0000919574-11-005542.txt : 20111011
0000919574-11-005542.hdr.sgml : 20111010
20111011154328
ACCESSION NUMBER: 0000919574-11-005542
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111006
FILED AS OF DATE: 20111011
DATE AS OF CHANGE: 20111011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANDON RANJAN
CENTRAL INDEX KEY: 0001428697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14176
FILM NUMBER: 111135489
MAIL ADDRESS:
STREET 1: 909 THIRD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EVERGREEN ENERGY INC
CENTRAL INDEX KEY: 0000912365
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 841079971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1225 17TH STREET
STREET 2: SUITE 1300
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 3032932992
MAIL ADDRESS:
STREET 1: 1225 17TH STREET
STREET 2: SUITE 1300
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: KFX INC
DATE OF NAME CHANGE: 19940316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIBRA ADVISORS LLC
CENTRAL INDEX KEY: 0001005557
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14176
FILM NUMBER: 111135491
BUSINESS ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-350-5125
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE
STREET 2: 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER NAME:
FORMER CONFORMED NAME: LIBRA ADVISORS INC
DATE OF NAME CHANGE: 19960103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Libra Fund (Luxembourg) S.a r.l.
CENTRAL INDEX KEY: 0001507762
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14176
FILM NUMBER: 111135492
BUSINESS ADDRESS:
STREET 1: 5, RUE GUILLAUME KROLL
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1882
BUSINESS PHONE: (212) 350-1955
MAIL ADDRESS:
STREET 1: 5, RUE GUILLAUME KROLL
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1882
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIBRA FUND II (LUXEMBOURG) S.A.R.L.
CENTRAL INDEX KEY: 0001520903
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14176
FILM NUMBER: 111135490
BUSINESS ADDRESS:
STREET 1: 5, RUE GUILLAUME KROLL
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1882
BUSINESS PHONE: 212-350-1955
MAIL ADDRESS:
STREET 1: 5, RUE GUILLAUME KROLL
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1882
4
1
p1232711.xml
P1232711
X0304
4
2011-10-06
0
0000912365
EVERGREEN ENERGY INC
EEE
0001005557
LIBRA ADVISORS LLC
777 THIRD AVENUE
27TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001520903
LIBRA FUND II (LUXEMBOURG) S.A.R.L.
5, RUE GUILLAUME KROLL
LUXEMBOURG
N4 L-1882
1
0
1
0
0001507762
Libra Fund (Luxembourg) S.a r.l.
5, RUE GUILLAUME KROLL
LUXEMBOURG
N4 L-1882
0
0
1
0
0001428697
TANDON RANJAN
777 THIRD AVENUE
27TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Common Stock
2011-10-06
4
S
0
65000
1.0038
D
665762
D
Common Stock
2011-10-06
4
S
0
65000
1.0038
D
665762
I
See Footnote
Common Stock
2011-10-07
4
P
0
5200
0.992
A
670962
D
Common Stock
2011-10-07
4
P
0
5200
0.992
A
670962
I
See Footnote
Common Stock
2011-10-07
4
S
0
5200
1.00
D
665762
D
Common Stock
2011-10-07
4
S
0
5200
1.00
D
665762
I
See Footnote
These securities are directly owned by Libra Fund II (Luxembourg) S.a r.l.
These securities are directly owned by Libra Fund II (Luxembourg) S.a r.l. and may be deemed to be beneficially owned by (a) Libra Advisors, LLC by virtue of its role as the investment manager of Libra Fund II (Luxembourg) S.a r.l., (b) Libra Fund (Luxembourg) S.a r.l. by virtue of its role as the beneficial owner of Libra Fund II (Luxembourg) S.a r.l. and (c) Ranjan Tandon as the managing member of Libra Advisors, LLC.
(+) Each reporting person hereby disclaims beneficial ownership over the securities, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that any reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
LIBRA ADVISORS, LLC(+), By: /s/ Ranjan Tandon, Managing Member
2011-10-11
LIBRA FUND II (LUXEMBOURG) S.A.R.L.(+), By: /s/ Ranjan Tandon, Managing Member of the Investment Manager
2011-10-11
LIBRA FUND (LUXEMBOURG) S.A.R.L.(+), By: /s/ Ranjan Tandon, Managing Member of the Investment Manager
2011-10-11
/s/ Ranjan Tandon(+)
2011-10-11