
YES
Gold
Tokuriki Honten Co., Ltd.
Japan
Chile
YES
Gold
Tokuriki Honten Co., Ltd.
Japan
China
YES

7



Gold
Tokuriki Honten Co., Ltd.
Japan
Australia
YES
Gold
Tokuriki Honten Co., Ltd.
Japan
Hong Kong
YES
Gold
Tokuriki Honten Co., Ltd.
Japan
Japan
YES
Gold
TongLing Nonferrous Metals Group Holdings Co., Ltd.
China
China
NO
Gold
Torecom
South Korea
South Korea
NO
Gold
C. Hafner GmbH + Co. KG
Germany
Germany
YES
Gold
Elemetal Refining, LLC
United States
Japan
YES
Gold
Elemetal Refining, LLC
United States
Kazakhstan
YES
Gold
Elemetal Refining, LLC
United States
Russia
YES
Gold
Elemetal Refining, LLC
United States
Brazil
YES
Gold
Elemetal Refining, LLC
United States
Hong Kong
YES
Gold
Elemetal Refining, LLC
United States
United States
YES
Gold
Elemetal Refining, LLC
United States
Philippines
YES
Gold
Elemetal Refining, LLC
United States
Indonesia
YES
Gold
Ohura Precious Metal Industry Co., Ltd.
Japan
Japan
YES
Gold
OJSC Kolyma Refinery
Russia
Russia
NO
Gold
OJSC Novosibirsk Refinery
Russia
Italy
YES
Gold
OJSC Novosibirsk Refinery
Russia
Russia
YES
Gold
OJSC Novosibirsk Refinery
Russia
Russia
YES
Gold
Caridad
Mexico
Mexico
NO
Gold
Caridad
Mexico
Bolivia
NO
Gold
Caridad
Mexico
Chile
NO
Gold
Caridad
Mexico
Japan
NO
Gold
Caridad
Mexico
China
NO
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
Russia
Russia
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Chile
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Argentina
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
DRC- Congo (Kinshasa)
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Germany
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
United States
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Australia
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Canada
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Switzerland
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Japan
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Peru
YES
Gold
CCR Refinery - Glencore Canada Corporation
Canada
Zambia
YES
Gold
Cendres + Métaux SA
Switzerland
Australia
NO
Gold
Cendres + Métaux SA
Switzerland
Recycle/Scrap
NO
Gold
Cendres + Métaux SA
Switzerland
Switzerland
NO
Gold
Cendres + Métaux SA
Switzerland
Germany
NO
Gold
Umicore Brasil Ltda.
Brazil
Brazil
YES
Gold
Umicore Brasil Ltda.
Brazil
Japan
YES
Gold
Umicore Precious Metals Thailand
Thailand
Thailand
YES
Gold
Umicore SA Business Unit Precious Metals Refining
Belgium
No known country of origin.
YES
Gold
Hunan Chenzhou Mining Co., Ltd.
China
No known country of origin.
NO
Gold
PAMP SA
Switzerland
Canada
YES
Gold
PAMP SA
Switzerland
Mexico
YES

8



Gold
PAMP SA
Switzerland
Hong Kong
YES
Gold
PAMP SA
Switzerland
Australia
YES
Gold
PAMP SA
Switzerland
South Africa
YES
Gold
PAMP SA
Switzerland
Switzerland
YES
Gold
United Precious Metal Refining, Inc.
United States
Belgium
YES
Gold
United Precious Metal Refining, Inc.
United States
Russia
YES
Gold
United Precious Metal Refining, Inc.
United States
China
YES
Gold
United Precious Metal Refining, Inc.
United States
Thailand
YES
Gold
United Precious Metal Refining, Inc.
United States
Canada
YES
Gold
United Precious Metal Refining, Inc.
United States
Australia
YES
Gold
United Precious Metal Refining, Inc.
United States
United States
YES
Gold
Penglai Penggang Gold Industry Co Ltd
China
China
NO
Gold
Hwasung CJ Co. Ltd
South Korea
Japan
NO
Gold
Hwasung CJ Co. Ltd
South Korea
Mexico
NO
Gold
Hwasung CJ Co. Ltd
South Korea
South Korea
NO
Gold
Hwasung CJ Co. Ltd
South Korea
Hong Kong
NO
Gold
Hwasung CJ Co. Ltd
South Korea
United States
NO
Gold
Hwasung CJ Co. Ltd
South Korea
Canada
NO
Gold
Hwasung CJ Co. Ltd
South Korea
Australia
NO
Gold
Chimet S.p.A.
Italy
Australia
YES
Gold
Chimet S.p.A.
Italy
Italy
YES
Gold
Chimet S.p.A.
Italy
Mexico
YES
Gold
Chimet S.p.A.
Italy
Recycle/Scrap
YES
Gold
Valcambi SA
Switzerland
Australia
YES
Gold
Valcambi SA
Switzerland
Taiwan
YES
Gold
Valcambi SA
Switzerland
Switzerland
YES
Gold
Valcambi SA
Switzerland
Japan
YES
Gold
Valcambi SA
Switzerland
Hong Kong
YES
Gold
Prioksky Plant of Non-Ferrous Metals
Russia
Russia
YES
Gold
Prioksky Plant of Non-Ferrous Metals
Russia
Russia
YES
Gold
Prioksky Plant of Non-Ferrous Metals
Russia
China
YES
Gold
Prioksky Plant of Non-Ferrous Metals
Russia
Australia
YES
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
China
Mongolia
YES
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
China
China
YES
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
China
Mexico
YES
Gold
Chugai Mining
Japan
Japan
NO
Gold
Chugai Mining
Japan
Japan
NO
Gold
Chugai Mining
Japan
Canada
NO
Gold
PT Aneka Tambang (Persero) Tbk
Indonesia
Indonesia
YES
Gold
PT Aneka Tambang (Persero) Tbk
Indonesia
Indonesia
YES
Gold
Western Australian Mint trading as The Perth Mint
Australia
Peru
YES
Gold
Western Australian Mint trading as The Perth Mint
Australia
China
YES
Gold
Western Australian Mint trading as The Perth Mint
Australia
Australia
YES
Gold
Western Australian Mint trading as The Perth Mint
Australia
Chile
YES
Gold
Western Australian Mint trading as The Perth Mint
Australia
South Korea
YES
Gold
Western Australian Mint trading as The Perth Mint
Australia
Guinea
YES
Gold
Western Australian Mint trading as The Perth Mint
Australia
Hong Kong
YES
Gold
Western Australian Mint trading as The Perth Mint
Australia
Australia
YES

