-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NYRtklAWGnI377aUzYGpFCkDbZyIwyhcuFlDEa1+uD5Pdultsa1Qb3oBvUZsUDDz LNu153G4iwzWjmEv52gdkw== 0001225208-11-000437.txt : 20110104 0001225208-11-000437.hdr.sgml : 20110104 20110104141546 ACCESSION NUMBER: 0001225208-11-000437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110104 DATE AS OF CHANGE: 20110104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPPES GERALD S CENTRAL INDEX KEY: 0001224756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22462 FILM NUMBER: 11504830 MAIL ADDRESS: STREET 1: LIPPES MATHIAS WEXLER FRIEDMAN LLP STREET 2: 665 MAIN STREET, STE. 300 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIBRALTAR INDUSTRIES, INC. CENTRAL INDEX KEY: 0000912562 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 161445150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3556 LAKE SHORE ROAD STREET 2: P O BOX 2028 CITY: BUFFALO STATE: NY ZIP: 14219-0228 BUSINESS PHONE: 7168266500 MAIL ADDRESS: STREET 1: GATEWAY EXECUTIVE PARK STREET 2: 3556 LAKE SHORE ROAD PO BOX 2028 CITY: BUFFALO STATE: NY ZIP: 14219-0228 FORMER COMPANY: FORMER CONFORMED NAME: GIBRALTAR STEEL CORP DATE OF NAME CHANGE: 19930924 4 1 doc4.xml X0303 4 2010-12-31 0000912562 GIBRALTAR INDUSTRIES, INC. ROCK 0001224756 LIPPES GERALD S 665 MAIN STREET, SUITE 300 BUFFALO NY 14203 1 Common Stock 2011-01-04 4 J 0 38682.0000 0 A 48682.0000 D Common Stock (Restricted) 2011-01-04 4 J 0 38682.0000 0 D 5000.0000 D Common Stock 1875.0000 I Lippco Capital LLC Restricted Stock Unit (MSPP) 2010-12-31 4 A 0 2719.8500 11.0300 A Common Stock 2719.8500 15809.8200 D Restricted Stock Unit (MSPP Match) Common Stock 6342.6800 6342.6800 D Reported to distinguish unrestricted from restricted shares with unrestricted shares being comprised of (a) 36,682 shares which the Reporting Person has owned outright since October 29, 2004; (b) May 22, 2009 lapse of restrictions on 1,000 shares of Restricted stock acquired on May 22, 2006; and (c) May 25, 2010 lapse of restrictions on 1,000 shares of Restricted Stock acquired on May 25, 2007. Restrictions on 2,000 shares of restricted stock lapse on the earliest to occur of (i) 6 months following the date the Reporting Person no longer serves on the Board of Directors of the Company; (ii) the date the of Reporting Person's death; (iii) the date the Reporting Person suffers from a disability; and/or (iv) the date a change in control of the Company occurs. Restrictions on the remaining 3,000 shares of restricted stock lapse on the earliest to occur of (a) any of the foregoing (i) through (iv) above; and/or (b) 3 years following the grant date, of which 1,000 were granted on May 16, 2008, 1,000 were granted on May 19, 2009 and 1,000 were grated May 7, 2010. Represents shares of common stock held for the benefit of the Reporting Person by Lippco Capital LLC. Represents restricted stock units allocated to Reporting Person pursuant to the Company's Management Stock Purchase Plan reflecting deferred annual director fees. Restricted stock units are payable solely in cash in five (5) consecutive, substantially equal annual installments beginning six (6) months following termination of service as a member of the Company's Board of Directors. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as a director of the Company. Represents matching restricted stock units allocated to the Reporting Person pursuant to the Company's Management Stock Purchase Plan equal in number to restricted stock units allocated to reflect the Reporting Person's deferral of a portion of his annual director retainer fee. Restricted stock units are forfeited if Reporting Person's service as a member of the Company's Board of Directors is terminated prior to age sixty (60). If service as a member of the Company's Board of Directors continues through age sixty (60), restricted stock units are payable solely in cash in five (5) consecutive, substantially equal annual installments beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as a director of the Company. /s/Paul J. Schulz, Attorney in Fact for Gerald S. Lippes 2011-01-04 -----END PRIVACY-ENHANCED MESSAGE-----