0000919574-11-005542.txt : 20111011 0000919574-11-005542.hdr.sgml : 20111010 20111011154328 ACCESSION NUMBER: 0000919574-11-005542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111006 FILED AS OF DATE: 20111011 DATE AS OF CHANGE: 20111011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANDON RANJAN CENTRAL INDEX KEY: 0001428697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14176 FILM NUMBER: 111135489 MAIL ADDRESS: STREET 1: 909 THIRD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVERGREEN ENERGY INC CENTRAL INDEX KEY: 0000912365 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 841079971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1300 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3032932992 MAIL ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1300 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: KFX INC DATE OF NAME CHANGE: 19940316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIBRA ADVISORS LLC CENTRAL INDEX KEY: 0001005557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14176 FILM NUMBER: 111135491 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-350-5125 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: LIBRA ADVISORS INC DATE OF NAME CHANGE: 19960103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Libra Fund (Luxembourg) S.a r.l. CENTRAL INDEX KEY: 0001507762 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14176 FILM NUMBER: 111135492 BUSINESS ADDRESS: STREET 1: 5, RUE GUILLAUME KROLL CITY: LUXEMBOURG STATE: N4 ZIP: L-1882 BUSINESS PHONE: (212) 350-1955 MAIL ADDRESS: STREET 1: 5, RUE GUILLAUME KROLL CITY: LUXEMBOURG STATE: N4 ZIP: L-1882 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIBRA FUND II (LUXEMBOURG) S.A.R.L. CENTRAL INDEX KEY: 0001520903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14176 FILM NUMBER: 111135490 BUSINESS ADDRESS: STREET 1: 5, RUE GUILLAUME KROLL CITY: LUXEMBOURG STATE: N4 ZIP: L-1882 BUSINESS PHONE: 212-350-1955 MAIL ADDRESS: STREET 1: 5, RUE GUILLAUME KROLL CITY: LUXEMBOURG STATE: N4 ZIP: L-1882 4 1 p1232711.xml P1232711 X0304 4 2011-10-06 0 0000912365 EVERGREEN ENERGY INC EEE 0001005557 LIBRA ADVISORS LLC 777 THIRD AVENUE 27TH FLOOR NEW YORK NY 10017 0 0 1 0 0001520903 LIBRA FUND II (LUXEMBOURG) S.A.R.L. 5, RUE GUILLAUME KROLL LUXEMBOURG N4 L-1882 1 0 1 0 0001507762 Libra Fund (Luxembourg) S.a r.l. 5, RUE GUILLAUME KROLL LUXEMBOURG N4 L-1882 0 0 1 0 0001428697 TANDON RANJAN 777 THIRD AVENUE 27TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock 2011-10-06 4 S 0 65000 1.0038 D 665762 D Common Stock 2011-10-06 4 S 0 65000 1.0038 D 665762 I See Footnote Common Stock 2011-10-07 4 P 0 5200 0.992 A 670962 D Common Stock 2011-10-07 4 P 0 5200 0.992 A 670962 I See Footnote Common Stock 2011-10-07 4 S 0 5200 1.00 D 665762 D Common Stock 2011-10-07 4 S 0 5200 1.00 D 665762 I See Footnote These securities are directly owned by Libra Fund II (Luxembourg) S.a r.l. These securities are directly owned by Libra Fund II (Luxembourg) S.a r.l. and may be deemed to be beneficially owned by (a) Libra Advisors, LLC by virtue of its role as the investment manager of Libra Fund II (Luxembourg) S.a r.l., (b) Libra Fund (Luxembourg) S.a r.l. by virtue of its role as the beneficial owner of Libra Fund II (Luxembourg) S.a r.l. and (c) Ranjan Tandon as the managing member of Libra Advisors, LLC. (+) Each reporting person hereby disclaims beneficial ownership over the securities, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that any reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. LIBRA ADVISORS, LLC(+), By: /s/ Ranjan Tandon, Managing Member 2011-10-11 LIBRA FUND II (LUXEMBOURG) S.A.R.L.(+), By: /s/ Ranjan Tandon, Managing Member of the Investment Manager 2011-10-11 LIBRA FUND (LUXEMBOURG) S.A.R.L.(+), By: /s/ Ranjan Tandon, Managing Member of the Investment Manager 2011-10-11 /s/ Ranjan Tandon(+) 2011-10-11