0001173879-20-000011.txt : 20200429
0001173879-20-000011.hdr.sgml : 20200429
20200429184909
ACCESSION NUMBER: 0001173879-20-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200427
FILED AS OF DATE: 20200429
DATE AS OF CHANGE: 20200429
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARCIANO PAUL
CENTRAL INDEX KEY: 0001173879
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11893
FILM NUMBER: 20832295
MAIL ADDRESS:
STREET 1: C/O GUESS INC
STREET 2: 1444 S ALAMEDA ST
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUESS INC
CENTRAL INDEX KEY: 0000912463
STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340]
IRS NUMBER: 953679695
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0201
BUSINESS ADDRESS:
STREET 1: ATTN: JASON MILLER
STREET 2: 1444 SOUTH ALAMEDA STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
BUSINESS PHONE: (213) 765-3100
MAIL ADDRESS:
STREET 1: ATTN: JASON MILLER
STREET 2: 1444 SOUTH ALAMEDA STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90021
FORMER COMPANY:
FORMER CONFORMED NAME: GUESS INC ET AL/CA/
DATE OF NAME CHANGE: 19940902
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-04-27
0000912463
GUESS INC
GES
0001173879
MARCIANO PAUL
C/O GUESS INC.
1444 S. ALAMEDA STREET
LOS ANGELES
CA
90021
1
1
1
0
Chief Creative Officer
Common Stock
2020-04-27
4
A
0
296928
0
A
522014
D
Common Stock
9600672
I
by Paul Marciano Trust
Common Stock
105977
I
by Exempt Gift Trust
Common Stock
370309
I
by Nonexempt Gift Trust
Common Stock
349491
I
by PM Special Exempt Trust
Common Stock
170666
I
by G Financial Holdings, LLC
Common Stock
339005
I
by G Financial Holdings II, LLC
Common Stock
1481700
I
by NRG Capital Holdings, LLC
To further align executive officers interests with shareholders and to conserve cash in light of the impact of the COVID-19 pandemic, the GES Compensation Committee determined in April 2020 to pay certain fiscal 2020 annual cash incentive awards, including the award for Paul Marciano, in shares of GES common stock instead of cash. Accordingly, on April 27, 2020, Mr. Marciano received a number of fully-vested GES shares equal to the amount of his approved bonus for fiscal 2020, less applicable deductions, divided by the closing price per share of GES common stock on April 27, 2020, which resulted in the grant of 269,928 shares. Mr. Marciano satisfied his tax withholding obligations for this award with a cash payment to the Company.
Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
Securities are held by the Maurice Marciano Trust (2006 Restatement), a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
Shares are held by Exempt Gift Trust under the Next Step Trust of which the reporting is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
Shares are held by the Nonexempt Gift Trust under the Next Step Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
Shares are held by Paul Marciano Special Exempt Trust, of which the reporting person has sole investment power.
Shares are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
Shares are held by G Financial Holdings II, LLC which is indirectly owned by the reporting person.
Shares are held by NRG Capital Holdings, LLC in accounts specifically allocated to trusts for the benefit of the reporting persons and his minor children.
/s/ Jason T. Miller (Attorney-in-fact)
2020-04-29