9



Gold
Western Australian Mint trading as The Perth Mint
Australia
Bolivia
YES
Gold
Western Australian Mint trading as The Perth Mint
Australia
Papua New Guinea
YES
Gold
Ishifuku Metal Industry Co., Ltd.
Japan
No known country of origin.
YES
Gold
Istanbul Gold Refinery
Turkey
Turkey
YES
Gold
Japan Mint
Japan
Japan
YES
Gold
Jiangxi Copper Company Limited
China
Japan
YES
Gold
Jiangxi Copper Company Limited
China
China
YES
Gold
Jiangxi Copper Company Limited
China
United States
YES
Gold
Daejin Indus Co., Ltd.
South Korea
Japan
NO
Gold
Daejin Indus Co., Ltd.
South Korea
South Korea
NO
Gold
PX PrŽcinox SA
Switzerland
Australia
YES
Gold
PX PrŽcinox SA
Switzerland
Switzerland
YES
Gold
PX PrŽcinox SA
Switzerland
Canada
YES
Gold
PX PrŽcinox SA
Switzerland
Mozambique
YES
Gold
Daye Non-Ferrous Metals Mining Ltd.
China
China
NO
Gold
Yamamoto Precious Metal Co., Ltd.
Japan
Japan
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
Namibia
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
DRC- Congo (Kinshasa)
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
Ghana
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
Canada
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
Guinea
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
Mali
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
China
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
Hong Kong
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
South Africa
YES
Gold
Rand Refinery (Pty) Ltd.
South Africa
Tanzania
YES
Gold
DSC (Do Sung Corporation)
South Korea
Recycle/Scrap
NO
Gold
DSC (Do Sung Corporation)
South Korea
South Korea
NO
Gold
Asahi Refining USA Inc.
United States
Malaysia
YES
Gold
Asahi Refining USA Inc.
United States
Australia
YES
Gold
Asahi Refining USA Inc.
United States
Hong Kong
YES
Gold
Asahi Refining USA Inc.
United States
Canada
YES
Gold
Asahi Refining USA Inc.
United States
United States
YES
Gold
Asahi Refining USA Inc.
United States
China
YES
Gold
Yokohama Metal Co., Ltd.
Japan
Brazil
YES
Gold
Yokohama Metal Co., Ltd.
Japan
China
YES
Gold
Yokohama Metal Co., Ltd.
Japan
Malaysia
YES
Gold
Yokohama Metal Co., Ltd.
Japan
Japan
YES
Gold
DODUCO GmbH
Germany
Recycle/Scrap
YES
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Russia
Australia
YES
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Russia
Canada
YES
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Russia
Japan
YES
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Russia
Russia
YES
Gold
JSC Uralelectromed
Russia
Russia
YES
Gold
JX Nippon Mining & Metals Co., Ltd.
Japan
Chile
YES
Gold
Yunnan Copper Industry Co Ltd
China
China
NO
Gold
Kazzinc
Kazakhstan
Peru
YES
Gold
Kazzinc
Kazakhstan
Australia
YES

