-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cvx5ZwrCmM+TawZElMeKC0qU95JUvRnG4YhiqOWFJ86nawhKAUjT15OSGFK8bRR6 Uw7KdiHmoG2GZx+6Awn6Eg== 0000906197-98-000103.txt : 19980907 0000906197-98-000103.hdr.sgml : 19980907 ACCESSION NUMBER: 0000906197-98-000103 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980831 FILED AS OF DATE: 19980904 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACE SECURITY INTERNATIONAL INC CENTRAL INDEX KEY: 0000912607 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 030311630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-22810 FILM NUMBER: 98704552 BUSINESS ADDRESS: STREET 1: 160 BENMONT AVE CITY: BENNINGTON STATE: VT ZIP: 05201 BUSINESS PHONE: 8024471503 MAIL ADDRESS: STREET 1: 160 BENMONT AVE CITY: BENNINGTON STATE: VT ZIP: 05201 COMPANY DATA: COMPANY CONFORMED NAME: GARWOOD R DAVE CENTRAL INDEX KEY: 0001061661 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 111 VILLAGE PKWY STREET 2: BLDG 2 CITY: MARIETTA STATE: GA ZIP: 30067 BUSINESS PHONE: 7709522926 MAIL ADDRESS: STREET 1: 111 VILLAGE PKWY STREET 2: BLDG 2 CITY: MARIETTA STATE: GA ZIP: 30067 3 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* Garwood R. David (Last) (First) (Middle) ------------------------------------ (Street) c\o Mace Security International, Inc. 160 Benmont Ave. (City) (State) (Zip) Bennington, VT 05201 2. Date of Event Requiring Statement 2/27/98 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Mace Security International, Inc. (MACE) 5. Relationship of Reporting Person to Issuer (Check all applicable) __X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) 6. If Amendment, Date of Original (Month/Day/Year) 5/19/98 7. Individual or Joint/Group Filing (Check applicable line) __X__ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person Table 1 - Non-Derivative Securities Beneficially Owned 1. Title of Security Common Stock Common Stock 2. Amount of Securities Beneficially Owned (Instr. 4) 25,000 10,000 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) D D 4. Nature of Indirect Beneficial Ownership (Instr. 5) *If the Form is filed by more than one Reporting Person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) Form 3 (continued) Table II - Derivative Securities Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date immediately 2/27/98 2/27/13 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Title Amount or Number of Shares Common Stock 12,500 Common Stock 10,000 4. Conversion or Exercise Price of Derivative Security $1.00 $1.50 5. Ownership Form of Derivative Security: Direct (D) Indirect (I) (Instr.5) D D D 6. Nature of Indirect Beneficial Ownership (Instr.5) Explanation of Responses: /s/ R. David Garwood 8-31-98 - ------------------------------- ------------------ **Signature of Reporting Person Date **Intentional misstatements or omissions of fact constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If the space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----