-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G2a81l+Gw0EItjx3f3nEL098ChIdaAmoPlHOZymQMhx/Qsi+zGMECvU8oO5ofo5z 3DnNAeLjqCEcQ2VfwoDi2w== 0000912147-98-000009.txt : 19980916 0000912147-98-000009.hdr.sgml : 19980916 ACCESSION NUMBER: 0000912147-98-000009 CONFORMED SUBMISSION TYPE: NSAR-A/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980915 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYCE OTC MICRO CAP FUND INC CENTRAL INDEX KEY: 0000912147 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133739778 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A/A SEC ACT: SEC FILE NUMBER: 811-08030 FILM NUMBER: 98709740 BUSINESS ADDRESS: STREET 1: C/O MITCHELL HUTCHINS ASSET MANAGEMENT STREET 2: 1414 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127138392 MAIL ADDRESS: STREET 1: ROYCE OTC MICRO -CAP FUND INC STREET 2: 1285 AVE OF THE AMERICAS 16TH FLR CITY: NEW YORK STATE: NY ZIP: 10019 NSAR-A/A 1 N-SAR (2.2.A) PAGE 1 000 A000000 06/30/98 000 C000000 0000912147 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 2.2.a 000 J000000 A 001 A000000 ROYCE MICRO-CAP TRUST, INC. 001 B000000 811-8030 001 C000000 2123557311 002 A000000 1414 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10019 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 ROYCE & ASSOCIATES, INC. 008 B000001 A 008 C000001 801-8268 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10019 010 A000001 MITCHELL HUTCHINS ASSET MANAGEMENT INC. 010 B000001 801-13219 010 C010001 NEW YORK 010 C020001 NY 010 C030001 10019 012 A000001 STATE STREET BANK AND TRUST COMPANY 012 B000001 84-00896 012 C010001 N. 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0 087 A010000 COMMON STOCK 087 A020000 780915104 087 A030000 OTCM 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N PAGE 10 SIGNATURE BRIAN SHISSEL TITLE VICE PRESIDENT EX-99 2 September 10, 1998 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Gentlemen: We have read Item 77 (k) of Form N-SAR dated August 28, 1998 of Royce Micro- Cap Trust, Inc. and are in agreement with the statements contained in the three paragraphs on the page therein. We have no basis to agree or disagree with other statements of the registrant contained therein. /s/ Ernst & Young LLP New York, New York -----END PRIVACY-ENHANCED MESSAGE-----