10



Gold
Kazzinc
Kazakhstan
Kazakhstan
YES
Gold
Kazzinc
Kazakhstan
Kazakhstan
YES
Gold
Royal Canadian Mint
Canada
Japan
YES
Gold
Royal Canadian Mint
Canada
Switzerland
YES
Gold
Royal Canadian Mint
Canada
Canada
YES
Gold
Royal Canadian Mint
Canada
Mexico
YES
Gold
Royal Canadian Mint
Canada
Guyana
YES
Gold
Royal Canadian Mint
Canada
Peru
YES
Gold
Royal Canadian Mint
Canada
Chile
YES
Gold
Royal Canadian Mint
Canada
Suriname
YES
Gold
Royal Canadian Mint
Canada
Germany
YES
Gold
Sabin Metal Corp.
United States
Canada
NO
Gold
Sabin Metal Corp.
United States
United States
NO
Gold
Sabin Metal Corp.
United States
China
NO
Gold
Kennecott Utah Copper LLC
United States
No known country of origin.
YES
Gold
Dowa
Japan
Japan
NO
Gold
Dowa
Japan
United States
NO
Gold
Dowa
Japan
Hong Kong
NO
Gold
Dowa
Japan
Canada
NO
Gold
Dowa
Japan
Mexico
NO
Gold
Dowa
Japan
Indonesia
NO
Gold
Dowa
Japan
Canada
NO
Gold
SAMWON METALS Corp.
South Korea
Australia
NO
Gold
SAMWON METALS Corp.
South Korea
South Korea
NO
Gold
SAMWON METALS Corp.
South Korea
Hong Kong
NO
Gold
SAMWON METALS Corp.
South Korea
China
NO
Gold
Kojima Chemicals Co., Ltd.
Japan
Japan
YES
Gold
Korea Metal Co. Ltd
South Korea
South Korea
NO
Gold
Korea Metal Co. Ltd
South Korea
Australia
NO
Gold
Korea Metal Co. Ltd
South Korea
Recycle/Scrap
NO
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Philippines
YES
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Canada
YES
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Thailand
YES
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Switzerland
YES
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Australia
YES
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
China
YES
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Mozambique
YES
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
China
China
YES
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
China
Mongolia
YES
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
China
Peru
YES
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
China
Tajikistan
YES
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
China
Tajikistan
YES
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
China
Kyrgyzstan
YES
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
China
Russia
YES
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
China
Papua New Guinea
YES
Gold
Schone Edelmetaal B.V.
Netherlands
Belgium
YES
Gold
Schone Edelmetaal B.V.
Netherlands
Netherlands
YES
Gold
Eco-System Recycling Co., Ltd.
Japan
Canada
YES
Gold
Eco-System Recycling Co., Ltd.
Japan
Recycle/Scrap
YES

11



Gold
Eco-System Recycling Co., Ltd.
Japan
Japan
YES
Gold
Eco-System Recycling Co., Ltd.
Japan
Bolivia
YES
Gold
SEMPSA Joyería Platería SA
Spain
Spain
YES
Gold
Kyrgyzaltyn JSC
Kyrgyzstan
Australia
YES
Gold
Kyrgyzaltyn JSC
Kyrgyzstan
Kyrgyzstan
YES
Gold
Kyrgyzaltyn JSC
Kyrgyzstan
Brazil
YES
Gold
L' azurde Company For Jewelry
Saudi Arabia
Canada
NO
Gold
L' azurde Company For Jewelry
Saudi Arabia
Taiwan
NO
Gold
L' azurde Company For Jewelry
Saudi Arabia
Japan
NO
Gold
L' azurde Company For Jewelry
Saudi Arabia
Australia
NO
Gold
L' azurde Company For Jewelry
Saudi Arabia
Saudi Arabia
NO
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
China
China
YES
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
China
United States
YES
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
China
Japan
YES
Gold
Lingbao Gold Company Ltd.
China
China
NO
Gold
LS-NIKKO Copper Inc.
South Korea
Chile
YES
Gold
LS-NIKKO Copper Inc.
South Korea
United States
YES
Gold
LS-NIKKO Copper Inc.
South Korea
Kazakhstan
YES
Gold
LS-NIKKO Copper Inc.
South Korea
Peru
YES
Gold
LS-NIKKO Copper Inc.
South Korea
Singapore
YES
Gold
LS-NIKKO Copper Inc.
South Korea
Japan
YES
Gold
LS-NIKKO Copper Inc.
South Korea
Hong Kong
YES
Gold
LS-NIKKO Copper Inc.
South Korea
Indonesia
YES
Gold
LS-NIKKO Copper Inc.
South Korea
Australia
YES
Gold
LS-NIKKO Copper Inc.
South Korea
South Korea
YES
Gold
LS-NIKKO Copper Inc.
South Korea
Brazil
YES
Gold
LS-NIKKO Copper Inc.
South Korea
South Africa
YES
Gold
LS-NIKKO Copper Inc.
South Korea
India
YES
Gold
Luo yang Zijin Yinhui Metal Smelt Co Ltd
China
China
NO
Gold
Materion
United States
Chile
YES
Gold
Materion
United States
United States
YES
Gold
Materion
United States
Brazil
YES
Gold
Materion
United States
China
YES
Gold
Materion
United States
Canada
YES
Tantalum
Solikamsk Magnesium Works OAO
Russia
No known country of origin.
YES
Tantalum
Metallurgical Products India Pvt., Ltd.
India
India
YES
Tantalum
Mineração Taboca S.A.
Brazil
Brazil
NO
Tantalum
Zhuzhou Cemented Carbide
China
Rwanda
YES
Tantalum
Zhuzhou Cemented Carbide
China
Burundi
YES
Tantalum
Zhuzhou Cemented Carbide
China
Malaysia
YES
Tantalum
Zhuzhou Cemented Carbide
China
Niger
YES
Tantalum
Zhuzhou Cemented Carbide
China
Russia
YES
Tantalum
Zhuzhou Cemented Carbide
China
Brazil
YES
Tantalum
Zhuzhou Cemented Carbide
China
DRC- Congo (Kinshasa)
YES
Tantalum
Zhuzhou Cemented Carbide
China
Japan
YES
Tantalum
Zhuzhou Cemented Carbide
China
Nigeria
YES
Tantalum
Zhuzhou Cemented Carbide
China
China
YES
Tantalum
Zhuzhou Cemented Carbide
China
Kazakhstan
YES

