-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FHGDWWtziuHzWSd/GTlYdgeLRIiWgEqM//guQwWN8s5DeyRFmbTxNPn28BgryB8+ hDBlVuX/9t1jsvaHqIGiMg== 0001219870-03-000232.txt : 20030722 0001219870-03-000232.hdr.sgml : 20030722 20030722131142 ACCESSION NUMBER: 0001219870-03-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030721 FILED AS OF DATE: 20030722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPKE BRIAN J CENTRAL INDEX KEY: 0000942075 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22462 FILM NUMBER: 03796037 BUSINESS ADDRESS: STREET 1: 75 ELMVIEW AVENUE CITY: HAMBURG STATE: NY ZIP: 14075 BUSINESS PHONE: 7163120601 MAIL ADDRESS: STREET 1: 3556 LAKE SHORE RD STREET 2: P O BOX 2028 CITY: BUFFALO STATE: NY ZIP: 14219-0228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GIBRALTAR STEEL CORP CENTRAL INDEX KEY: 0000912562 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES & ROLLING & FINISHING MILLS [3310] IRS NUMBER: 161445150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3556 LAKE SHORE ROAD STREET 2: P O BOX 2028 CITY: BUFFALO STATE: NY ZIP: 14219-0228 BUSINESS PHONE: 7168266500 MAIL ADDRESS: STREET 1: GATEWAY EXECUTIVE PARK STREET 2: 3556 LAKE SHORE ROAD PO BOX 2028 CITY: BUFFALO STATE: NY ZIP: 14219-0228 4 1 primary_doc.xml PRIMARY DOCUMENT 4 2003-07-21 0 0000912562 GIBRALTAR STEEL CORP Rock 0000942075 LIPKE BRIAN J 1 1 0 0 Chairman and CEO Common stock 2003-07-21 4 J 0 7.47 18.76 A 3706.07 I Gibraltar Steel Corporation 401(k) Plan Option (right to buy) 10 1988-08-08 4 J 0 0 0 A 1995-11-01 2004-10-31 Common stock 0 15000 D Option (right to buy) 21.75 1988-08-08 4 J 0 0 0 A 1998-07-08 2007-07-08 Common stock 0 25000 D Option (right to buy) 22.5 1988-08-08 4 J 0 0 0 A 1999-03-27 2008-03-27 Common stock 0 50000 D Option (right to buy) 14.07 1988-08-08 4 J 0 0 0 A 2001-07-18 2010-07-18 Common stock 0 12500 D Represents the net effect of shares purchased and solf from April 1, 2003 through June 30, 2003 pursuant to the Gibraltar Steel Corporation 401(k) Savings Plan at an average price of $18.76 per share. The information reported herein is based on a Plan Statement dated July 17, 2002. Reporting person owns 51,965 shares directly; 892,002 shares indirectly held by a trust for the benefit of reporting person of which he serves as one of three trustees and shares voting and investment power; 3,137,915 shares indirectly held by four trusts for the benefit of insiders of Gibraltar Steel Corporation, each of which the reporting person serves as one of three trustees and shares voting and investment power and as to which he disclaims beneficial ownership; 7,005 shares indirectly held by a trust for the benefit of reporting person's daughter (Katherine Victoria); 5,605 shares indirectly held by trust for the benefit of a child (Carlisle Lipke-Ricci) of an insider of Gibraltar Steel Corporation, which the reporting person serves as one of four trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership. Reporting person owns 6,700 shares indirectly held by trust for the benefit of a child (Kenneth Eric Lipke) of an insider of Gibraltar Steel Corporation, which the reporting person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership; 3,480 shares indirectly held by reporting person as custodian for daughter under UGMANY; 61,085 shares indirectly held by trust created under the Last Will and Testament of Kenneth E. Lipke for the benefit of reporting person's mother as to which trust reporting person serves as one of three trustees and shares voting and investment power; 60,880 shares indirectly held by trust for the benefit of reporting person of which the reporting person serves as one of five trustees and shares voting and investment power. Reporting person owns 30,000 shares indirectly held by trust for the benefit of an insider of Gibraltar Steel Corporation, of which the reporting person serves as one of five trustees and shares voting and investment power, and as to which shares he disclaims beneficial ownership; 5,800 shares indirectly held by trust for the benefit of a child (Erica Rae Lipke) of an insider of Gibraltar Steel Corporation, which the reporting person serves as one of three trustees and shares voting and investment power and as to which shares he disclaims beneficial ownership; 5,940 shares indirectly held by trust for the benefit of reporting person's daughter (Elissa Kristina); 1,385 shares indirectly held by reporting person as custodian for realtive under UGMANY (Jonathon Solomon). Reporting person owns 129,821 shares indirectly representing the reporting person's pecuniary interest in the shares of Gibraltar Steel Corporation common stock held by Rush Creek Investment Co. L.P. The reporting person disclaims beneficial interest in such shares, except to the extent of his beneficial interest. Grant to reporting person of option to buy shares of common stock under the Gibraltar Steel Corporation Non-Qualified Stock Option Plan. The options are exercisable at the rate of 25% per year. Grant to reporting person of option to buy shares of common stock under the Gibraltar Steel Corporation Incentive Stock Option Plan. The options are exercisable at the rate of 25% per year. Dummy date used for reporting holdings. /s/Brian J. Lipke 2003-07-21 -----END PRIVACY-ENHANCED MESSAGE-----