0001173879-21-000005.txt : 20210415 0001173879-21-000005.hdr.sgml : 20210415 20210415175559 ACCESSION NUMBER: 0001173879-21-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210413 FILED AS OF DATE: 20210415 DATE AS OF CHANGE: 20210415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCIANO PAUL CENTRAL INDEX KEY: 0001173879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11893 FILM NUMBER: 21829579 MAIL ADDRESS: STREET 1: C/O GUESS INC STREET 2: 1444 S ALAMEDA ST CITY: LOS ANGELES STATE: CA ZIP: 90021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GUESS INC CENTRAL INDEX KEY: 0000912463 STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340] IRS NUMBER: 953679695 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 BUSINESS PHONE: (213) 765-3100 MAIL ADDRESS: STREET 1: ATTN: JASON MILLER STREET 2: 1444 SOUTH ALAMEDA STREET CITY: LOS ANGELES STATE: CA ZIP: 90021 FORMER COMPANY: FORMER CONFORMED NAME: GUESS INC ET AL/CA/ DATE OF NAME CHANGE: 19940902 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-04-13 0000912463 GUESS INC GES 0001173879 MARCIANO PAUL C/O GUESS?, INC. 1444 S. ALAMEDA STREET LOS ANGELES CA 90021 1 1 1 0 Chief Creative Officer Common Stock 2021-04-13 4 A 0 310881 0 A 379328 D Common Stock 2021-04-13 4 S 0 30000 26.77 D 1451700 I by NRG Capital Holdings, LLC Common Stock 2021-04-14 4 S 0 40000 26.98 D 1411700 I by NRG Capital Holdings, LLC Common Stock 2021-04-15 4 S 0 30000 27.43 D 1381700 I by NRG Capital Holdings, LLC Common Stock 2021-04-06 5 G 0 35000 0 D 1725000 I by MM CRUT, LLC Common Stock 2021-04-07 5 G 0 29615 0 D 1662094 I by MM Charitable Remainder Unitrust II Common Stock 10145586 I by Paul Marciano Trust Common Stock 105977 I by Exempt Gift Trust Common Stock 370309 I by Nonexempt Gift Trust Common Stock 349491 I by PM Special Exempt Trust Common Stock 170666 I by G Financial Holdings, LLC Common Stock 339005 I by G Financial Holdings II, LLC Common Stock 4598087 I by Maurice Marciano Trust Common Stock 103801 I by Next Step Capital, LLC Common Stock 554940 I by Next Step Capital II, LLC Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria. Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.54 to $27.00. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.67 to $27.36. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. The reported price represents the weighted average price for shares sold in multiple transactions ranging from $26.65 to $28.08. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request. Shares are held by NRG Capital Holdings, LLC. Shares are held by MM CRUT, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Maurice Marciano Charitable Remainder Unitrust II. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by the Paul Marciano Trust dated, 2/20/86. Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Paul Marciano Special Exempt Trust. Shares are held by G Financial Holdings, LLC. Shares are held by G Financial Holdings II, LLC. Shares are held by the Maurice Marciano Trust (2006 Restatement). The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein. Jason T. Miller (attorney-in-fact) 2021-04-15