12



Tantalum
Global Advanced Metals Boyertown
United States
Mozambique
YES
Tantalum
Global Advanced Metals Boyertown
United States
China
YES
Tantalum
Global Advanced Metals Boyertown
United States
Australia
YES
Tantalum
Global Advanced Metals Boyertown
United States
Canada
YES
Tantalum
Global Advanced Metals Boyertown
United States
Japan
YES
Tantalum
Global Advanced Metals Boyertown
United States
United States
YES
Tantalum
Global Advanced Metals Boyertown
United States
Brazil
YES
Tantalum
Mitsui Mining & Smelting
Japan
Chile
YES
Tantalum
Molycorp Silmet A.S.
Estonia
Estonia
YES
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
China
Brazil
YES
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
China
China
YES
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
China
Sierra Leone
YES
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
China
Nigeria
YES
Tantalum
Taki Chemicals
Japan
Japan
YES
Tantalum
Taki Chemicals
Japan
Brazil
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Rwanda
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Australia
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Thailand
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Sierra Leone
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Zimbabwe
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Namibia
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Brazil
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Ethiopia
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
India
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Mozambique
YES
Tantalum
H.C. Starck Co., Ltd.
Thailand
Bolivia
YES
Tantalum
H.C. Starck Smelting GmbH & Co.KG
Germany
No known country of origin.
YES
Tantalum
Telex Metals
United States
Kazakhstan
YES
Tantalum
Telex Metals
United States
Recycle/Scrap
YES
Tantalum
Telex Metals
United States
Russia
YES
Tantalum
Telex Metals
United States
United States
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Brazil
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Niger
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Mozambique
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Nigeria
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Switzerland
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Ethiopia
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Rwanda
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Burundi
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Australia
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
China
YES
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Malaysia
YES
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
China
China
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Bolivia
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
India
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Brazil
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
China
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Australia
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Zimbabwe
YES

13



Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Namibia
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
United States
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Mozambique
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Sierra Leone
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Ethiopia
YES
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Rwanda
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
China
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Zimbabwe
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Belarus
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
DRC- Congo (Kinshasa)
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Mozambique
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Australia
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Russia
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Canada
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Brazil
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Ethiopia
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Japan
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
United States
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Rwanda
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Burundi
YES
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Kazakhstan
YES
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
China
Canada
YES
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
China
Russia
YES
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
China
China
YES
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
China
Australia
YES
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
China
Brazil
YES
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
China
Thailand
YES
Tantalum
Plansee SE Reutte
Austria
Austria
YES
Tantalum
Conghua Tantalum and Niobium Smeltry
China
Ethiopia
YES
Tantalum
Conghua Tantalum and Niobium Smeltry
China
China
YES
Tantalum
Conghua Tantalum and Niobium Smeltry
China
Rwanda
YES
Tantalum
Conghua Tantalum and Niobium Smeltry
China
India
YES
Tantalum
Conghua Tantalum and Niobium Smeltry
China
Niger
YES
Tantalum
Conghua Tantalum and Niobium Smeltry
China
Brazil
YES
Tantalum
Conghua Tantalum and Niobium Smeltry
China
Thailand
YES
Tantalum
QuantumClean
United States
United States
YES
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
China
China
YES
Tantalum
Jiujiang Tanbre Co., Ltd.
China
DRC- Congo (Kinshasa)
YES
Tantalum
Jiujiang Tanbre Co., Ltd.
China
China
YES
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
China
China
YES
Tantalum
RFH Tantalum Smeltry Co., Ltd.
China
Russia
YES
Tantalum
RFH Tantalum Smeltry Co., Ltd.
China
China
YES
Tantalum
RFH Tantalum Smeltry Co., Ltd.
China
Peru
YES
Tantalum
Kemet Blue Powder
United States
China
YES
Tantalum
Kemet Blue Powder
United States
DRC- Congo (Kinshasa)
YES
Tantalum
Kemet Blue Powder
United States
Rwanda
YES
Tantalum
Kemet Blue Powder
United States
Mexico
YES
Tantalum
Kemet Blue Powder
United States
Nigeria
YES

14



Tantalum
Kemet Blue Powder
United States
Mozambique
YES
Tantalum
Kemet Blue Powder
United States
Burundi
YES
Tantalum
Kemet Blue Powder
United States
Niger
YES
Tantalum
Kemet Blue Powder
United States
United States
YES
Tantalum
King-Tan Tantalum Industry Ltd.
China
Ethiopia
YES
Tantalum
King-Tan Tantalum Industry Ltd.
China
China
YES
Tantalum
Duoluoshan
China
Brazil
YES
Tantalum
Duoluoshan
China
Niger
YES
Tantalum
Duoluoshan
China
Japan
YES
Tantalum
Duoluoshan
China
Malaysia
YES
Tantalum
Duoluoshan
China
Rwanda
YES
Tantalum
Duoluoshan
China
Ethiopia
YES
Tantalum
Duoluoshan
China
Nigeria
YES
Tantalum
Duoluoshan
China
Thailand
YES
Tantalum
Duoluoshan
China
Bolivia
YES
Tantalum
Duoluoshan
China
China
YES
Tantalum
Duoluoshan
China
India
YES
Tantalum
Exotech Inc.
United States
No known country of origin.
YES
Tantalum
F&X Electro-Materials Ltd.
China
Recycle/Scrap
YES
Tantalum
F&X Electro-Materials Ltd.
China
China
YES
Tantalum
F&X Electro-Materials Ltd.
China
Russia
YES
Tantalum
LSM Brasil S.A.
Brazil
Brazil
YES
Tin
Metallo-Chimique N.V.
Belgium
No known country of origin.
YES
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
China
YES
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
Peru
YES
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
Japan
YES
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
Bolivia
YES
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
Canada
YES
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
Brazil
YES
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
Indonesia
YES
Tin
Gejiu Zi-Li
China
Brazil
NO
Tin
Gejiu Zi-Li
China
China
NO
Tin
Mineração Taboca S.A.
Brazil
Brazil
NO
Tin
Minsur
Peru
Canada
YES
Tin
Minsur
Peru
Thailand
YES
Tin
Minsur
Peru
China
YES
Tin
Minsur
Peru
Rwanda
YES
Tin
Minsur
Peru
Indonesia
YES
Tin
Minsur
Peru
Switzerland
YES
Tin
Minsur
Peru
United States
YES
Tin
Minsur
Peru
Brazil
YES
Tin
Minsur
Peru
Malaysia
YES
Tin
Minsur
Peru
DRC- Congo (Kinshasa)
YES
Tin
Minsur
Peru
Peru
YES
Tin
Minsur
Peru
Bolivia
YES
Tin
Alpha
United States
Peru
YES
Tin
Alpha
United States
United States
YES
Tin
Alpha
United States
China
YES

15



Tin
Alpha
United States
Spain
YES
Tin
Alpha
United States
Taiwan
YES
Tin
Alpha
United States
Chile
YES
Tin
Alpha
United States
Jersey
YES
Tin
Alpha
United States
Recycle/Scrap
YES
Tin
Alpha
United States
Thailand
YES
Tin
Mitsubishi Materials Corporation
Japan
Indonesia
YES
Tin
Nankang Nanshan Tin Co., Ltd.
China
China
NO
Tin
Nankang Nanshan Tin Co., Ltd.
China
Portugal
NO
Tin
Nankang Nanshan Tin Co., Ltd.
China
Russia
NO
Tin
Nankang Nanshan Tin Co., Ltd.
China
Bolivia
NO
Tin
Thaisarco
Thailand
Australia
YES
Tin
Thaisarco
Thailand
Myanmar
YES
Tin
Thaisarco
Thailand
China
YES
Tin
Thaisarco
Thailand
Indonesia
YES
Tin
Thaisarco
Thailand
Japan
YES
Tin
Thaisarco
Thailand
Malaysia
YES
Tin
Thaisarco
Thailand
Chile
YES
Tin
Thaisarco
Thailand
Morocco
YES
Tin
Thaisarco
Thailand
Brazil
YES
Tin
Thaisarco
Thailand
Thailand
YES
Tin
Thaisarco
Thailand
Canada
YES
Tin
Thaisarco
Thailand
Poland
YES
Tin
Thaisarco
Thailand
Bolivia
YES
Tin
Thaisarco
Thailand
DRC- Congo (Kinshasa)
YES
Tin
Thaisarco
Thailand
Portugal
YES
Tin
Thaisarco
Thailand
Rwanda
YES
Tin
Thaisarco
Thailand
Peru
YES
Tin
Novosibirsk Integrated Tin Works
Russia
Kazakhstan
NO
Tin
Novosibirsk Integrated Tin Works
Russia
Peru
NO
Tin
Novosibirsk Integrated Tin Works
Russia
Philippines
NO
Tin
Novosibirsk Integrated Tin Works
Russia
Russia
NO
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
Thailand
China
YES
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
Thailand
Thailand
YES
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
Thailand
Philippines
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Bolivia
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Indonesia
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Brazil
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
DRC- Congo (Kinshasa)
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Thailand
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Japan
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Peru
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Russia
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Philippines
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Malaysia
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
Canada
YES
Tin
Operaciones Metalurgical S.A.
Bolivia
China
YES
Tin
Huichang Jinshunda Tin Co. Ltd
China
China
NO

16



Tin
China Tin Group Co., Ltd.
China
China
YES
Tin
PT Alam Lestari Kencana
Indonesia
Australia
NO
Tin
PT Alam Lestari Kencana
Indonesia
Indonesia
NO
Tin
CNMC (Guangxi) PGMA Co. Ltd.
China
China
NO
Tin
PT Aries Kencana Sejahtera
Indonesia
China
YES
Tin
PT Artha Cipta Langgeng
Indonesia
Malaysia
YES
Tin
PT Artha Cipta Langgeng
Indonesia
China
YES
Tin
PT Artha Cipta Langgeng
Indonesia
Indonesia
YES
Tin
PT Artha Cipta Langgeng
Indonesia
Brazil
YES
Tin
PT Artha Cipta Langgeng
Indonesia
Germany
YES
Tin
PT Artha Cipta Langgeng
Indonesia
Bolivia
YES
Tin
PT Babel Inti Perkasa
Indonesia
Indonesia
YES
Tin
PT Babel Inti Perkasa
Indonesia
Peru
YES
Tin
PT Bangka Kudai Tin
Indonesia
China
NO
Tin
PT Bangka Kudai Tin
Indonesia
Indonesia
NO
Tin
PT Bangka Timah Utama Sejahtera
Indonesia
Indonesia
NO
Tin
PT Bangka Timah Utama Sejahtera
Indonesia
Indonesia
NO
Tin
PT Bangka Timah Utama Sejahtera
Indonesia
China
NO
Tin
PT Bangka Timah Utama Sejahtera
Indonesia
Brazil
NO
Tin
PT Bangka Tin Industry
Indonesia
Brazil
YES
Tin
PT Bangka Tin Industry
Indonesia
Bolivia
YES
Tin
PT Bangka Tin Industry
Indonesia
China
YES
Tin
PT Bangka Tin Industry
Indonesia
Peru
YES
Tin
PT Bangka Tin Industry
Indonesia
Canada
YES
Tin
PT Bangka Tin Industry
Indonesia
Malaysia
YES
Tin
PT Belitung Industri Sejahtera
Indonesia
Indonesia
YES
Tin
PT BilliTin Makmur Lestari
Indonesia
Bolivia
YES
Tin
PT BilliTin Makmur Lestari
Indonesia
Brazil
YES
Tin
PT BilliTin Makmur Lestari
Indonesia
Malaysia
YES
Tin
PT BilliTin Makmur Lestari
Indonesia
Canada
YES
Tin
PT BilliTin Makmur Lestari
Indonesia
Peru
YES
Tin
PT BilliTin Makmur Lestari
Indonesia
China
YES
Tin
PT Bukit Timah
Indonesia
Australia
YES
Tin
PT Bukit Timah
Indonesia
DRC- Congo (Kinshasa)
YES
Tin
PT Bukit Timah
Indonesia
Bolivia
YES
Tin
PT Bukit Timah
Indonesia
Indonesia
YES
Tin
PT Bukit Timah
Indonesia
Brazil
YES
Tin
PT Bukit Timah
Indonesia
Indonesia
YES
Tin
PT Bukit Timah
Indonesia
Malaysia
YES
Tin
PT Bukit Timah
Indonesia
Peru
YES
Tin
PT Bukit Timah
Indonesia
Canada
YES
Tin
PT Bukit Timah
Indonesia
Russia
YES
Tin
PT Bukit Timah
Indonesia
China
YES
Tin
White Solder Metalurgia e Mineração Ltda.
Brazil
China
YES
Tin
White Solder Metalurgia e Mineração Ltda.
Brazil
Germany
YES
Tin
White Solder Metalurgia e Mineração Ltda.
Brazil
Peru
YES
Tin
White Solder Metalurgia e Mineração Ltda.
Brazil
Brazil
YES
Tin
White Solder Metalurgia e Mineração Ltda.
Brazil
Thailand
YES
Tin
Cooperativa Metalurgica de Rondônia Ltda.
Brazil
Australia
YES

17



Tin
Cooperativa Metalurgica de Rondônia Ltda.
Brazil
Brazil
YES
Tin
Cooperativa Metalurgica de Rondônia Ltda.
Brazil
Peru
YES
Tin
PT DS Jaya Abadi
Indonesia
Canada
YES
Tin
PT DS Jaya Abadi
Indonesia
Australia
YES
Tin
PT DS Jaya Abadi
Indonesia
China
YES
Tin
PT DS Jaya Abadi
Indonesia
Brazil
YES
Tin
PT DS Jaya Abadi
Indonesia
Peru
YES
Tin
PT DS Jaya Abadi
Indonesia
Russia
YES
Tin
PT DS Jaya Abadi
Indonesia
Japan
YES
Tin
PT DS Jaya Abadi
Indonesia
Indonesia
YES
Tin
PT DS Jaya Abadi
Indonesia
Mozambique
YES
Tin
PT DS Jaya Abadi
Indonesia
Poland
YES
Tin
PT DS Jaya Abadi
Indonesia
Malaysia
YES
Tin
PT DS Jaya Abadi
Indonesia
Bolivia
YES
Tin
PT Eunindo Usaha Mandiri
Indonesia
China
YES
Tin
PT Fang Di MulTindo
Indonesia
No known country of origin.
NO
Tin
PT Justindo
Indonesia
Australia
YES
Tin
PT Justindo
Indonesia
Brazil
YES
Tin
PT Justindo
Indonesia
China
YES
Tin
PT Karimun Mining
Indonesia
No known country of origin.
NO
Tin
PT Mitra Stania Prima
Indonesia
Indonesia
YES
Tin
PT Mitra Stania Prima
Indonesia
Russia
YES
Tin
PT Mitra Stania Prima
Indonesia
China
YES
Tin
PT Mitra Stania Prima
Indonesia
Brazil
YES
Tin
PT Mitra Stania Prima
Indonesia
Chile
YES
Tin
PT Mitra Stania Prima
Indonesia
Bolivia
YES
Tin
PT Mitra Stania Prima
Indonesia
Mexico
YES
Tin
PT Panca Mega Persada
Indonesia
No known country of origin.
YES
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
Indonesia
NO
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
Burundi
NO
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
Rwanda
NO
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
Bolivia
NO
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
Malaysia
NO
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
Brazil
NO
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
China
NO
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
Nigeria
NO
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
DRC- Congo (Kinshasa)
NO
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
Niger
NO
Tin
PT Prima Timah Utama
Indonesia
United States
YES
Tin
CV Gita Pesona
Indonesia
No known country of origin.
YES
Tin
PT Refined Bangka Tin
Indonesia
China
YES
Tin
PT Refined Bangka Tin
Indonesia
Indonesia
YES
Tin
PT Sariwiguna Binasentosa
Indonesia
United States
YES
Tin
PT Seirama Tin investment
Indonesia
No known country of origin.
NO
Tin
CV Serumpun Sebalai
Indonesia
Brazil
YES
Tin
CV Serumpun Sebalai
Indonesia
United States
YES

18



Tin
CV Serumpun Sebalai
Indonesia
Malaysia
YES
Tin
CV Serumpun Sebalai
Indonesia
Uzbekistan
YES
Tin
CV United Smelting
Indonesia
China
YES
Tin
CV United Smelting
Indonesia
DRC- Congo (Kinshasa)
YES
Tin
CV United Smelting
Indonesia
Japan
YES
Tin
CV United Smelting
Indonesia
Peru
YES
Tin
CV United Smelting
Indonesia
Malaysia
YES
Tin
CV United Smelting
Indonesia
Indonesia
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
DRC- Congo (Kinshasa)
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
Bolivia
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
Indonesia
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
Canada
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
Mozambique
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
Peru
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
Australia
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
Malaysia
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
Brazil
YES
Tin
PT Stanindo Inti Perkasa
Indonesia
China
YES
Tin
PT Sumber Jaya Indah
Indonesia
China
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
China
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Brazil
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Indonesia
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Malaysia
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
India
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
DRC- Congo (Kinshasa)
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Indonesia
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Indonesia
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Canada
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Thailand
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Peru
YES
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Bolivia
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
Brazil
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
Thailand
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
Chile
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
Peru
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
China
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
Canada
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
France
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
United States
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
Indonesia
YES
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
Malaysia
YES
Tin
PT Tinindo Inter Nusa
Indonesia
Belgium
YES
Tin
PT Tinindo Inter Nusa
Indonesia
Indonesia
YES
Tin
PT Tinindo Inter Nusa
Indonesia
China
YES
Tin
PT Tommy Utama
Indonesia
No known country of origin.
YES
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
China
China
YES
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
China
China
YES

19



Tin
Yunnan Tin Group (Holding) Company Limited
China
Peru
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Hong Kong
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Indonesia
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Australia
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
China
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
China
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Germany
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Ethiopia
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Bolivia
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Malaysia
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Canada
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Belgium
YES
Tin
Yunnan Tin Group (Holding) Company Limited
China
Brazil
YES
Tin
Rui Da Hung
Taiwan
China
YES
Tin
Rui Da Hung
Taiwan
Japan
YES
Tin
Rui Da Hung
Taiwan
Taiwan
YES
Tin
EM Vinto
Bolivia
DRC- Congo (Kinshasa)
YES
Tin
EM Vinto
Bolivia
Germany
YES
Tin
EM Vinto
Bolivia
Brazil
YES
Tin
EM Vinto
Bolivia
Malaysia
YES
Tin
EM Vinto
Bolivia
Russia
YES
Tin
EM Vinto
Bolivia
China
YES
Tin
EM Vinto
Bolivia
Bolivia
YES
Tin
EM Vinto
Bolivia
Indonesia
YES
Tin
EM Vinto
Bolivia
Canada
YES
Tin
EM Vinto
Bolivia
Peru
YES
Tin
Estanho de Rondônia S.A.
Brazil
Taiwan
NO
Tin
Estanho de Rondônia S.A.
Brazil
Brazil
NO
Tin
Linwu Xianggui Smelter Co
China
China
NO
Tin
Linwu Xianggui Smelter Co
China
Japan
NO
Tin
Linwu Xianggui Smelter Co
China
India
NO
Tin
Federal Metal Company
United States
Recycle/Scrap
NO
Tin
Fenix Metals
Poland
Brazil
YES
Tin
Fenix Metals
Poland
Poland
YES
Tin
Fenix Metals
Poland
Recycle/Scrap
YES
Tin
Magnu's Minerais Metais e Ligas Ltda.
Brazil
Brazil
YES
Tin
Malaysia Smelting Corporation (MSC)
Malaysia
Indonesia
YES
Tin
Malaysia Smelting Corporation (MSC)
Malaysia
Malaysia
YES
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
China
China
YES
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
China
China
YES
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
China
China
YES
Tungsten
Kennametal Fallon
United States
Portugal
YES
Tungsten
Kennametal Fallon
United States
China
YES
Tungsten
Kennametal Fallon
United States
Russia
YES
Tungsten
Kennametal Fallon
United States
United States
YES
Tungsten
Kennametal Fallon
United States
Bolivia
YES
Tungsten
Kennametal Fallon
United States
Recycle/Scrap
YES
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
China
China
YES

20



Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
China
Russia
YES
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
China
China
YES
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
China
Bolivia
YES
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
China
China
YES
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
China
Australia
YES
Tungsten
A.L.M.T. TUNGSTEN Corp.
Japan
China
YES
Tungsten
A.L.M.T. TUNGSTEN Corp.
Japan
China
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Spain
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Spain
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Peru
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Bolivia
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
China
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Peru
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
China
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Portugal
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Canada
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Bolivia
YES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Portugal
YES
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
China
China
YES
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
China
China
YES
Tungsten
Global Tungsten & Powders Corp.
United States
Canada
YES
Tungsten
Global Tungsten & Powders Corp.
United States
Portugal
YES
Tungsten
Global Tungsten & Powders Corp.
United States
Bolivia
YES
Tungsten
Global Tungsten & Powders Corp.
United States
Spain
YES
Tungsten
Global Tungsten & Powders Corp.
United States
China
YES
Tungsten
Global Tungsten & Powders Corp.
United States
Peru
YES
Tungsten
Global Tungsten & Powders Corp.
United States
United States
YES
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
China
Thailand
YES
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
China
Canada
YES
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
China
China
YES
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
China
Russia
YES
Tungsten
H.C. Starck GmbH
Germany
Rwanda
YES
Tungsten
H.C. Starck GmbH
Germany
China
YES
Tungsten
H.C. Starck GmbH
Germany
Thailand
YES
Tungsten
H.C. Starck GmbH
Germany
Namibia
YES
Tungsten
H.C. Starck GmbH
Germany
Peru
YES
Tungsten
H.C. Starck GmbH
Germany
Estonia
YES
Tungsten
H.C. Starck GmbH
Germany
Zimbabwe
YES
Tungsten
H.C. Starck GmbH
Germany
Sierra Leone
YES
Tungsten
H.C. Starck GmbH
Germany
Bolivia
YES
Tungsten
H.C. Starck GmbH
Germany
Canada
YES
Tungsten
H.C. Starck GmbH
Germany
Mozambique
YES
Tungsten
H.C. Starck GmbH
Germany
Germany
YES
Tungsten
H.C. Starck GmbH
Germany
Russia
YES
Tungsten
H.C. Starck GmbH
Germany
Japan
YES
Tungsten
H.C. Starck GmbH
Germany
Brazil
YES
Tungsten
H.C. Starck GmbH
Germany
Portugal
YES
Tungsten
H.C. Starck GmbH
Germany
India
YES
Tungsten
H.C. Starck GmbH
Germany
Spain
YES

21



Tungsten
H.C. Starck GmbH
Germany
United States
YES
Tungsten
H.C. Starck GmbH
Germany
Ethiopia
YES
Tungsten
H.C. Starck GmbH
Germany
Australia
YES
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
Vietnam
China
YES
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
Vietnam
Vietnam
YES
Tungsten
Hunan Chenzhou Mining Co., Ltd.
China
China
NO
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
Vietnam
Vietnam
YES
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
China
Peru
YES
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
China
Canada
YES
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
China
China
YES
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
China
Russia
YES
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
China
Thailand
YES
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
China
China
YES
Tungsten
Japan New Metals Co., Ltd.
Japan
Thailand
YES
Tungsten
Japan New Metals Co., Ltd.
Japan
China
YES
Tungsten
Japan New Metals Co., Ltd.
Japan
Canada
YES
Tungsten
Japan New Metals Co., Ltd.
Japan
Russia
YES
Tungsten
Wolfram Bergbau und Hütten AG
Austria
Austria
YES
Tungsten
Wolfram Bergbau und Hütten AG
Austria
China
YES
Tungsten
Wolfram Bergbau und Hütten AG
Austria
Australia
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Canada
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Australia
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
China
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Burundi
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Malaysia
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Spain
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Thailand
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Bolivia
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Russia
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Niger
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Brazil
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Nigeria
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Rwanda
YES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Mexico
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Brazil
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Thailand
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Mexico
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Peru
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Niger
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Russia
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Canada
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
United States
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Australia
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Nigeria
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Germany
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Spain
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Bolivia
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Rwanda
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
China
YES

22



Tungsten
Xiamen Tungsten Co., Ltd.
China
Portugal
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Japan
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
China
YES
Tungsten
Xiamen Tungsten Co., Ltd.
China
Vietnam
YES
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
China
China
YES
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
China
China
NO
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
China
China
YES
Tungsten
Kennametal Huntsville
United States
Bolivia
YES
Tungsten
Kennametal Huntsville
United States
China
YES
Tungsten
Kennametal Huntsville
United States
United States
YES
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
China
China
YES

*Names as reported by the Conflict Free Sourcing Initiative, Department of Commerce, or research received from 3rd party as of April 14, 2016.

** “Yes” indicates that the smelters or refiners which have received a “conflict free” designation from an independent third party audit program as of April 15, 2016.

23